DFX Intelligence
Advisors
Advisors registered through CaptrustAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
946 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Sarah Carter Farmer Certified Financial Planner | Captrust institutional | Charlotte, Nc | Aug 17, 2026 | 12 y | 0 | 1 |
| Keith Faulkner | Captrust institutional | Boston, Ma | Nov 13, 2019 | 31 y | 3 | 2 |
| Mark William Fearigo Certified Financial Planner | Captrust institutional | Uniontown, Oh | May 31, 2019 | 34 y | 2 | 2 |
| R••••• T••••• F•• | C••••••• institutional | Hutchinson, Ks | Nov 1, 2022 | 11 y | 0 | 1 |
| M••• D•••• F•••••• Certified Financial Planner | C••••••• institutional | Phoenix, Az | Dec 15, 2020 | 31 y | 3 | 2 |
| D•••• D• F•••••••• Certified Financial Planner, Chartered Financial Analyst | C••••••• institutional | San Ramon, Ca | Jan 16, 2019 | 9 y | 1 | 1 |
| R••••• F•••••••• Chartered Financial Analyst | C••••••• institutional | San Antonio, Tx | Oct 18, 2019 | 15 y | 0 | 1 |
| J•••• R•••••• F••••• Chartered Financial Analyst | C••••••• institutional | Minnetonka, Mn | Apr 26, 2023 | 30 y | 4 | 1 |
| A••••• C•••• F••••• Chartered Financial Analyst | C••••••• institutional | Greenwood Village, Co | Nov 24, 2021 | 18 y | 1 | 2 |
| T••••• W•••••• F••••• Certified Financial Planner | C••••••• institutional | Raleigh, Nc | Jul 30, 2024 | 12 y | 1 | 1 |
| M•••••• T••• F•••• | C••••••• institutional | Brentwood, Tn | Dec 21, 2022 | 12 y | 1 | 1 |
| A••• A•••••• F•••• Certified Financial Planner | C••••••• institutional | Greenville, Sc | Feb 25, 2022 | 13 y | 1 | 1 |
| P•••••• B•••• F•••• dual registrant | C••••••• institutional | Raleigh, Nc | Jan 14, 2019 | 15 y | 0 | 2 |
| J••• M••••• F•••••• Certified Financial Planner | C••••••• institutional | Lynchburg, Va | Sep 27, 2017 | 20 y | 1 | 2 |
| R••••• F••••••• F••••• dual registrant | C••••••• institutional | New York, Ny | Feb 26, 2021 | 12 y | 1 | 1 |
| S••••• P•••••• F••• | C••••••• institutional | Costa Mesa, Ca | Feb 18, 2026 | 24 y | 7 | 2 |
| V••••• E••• F••••••• dual registrant | C••••••• institutional | Wilmington, Nc | Feb 3, 2020 | 28 y | 2 | 1 |
| C••••••••• J•••• F•••• Certified Financial Planner · dual registrant | C••••••• institutional | Chesterton, In | May 6, 2020 | 14 y | 2 | 2 |
| J••• E••••• F••••••••• | C••••••• institutional | Bethlehem, Pa | Mar 21, 2023 | 13 y | 1 | 1 |
| D••••••• L• N••• F•••••• Certified Financial Planner | C••••••• institutional | The Woodlands, Tx | Jun 26, 2026 | 20 y | 4 | 1 |
| T•••• J• F•••• Certified Financial Planner · dual registrant | C••••••• institutional | Alexandria, Va | Feb 7, 2025 | 32 y | 6 | 1 |
| J•••••• S•••• F•••••• dual registrant | C••••••• institutional | Tampa, Fl | Nov 29, 2021 | 26 y | 6 | 1 |
| J••••• K••••• F•••••••• dual registrant | C••••••• institutional | Charlotte, Nc | Mar 5, 2025 | 29 y | 2 | 1 |
| W•••••• J•••• F••••••• Certified Financial Planner, Chartered Financial Analyst | C••••••• institutional | Phoenix, Az | Feb 22, 2021 | 16 y | 2 | 2 |
