DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
974 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Stephen Andrew Ripic dual registrant | Mariner BD affiliated | Newport Beach, Ca | Dec 6, 2024 | 30 y | 3 | 1 |
| Riley Richard Roach | Mariner BD affiliated | New York, Ny | Jun 27, 2025 | 10 y | 0 | 1 |
| Michael Leroy Roasa Chartered Financial Consultant | Mariner BD affiliated | Scottsdale, Az | Oct 10, 2025 | 30 y | 3 | 1 |
| G••••••• H••••• R••••••• | M•••••• BD affiliated | New York, Ny | Jun 8, 2026 | 10 y | 0 | 1 |
| A•••••• R•••••• Chartered Financial Analyst | M•••••• BD affiliated | Cincinnati, Oh | Feb 26, 2018 | 17 y | 3 | 1 |
| D•••• S•••••• R•••••••• J•• Certified Financial Planner | M•••••• BD affiliated | Phoenix, Az | Feb 7, 2022 | 26 y | 1 | 1 |
| T•••• A••••• R••••• Certified Financial Planner | M•••••• BD affiliated | Los Angeles, Ca | Jun 1, 2026 | 16 y | 6 | 1 |
| K•••• A••••• R•••••••• Certified Financial Planner | M•••••• BD affiliated | Florham Park, Nj | Oct 4, 2021 | 13 y | 1 | 1 |
| R•••• R••••••••• Certified Financial Planner | M•••••• BD affiliated | Coral Gables, Fl | May 1, 2023 | 27 y | 4 | 1 |
| B•••••• D•••• R•••••• Chartered Financial Analyst | M•••••• BD affiliated | Tulsa, Ok | Sep 27, 2016 | 18 y | 1 | 1 |
| J••• A•••••• R••••• Certified Financial Planner | M•••••• BD affiliated | Tigard, Or | Dec 17, 2025 | 14 y | 4 | 2 |
| L••••••• P•••••• R••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Jun 8, 2021 | 11 y | 1 | 2 |
| R•••••• A••• R•••••••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Jun 10, 2021 | 23 y | 4 | 1 |
| A•••• A••• R••• dual registrant | M•••••• BD affiliated | Overland Park, Ks | Jan 9, 2009 | 35 y | 2 | 2 |
| R•••••• J••••• R•••••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Oct 5, 2020 | 23 y | 2 | 2 |
| D••••• R• R••• Certified Financial Planner | M•••••• BD affiliated | Bellevue, Wa | Jun 15, 2021 | 12 y | 2 | 1 |
| M••• L•• R•••••• Chartered Financial Analyst | M•••••• BD affiliated | Delray Beach, Fl | Mar 1, 2022 | 20 y | 3 | 2 |
| L•••• C• R•••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Florham Park, Nj | Sep 13, 2021 | 11 y | 2 | 2 |
| B•••• R••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Jul 29, 2019 | 17 y | 0 | 1 |
| K••• C•••••• R••• Certified Financial Planner | M•••••• BD affiliated | Diablo, Ca | Aug 13, 2025 | 20 y | 5 | 1 |
| K•••• J• R••• Certified Financial Planner, Chartered Financial Consultant | M•••••• BD affiliated | Los Altos, Ca | Mar 9, 2026 | 18 y | 3 | 1 |
| B•••• T••••• R••••••• Certified Financial Planner | M•••••• BD affiliated | Indianapolis, In | Mar 12, 2024 | 17 y | 5 | 1 |
| D•••• M•••• S••••••• Certified Financial Planner | M•••••• BD affiliated | Madison, Nj | Apr 1, 2020 | 24 y | 3 | 1 |
| J•••• A•• S•••••••• Certified Financial Planner | M•••••• BD affiliated | Swampscott, Ma | Mar 26, 2026 | 20 y | 1 | 1 |
