RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Nov 29, 2021 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 11, 2021 to Oct 29, 2021 · Land O Lakes, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedNov 20, 2014 to Nov 13, 2020 · Tampa, Fl
- M• H••••••• S••••••••• I••• BD affiliatedFeb 12, 2014 to Sep 30, 2014 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 24, 2012 to Feb 14, 2014 · Tampa, Fl
- S••••••• I••••••••• S•••••••• I••• formerSep 18, 2002 to Dec 5, 2011 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 14, 2001 to Jul 5, 2002 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••left Oct 29, 2021, registered Nov 29, 2021 (31 days) · Other
- A••••• A•• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 13, 2020, registered Jun 11, 2021 (210 days) · Affiliated broker-dealer or bank to another
- M• H••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 30, 2014, registered Nov 20, 2014 (51 days) · Other
- M•• I•••••••• S•••••••• L•• to M• H••••••• S••••••••• I•••left Feb 14, 2014, registered Feb 12, 2014 (-2 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 5, 2011, registered Jan 24, 2012 (50 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Jul 5, 2002, registered Sep 18, 2002 (75 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address