| A•••• N••••••• F•• | C••••••• institutional | Greenwood Village, Co | Aug 21, 2025 | 18 y | 0 | 1 |
| W•••••• J•••• F••••• | C••••••• institutional | West Des Moines, Ia | Nov 7, 2024 | 10 y | 0 | 1 |
| J•••• A•• F••••• Certified Financial Planner · dual registrant | C••••••• institutional | West Des Moines, Ia | Nov 22, 2022 | 22 y | 5 | 2 |
| E••• S•••• F••••• Chartered Financial Analyst | C••••••• institutional | Rochester, Ny | Oct 30, 2025 | 14 y | 1 | 1 |
| T••• M•••••• F••••••• | C••••••• institutional | New Orleans, La | Jun 23, 2023 | 21 y | 1 | 1 |
| M••••••• A•••• F•••••• | C••••••• institutional | Raleigh, Nc | Sep 5, 2026 | 10 y | 0 | 1 |
| K••• L•••• F•••••• dual registrant | C••••••• institutional | Chesterton, In | May 6, 2020 | 12 y | 1 | 1 |
| W•••••• B•••• G•••• Certified Financial Planner · dual registrant | C••••••• institutional | Sacramento, Ca | Jan 25, 2021 | 22 y | 3 | 1 |
| J•••• J•••• G••••••• dual registrant | C••••••• institutional | Costa Mesa, Ca | Jun 23, 2026 | 12 y | 1 | 1 |
| B••••••• M••••••• G•••••• Certified Financial Planner | C••••••• institutional | Indianapolis, In | Mar 9, 2026 | 10 y | 2 | 1 |
| B••••••• A••••• G•••••• | C••••••• institutional | Tiverton, Ri | Jul 10, 2025 | 32 y | 2 | 2 |
| J•••• S•••• G•••••• Chartered Financial Analyst | C••••••• institutional | Rochester, Ny | Oct 27, 2025 | 25 y | 1 | 1 |
| J••• C•••• G•••••• | C••••••• institutional | Raleigh, Nc | Apr 22, 2015 | 37 y | 3 | 1 |
| J••••• J•••• G•••••• dual registrant | C••••••• institutional | Raleigh, Nc | Jun 15, 2016 | 19 y | 1 | 1 |
| A••• G••• dual registrant | C••••••• institutional | Birmingham, Al | Feb 2, 2024 | 12 y | 3 | 1 |
| F••• J•••••• G•••••• Certified Financial Planner | C••••••• institutional | Tampa, Fl | Sep 5, 2024 | 11 y | 2 | 1 |
| J•••• Y••••••• G••••••• | C••••••• institutional | Austin, Tx | Oct 2, 2019 | 12 y | 2 | 1 |
| M•••••• T••••• G••••••• Certified Financial Planner · dual registrant | C••••••• institutional | Sacramento, Ca | Jan 25, 2021 | 44 y | 2 | 2 |
| K•••• A•• C••••• G•••••• Certified Financial Planner | C••••••• institutional | Media, Pa | Jan 3, 2023 | 20 y | 4 | 1 |
| D••••• R•••••• G••••• Chartered Financial Analyst | C••••••• institutional | Chicago, Il | Nov 18, 2021 | 27 y | 1 | 2 |
| K•••••••• M• G••••• | C••••••• institutional | New Orleans, La | Jun 23, 2023 | 21 y | 1 | 1 |
| M•••• C• G•••••• Certified Financial Planner | C••••••• institutional | Uniontown, Oh | May 22, 2019 | 27 y | 2 | 2 |
| B•••• R•••••• G•••••• Certified Financial Planner | C••••••• institutional | Overland Park, Ks | Mar 13, 2026 | 12 y | 0 | 1 |
| T••••• S••••• G••• | C••••••• institutional | Dallas, Tx | Jun 23, 2023 | 27 y | 2 | 2 |
| D•••• P•••••• G•••••• dual registrant | C••••••• institutional | Salt Lake City, Ut | Apr 20, 2022 | 9 y | 2 | 1 |
| D••••• W••••• G•••••• Certified Financial Planner · dual registrant | C••••••• institutional | Salt Lake City, Ut | Feb 2, 2018 | 11 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.