DFX Intelligence
Advisors
Advisors registered through Cwm, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
616 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Jon Springer | Cwm, LLC BD affiliated | Omaha, Ne | Feb 16, 2024 | 31 y | 5 | 1 |
| Lawrence David Sprung Certified Financial Planner | Cwm, LLC BD affiliated | Hauppauge, Ny | Oct 8, 2020 | 30 y | 1 | 2 |
| Nancy St Aubin dual registrant | Cwm, LLC BD affiliated | Lebanon, Nh | Jul 27, 2026 | 25 y | 3 | 2 |
| T•••••• S•••••••• | C••• L•• BD affiliated | Omaha, Ne | Jul 24, 2024 | 11 y | 2 | 1 |
| B•••• S• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Atlanta, Ga | Mar 5, 2020 | 26 y | 5 | 2 |
| J••••• L••• S•••••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Apr 1, 2026 | 28 y | 6 | 1 |
| J••• A••••• S•••• | C••• L•• BD affiliated | Johnson City, Tn | Mar 23, 2021 | 14 y | 0 | 1 |
| M••• T••••• S••••• | C••• L•• BD affiliated | Hastings, Ne | Nov 1, 2023 | 11 y | 2 | 1 |
| H• J•••••• S••••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 8, 2020 | 11 y | 0 | 1 |
| J•••• A•••• S••••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Nov 14, 2024 | 15 y | 1 | 1 |
| W••••• C•••••• S••••••• Chartered Financial Consultant | C••• L•• BD affiliated | Augusta, Ga | Nov 14, 2018 | 11 y | 2 | 2 |
| E•••• L••• S•••• | C••• L•• BD affiliated | Omaha, Ne | Jan 5, 2024 | 12 y | 0 | 1 |
| B•••• L•• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Falls Church, Va | Jan 31, 2025 | 19 y | 2 | 3 |
| B•••• J•••• S•••• Chartered Financial Consultant | C••• L•• BD affiliated | Fairmont, Mn | Oct 7, 2024 | 45 y | 2 | 3 |
| T••••••• J•••• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Oct 24, 2018 | 28 y | 4 | 2 |
| S••••• J••• S•••••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Aug 22, 2016 | 23 y | 3 | 1 |
| N••••• K••••••• S••••• | C••• L•• BD affiliated | Omaha, Ne | Jun 2, 2025 | 10 y | 3 | 1 |
| H••••• J••••• T•••• | C••• L•• BD affiliated | Thibodaux, La | Jan 11, 2023 | 13 y | 0 | 1 |
| D•••••• A•••••••• T••••••••• | C••• L•• BD affiliated | Arvada, Co | Sep 15, 2025 | 11 y | 0 | 1 |
| D••••• M• T•••••• | C••• L•• BD affiliated | Salem, Or | Aug 10, 2021 | 13 y | 0 | 1 |
| L••• M•••••• T••••••••• | C••• L•• BD affiliated | Omaha, Ne | Jul 16, 2025 | 13 y | 1 | 1 |
| A••• J••• T••••• | C••• L•• BD affiliated | Omaha, Ne | Aug 24, 2020 | 11 y | 0 | 2 |
| J••••• T••• | C••• L•• BD affiliated | St, Louis, Mo | Apr 6, 2026 | 18 y | 6 | 1 |
| S•••• M•••• T••••• | C••• L•• BD affiliated | Omaha, Ne | Jan 23, 2023 | 10 y | 0 | 1 |
| C••••••• B•• T••••• Chartered Financial Consultant | C••• L•• BD affiliated | Omaha, Ne | Oct 16, 2023 | 11 y | 0 | 1 |
| D•••• H•••• T••••• Personal Financial Specialist | C••• L•• BD affiliated | Franklin Lakes, Nj | Jun 12, 2015 | 24 y | 3 | 2 |
| R••••• P•••••• T••••• | C••• L•• BD affiliated | Franklin Lakes, Nj | Nov 30, 2015 | 11 y | 0 | 1 |
| S••••• M•••• T•••••••• | C••• L•• BD affiliated | Omaha, Ne | May 19, 2023 | 24 y | 3 | 1 |
| D•••• A••• T••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Dec 12, 2022 | 25 y | 1 | 1 |
| B•••• B••••••• T•••••• Certified Financial Planner | C••• L•• BD affiliated | Ridgeland, Ms | Jun 18, 2019 | 11 y | 0 | 1 |
| S••• A•••• T•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Apr 24, 2018 | 35 y | 4 | 3 |
| R••• T••••••• | C••• L•• BD affiliated | Scottsdale, Az | Feb 21, 2024 | 10 y | 2 | 1 |
| L••• M•••• T•••• | C••• L•• BD affiliated | Farmington Hills, Mi | May 23, 2018 | 18 y | 1 | 2 |
| K••• E•••••• T••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Aug 14, 2019 | 28 y | 3 | 1 |
| C••••••••• J• T•••• Certified Financial Planner | C••• L•• BD affiliated | Southborough, Ma | Apr 1, 2020 | 16 y | 1 | 2 |
| S••••• L••• T•••••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Jan 28, 2026 | 16 y | 5 | 1 |
| S•••• D•••• T••• | C••• L•• BD affiliated | Hagerstown, Md | Jul 30, 2012 | 25 y | 2 | 2 |
| D•••• M• T•••• Personal Financial Specialist | C••• L•• BD affiliated | Salt Lake City, Ut | Jan 4, 2017 | 23 y | 2 | 2 |
| L•••••• N••••• T•••• | C••• L•• BD affiliated | Southlake, Tx | Feb 19, 2020 | 23 y | 9 | 1 |
| J••••• C••••••••• T••••••• | C••• L•• BD affiliated | Milton, Ga | Oct 31, 2023 | 14 y | 2 | 1 |
| T• J•••• T••••• Chartered Financial Consultant | C••• L•• BD affiliated | Fairmont, Mn | Oct 7, 2024 | 27 y | 2 | 4 |
| S••••• J••••• T•••••• | C••• L•• BD affiliated | Omaha, Ne | Sep 17, 2025 | 10 y | 1 | 2 |
| R•••• E••••• T•••••• | C••• L•• BD affiliated | Omaha, Ne | Sep 17, 2025 | 40 y | 5 | 3 |
| T••• L•••• T••••••• | C••• L•• BD affiliated | Metter, Ga | Mar 24, 2025 | 15 y | 0 | 1 |
| E•••••••• A•• T•••••• | C••• L•• BD affiliated | Omaha, Ne | Dec 5, 2022 | 10 y | 1 | 1 |
| G•••• M•••••• T•••••• Certified Financial Planner | C••• L•• BD affiliated | Overland Park, Ks | Jan 5, 2022 | 22 y | 4 | 3 |
| J•••••••• L•••••• T••••• | C••• L•• BD affiliated | Mayfield Height, Oh | Feb 4, 2026 | 25 y | 6 | 1 |
| A••••••••• J• U••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Sep 9, 2021 | 15 y | 0 | 1 |
| Z•••••• J•••• V•••• W•••• | C••• L•• BD affiliated | Pella, Ia | Feb 22, 2024 | 10 y | 0 | 1 |
| S••••• V••••••••• | C••• L•• BD affiliated | Pella, Ia | Aug 31, 2022 | 22 y | 4 | 3 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.