DFX Intelligence
Advisors
Advisors registered through Sowell ManagementAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
109 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Stuart Mitchell Swan | Sowell Management independent RIA | Good Hope, Ga | Nov 15, 2022 | 27 y | 3 | 1 |
| Cooper Dean Thornton | Sowell Management independent RIA | North Little Rock, Ar | May 16, 2025 | 12 y | 0 | 1 |
| Justin A. Travis Certified Financial Planner | Sowell Management independent RIA | North Little Rock, Ar | Jul 19, 2024 | 10 y | 2 | 1 |
| T•••• V•••• | S••••• M••••••••• independent RIA | North Little Rock, Ar | Mar 16, 2026 | 10 y | 0 | 1 |
| G••••• W•••••• V••••• | S••••• M••••••••• independent RIA | West Des Moines, Ia | Sep 29, 2016 | 28 y | 3 | 1 |
| L••••••• P••••• W•••• Chartered Financial Analyst | S••••• M••••••••• independent RIA | North Little Rock, Ar | Aug 23, 2019 | 43 y | 2 | 2 |
| B••••••• P•••• W•••• | S••••• M••••••••• independent RIA | Tulsa, Ok | Nov 9, 2023 | 11 y | 4 | 1 |
| M•••••• L•• W••••• | S••••• M••••••••• independent RIA | Prospect, Ky | Aug 15, 2025 | 10 y | 0 | 1 |
| D••••• J•••• Z•••• Certified Financial Planner | S••••• M••••••••• independent RIA | New Lenox, Il | Nov 24, 2020 | 12 y | 2 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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