DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shawn Joseph Sandoval
Certified Financial Planner
Feed of 09/14/2026
Also filed as Shawn Kurt
At current firm
4 y
since Jan 6, 2022
In the industry
28 y
since Nov 6, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Jan 6, 2022 · Pleasanton, Ca
- Commonwealth Financial Network national BDFeb 12, 2018 to Dec 31, 2021 · Pleasanton, Ca
- Integrated Advisors Network LLC independent RIAFeb 10, 2017 to Sep 28, 2018 · Rancho Santa Fe, Ca
- Cooper Mcmanus independent RIAJun 6, 2005 to Feb 13, 2017 · Irvine, Ca
- Wells Fargo Advisors wirehouseDec 13, 2002 to Jan 4, 2005 · Anaheim, Ca
- Prudential Equity Group, LLC unclassifiedMar 1, 2001 to Dec 2, 2002 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Marinerleft Dec 31, 2021, registered Jan 6, 2022 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
- Integrated Advisors Network LLC to Commonwealth Financial Networkleft Sep 28, 2018, registered Feb 12, 2018 (-228 days) · RIA to affiliated broker-dealer or bank
- Cooper Mcmanus to Integrated Advisors Network LLCleft Feb 13, 2017, registered Feb 10, 2017 (-3 days) · Other
- Wells Fargo Advisors to Cooper Mcmanusleft Jan 4, 2005, registered Jun 6, 2005 (153 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Dec 2, 2002, registered Dec 13, 2002 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address