| C•••••• A••••• S•••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Aug 13, 2026 | 10 y | 4 | 3 |
| T•• M•••••• S•••••• | M•••••• BD affiliated | Jupiter, Fl | Jul 21, 2026 | 15 y | 5 | 1 |
| L••••••• J•••••• S•••• Personal Financial Specialist | M•••••• BD affiliated | Nashville, Tn | Oct 31, 2019 | 22 y | 2 | 2 |
| J•••• R••••• S•••••••• Certified Financial Planner | M•••••• BD affiliated | Tallahassee, Fl | Sep 16, 2024 | 27 y | 4 | 1 |
| L••••• N••••• S•••• | M•••••• BD affiliated | El Segundo, Ca | Aug 18, 2022 | 14 y | 1 | 1 |
| C••••• S•••••• | M•••••• BD affiliated | Highlands Ranch, Co | Sep 5, 2023 | 11 y | 1 | 1 |
| A••••• J••• S••••• | M•••••• BD affiliated | Manasquan, Nj | Nov 15, 2016 | 12 y | 1 | 1 |
| C•••••• J••••• S•••• | M•••••• BD affiliated | Manasquan, Nj | Dec 13, 2018 | 10 y | 0 | 1 |
| D•••• E•• S•••••• | M•••••• BD affiliated | Overland Park, Ks | Nov 23, 2021 | 10 y | 0 | 2 |
| L••• W•••••• S•••••••• | M•••••• BD affiliated | Nashville, Tn | Jun 2, 2026 | 10 y | 0 | 1 |
| S•••• J••••• S••••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Pleasanton, Ca | Jan 6, 2022 | 28 y | 5 | 1 |
| R••••• S•••• S•••••• | M•••••• BD affiliated | San Diego, Ca | Jun 26, 2025 | 10 y | 1 | 1 |
| B•••• M•••••• S•••••• Certified Financial Planner | M•••••• BD affiliated | Pompton Plains, Nj | Oct 3, 2025 | 12 y | 0 | 1 |
| S••••• D••• S•••••• | M•••••• BD affiliated | Mill Valley, Ca | Jan 20, 2026 | 12 y | 0 | 1 |
| M••• E•••••••• S••••• | M•••••• BD affiliated | Cincinnati, Oh | Jan 27, 2022 | 24 y | 4 | 1 |
| F•••• E•••••••• S••••••••• | M•••••• BD affiliated | Mequon, Wi | Aug 17, 2026 | 12 y | 1 | 2 |
| J••• E•• S•••••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Coral Gables, Fl | Jul 17, 2019 | 23 y | 1 | 2 |
| P••• A• S•••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Nov 8, 2022 | 12 y | 0 | 1 |
| K••• A••••• S•••••••• Certified Financial Planner | M•••••• BD affiliated | San Juan, Pr | Jan 6, 2026 | 39 y | 2 | 1 |
| J•••• A••••• S•••••••• | M•••••• BD affiliated | Cincinnati, Oh | Mar 26, 2026 | 11 y | 0 | 1 |
| J••••• V••••• S•••••••• | M•••••• BD affiliated | Cincinnati, Oh | Dec 21, 2022 | 30 y | 0 | 1 |
| C••••••••• M•••••• S••••• Certified Financial Planner | M•••••• BD affiliated | Berwyn, Pa | Jul 22, 2021 | 16 y | 1 | 3 |
| E•••• C•••••••• S•••••• Certified Financial Planner | M•••••• BD affiliated | Cincinnati, Oh | Feb 10, 2025 | 13 y | 1 | 1 |
| J••••• T••• S•••••• | M•••••• BD affiliated | Knoxville, Tn | Jul 23, 2026 | 10 y | 0 | 1 |
| A•••••••• M•••••• S•••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Omaha, Ne | Jun 15, 2023 | 10 y | 0 | 1 |
| C••••••••• D•••• S••••••• Certified Financial Planner | M•••••• BD affiliated | Sarasota, Fl | May 12, 2022 | 16 y | 4 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.