DFX Intelligence
Advisors
Advisors registered through Cwm, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
616 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Clark Leroy Permann Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | Aug 13, 2020 | 34 y | 2 | 2 |
| Shawn Dwayne Peschke Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | May 18, 2026 | 23 y | 6 | 2 |
| Derek Anthony Pesta Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | Jan 8, 2016 | 11 y | 1 | 2 |
| D•••••• B•••• P••••••• | C••• L•• BD affiliated | Omaha, Ne | Jan 13, 2025 | 13 y | 2 | 1 |
| M•••• P••••••• | C••• L•• BD affiliated | West Chester, Oh | Nov 10, 2025 | 13 y | 1 | 1 |
| S••• A•••••• P••••••• Certified Financial Planner | C••• L•• BD affiliated | Dallas, Tx | Apr 18, 2019 | 23 y | 6 | 1 |
| C••• E••••• P••••• | C••• L•• BD affiliated | Wichita, Ks | May 29, 2019 | 31 y | 1 | 2 |
| L••• B•••• P••• | C••• L•• BD affiliated | Omaha, Ne | Mar 25, 2025 | 13 y | 0 | 1 |
| T••••• P••• Certified Financial Planner | C••• L•• BD affiliated | Scottsdale, Az | Jul 31, 2023 | 11 y | 0 | 1 |
| B•••• S•••••• P••• Certified Financial Planner | C••• L•• BD affiliated | Scottsdale, Az | Oct 4, 2021 | 39 y | 1 | 2 |
| D••••• P•••• | C••• L•• BD affiliated | Omaha, Ne | Dec 12, 2025 | 13 y | 0 | 1 |
| B•••• D• P••••• | C••• L•• BD affiliated | Omaha, Ne | Apr 27, 2026 | 22 y | 4 | 1 |
| J••••• E••• P••• Certified Financial Planner | C••• L•• BD affiliated | Kaysville, Ut | Jan 2, 2024 | 13 y | 3 | 1 |
| S•••••• D••••• P•••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Omaha, Ne | Oct 21, 2025 | 20 y | 5 | 1 |
| L••• T••••• P••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Feb 12, 2024 | 14 y | 1 | 1 |
| J••••• M••••• P•••• | C••• L•• BD affiliated | Omaha, Ne | Apr 8, 2026 | 10 y | 0 | 1 |
| D••••• J•••• P•••••• Chartered Financial Consultant | C••• L•• BD affiliated | Omaha, Ne | Mar 10, 2026 | 10 y | 2 | 1 |
| Y••••• N••••• P••••• dual registrant | C••• L•• BD affiliated | Glendora, Ca | Mar 20, 2017 | 36 y | 0 | 1 |
| P•••• J••• P•••••• | C••• L•• BD affiliated | Carmel, In | Jan 22, 2026 | 11 y | 1 | 1 |
| J•••• L•• Q•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Mar 17, 2016 | 34 y | 2 | 3 |
| K•••••• E••••••• R•••••• | C••• L•• BD affiliated | Orlando, Fl | Aug 1, 2018 | 19 y | 5 | 2 |
| J••• J••••• R•••••• Certified Financial Planner | C••• L•• BD affiliated | Wasilla, Ak | Sep 23, 2025 | 32 y | 2 | 3 |
| M•••••• A•• R•••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Panama City Beach, Fl | Jan 11, 2023 | 31 y | 3 | 1 |
| D•••• E•••• R•••••••• | C••• L•• BD affiliated | Omaha, Ne | Jun 12, 2018 | 22 y | 4 | 1 |
| W•••••• R•••• R•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Jan 16, 2025 | 16 y | 11 | 1 |
| M•••••• D•••• R••••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Ann Arbor, Mi | Aug 23, 2021 | 25 y | 1 | 28 |
| N••••••• R•••••• dual registrant | C••• L•• BD affiliated | Canonsburg, Pa | Dec 9, 2020 | 10 y | 0 | 1 |
| J•• S••••• R••• Certified Financial Planner, Chartered Financial Consultant | C••• L•• BD affiliated | Washington, Ia | Nov 3, 2020 | 13 y | 4 | 3 |
| A••••• M• R••• | C••• L•• BD affiliated | Warren, Pa | May 6, 2019 | 16 y | 3 | 1 |
| J••• C•••••••• R••• | C••• L•• BD affiliated | Southlake, Tx | Mar 27, 2024 | 10 y | 0 | 1 |
| J•••• C••••• R••• | C••• L•• BD affiliated | Tyler, Tx | Oct 8, 2018 | 32 y | 3 | 1 |
| D••••• A•••• R•••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Jun 10, 2024 | 25 y | 2 | 2 |
| K•••••• E••••• R••••• Certified Financial Planner | C••• L•• BD affiliated | Yakima, Wa | Jun 17, 2020 | 28 y | 4 | 2 |
| K••• R•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Jan 30, 2025 | 11 y | 0 | 1 |
| P••• E••••• R•••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 23, 2023 | 26 y | 4 | 1 |
| A••••• R•••••••• | C••• L•• BD affiliated | Omaha, Ne | May 31, 2019 | 14 y | 2 | 1 |
| S•••• J• R••••••• Certified Financial Planner | C••• L•• BD affiliated | Covington, Ky | Aug 23, 2018 | 15 y | 1 | 3 |
| M•••• A•••••• R••••••••• Certified Financial Planner | C••• L•• BD affiliated | Pittsburgh, Pa | Jan 13, 2026 | 10 y | 2 | 1 |
| J••• D•••• R••••••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 8, 2025 | 10 y | 1 | 1 |
| M••• J•••• R••• | C••• L•• BD affiliated | Omaha, Ne | Dec 2, 2016 | 20 y | 3 | 1 |
| P••••••• R••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Jul 21, 2026 | 18 y | 5 | 1 |
| R•••••• R•••••• R•••• | C••• L•• BD affiliated | Lake Jackson, Tx | Jun 16, 2014 | 41 y | 1 | 1 |
| M•••••• L•• R•••••••• | C••• L•• BD affiliated | Omaha, Ne | Dec 3, 2024 | 13 y | 0 | 1 |
| C••••••• C••••• R•••••••• | C••• L•• BD affiliated | Omaha, Ne | Jan 31, 2025 | 10 y | 1 | 1 |
| J•••• J••• R•••••• | C••• L•• BD affiliated | Marquette, Mi | Apr 8, 2025 | 17 y | 1 | 1 |
| R••• R•••• R••••• Certified Financial Planner, Chartered Financial Consultant | C••• L•• BD affiliated | Fresno, Ca | Apr 27, 2026 | 26 y | 8 | 4 |
| K••• L••• R•••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 9, 2025 | 11 y | 0 | 3 |
| B•••• P•••••• R••••• Certified Financial Planner | C••• L•• BD affiliated | Englewood, Co | Jul 8, 2025 | 24 y | 3 | 2 |
| L•••• J••• R••• | C••• L•• BD affiliated | Omaha, Ne | Apr 27, 2026 | 32 y | 6 | 1 |
| S••••• E••••• R••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Mar 1, 2022 | 21 y | 3 | 3 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.