DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• A•••• M••••••••• L••
Latest filing Feb 25, 2026
First filing on the tape Mar 26, 2012 · 34 filings
SEC status approved since Jun 9, 1971
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
65%
$682M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$264M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.1B as of Feb 25, 2026
Mar 26, 2012$265M then
HNW client RAUM$682M as of Feb 25, 2026
Mar 28, 2018$361M then
State-registered IARs (5.B.3)4 as of Feb 25, 2026
Feb 14, 20130 then
Employees (5.A)10 as of Feb 25, 2026
Feb 14, 20139 then
Private funds1 as of Feb 14, 2013
Mar 26, 20121 then
RAUM +8.8% over the last fiscal year+10% a year over threeIARs 4 to 4offices 5 to 4
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
- RAUM per advisor
- $264MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$682M65%
- Charitable organizations$330M31%
- Other investment advisers$34.5M3.3%
- Pension and profit-sharing plans$7.6M0.7%
- Individual clients
- n/areported
- HNW clients
- 612reported
- Pension plan clients
- 6reported
- Charitable clients
- 12reported
- Accounts
- 689reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $32.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.65 fund_share=0.03 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D•••• J•••••• | New York, Ny | Jul 22, 2021 | 38 y | 2 |
| J••• B•••••• C•••• | New York, Ny | Jul 22, 2021 | 31 y | 1 |
| D•••••• M•••••• F•••••••••Chartered Financial Analyst | New York, Ny | Aug 18, 2021 | 28 y | 0 |
| C••• R••••• M••••••••• | Palm Coast, Fl | Dec 10, 2025 | 41 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••• R••••• M••••••••• from M••••• S••••••Dec 10, 2025 · Wirehouse to independent RIA
- J••• B•••••• C•••• from L•••••••• A•••• M••••••••• L••Jul 22, 2021 · Other
- M•••••• D•••• J•••••• from J•••••• P••••• A•••• M••••••••• I•••••••••Jul 22, 2021 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• G•••••• G••••• L••••••••• F•••• L••no longer reported | Hedge Fund | $2.6M | 8 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• D••••••• M•••••• · Co-Presidentcontrolsince 01/2018 · owns 25% to 50%
- J••••••• M••••••• D•••• · Co-Presidentcontrolsince 01/2018 · owns 25% to 50%
- C••••• J•••• B•••••• · Managing Directorsince 12/2018 · owns 25% to 50%
- F••••••••• B••••• T• · Managing Directorsince 12/2018 · owns 10% to 25%
- F••••••••• T•••••• A••••• · Managing Directorsince 01/2006 · owns less than 5%
- S••••• D•••••• K••••• · Chief Compliance Officersince 10/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Coast, FL1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 25, 2026J••••••• M••••••• D•••• (CO-PRESIDENT) left Schedule A between the filings of 2022-10-13 and 2026-02-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 25, 2026F••••••••• D••••••• M•••••• (CO-PRESIDENT) left Schedule A between the filings of 2022-10-13 and 2026-02-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 687 to 689Feb 19, 2025 to Feb 25, 2026
- Charity clients · 14 to 12Feb 19, 2025 to Feb 25, 2026
- HNW clients · 608 to 612Feb 19, 2025 to Feb 25, 2026
- Pension plan clients · 2 to 6Feb 19, 2025 to Feb 25, 2026
- Other offices · 5 to 4Feb 19, 2025 to Feb 25, 2026
- Discretionary RAUM · $961M to $1.0BFeb 19, 2025 to Feb 25, 2026
- HNW RAUM · $657M to $682MFeb 19, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $8.6M to $9.3MFeb 19, 2025 to Feb 25, 2026
- Pension RAUM · $3.1M to $7.6MFeb 19, 2025 to Feb 25, 2026
- RAUM · $970M to $1.1BFeb 19, 2025 to Feb 25, 2026
- Wrap assets (manager) · $13.5M to $32.8MFeb 19, 2025 to Feb 25, 2026
- Accounts · 700 to 687Mar 6, 2024 to Feb 19, 2025
- Advisory employees · 5 to 4Mar 6, 2024 to Feb 19, 2025
- Advisory activities · 4 to 3Mar 6, 2024 to Feb 19, 2025
- HNW clients · 629 to 608Mar 6, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 0Mar 6, 2024 to Feb 19, 2025
- State-registered IARs · 5 to 4Mar 6, 2024 to Feb 19, 2025
- Discretionary RAUM · $894M to $961MMar 6, 2024 to Feb 19, 2025
- HNW RAUM · $606M to $657MMar 6, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $8.0M to $8.6MMar 6, 2024 to Feb 19, 2025
- Pension RAUM · $2.8M to $3.1MMar 6, 2024 to Feb 19, 2025
- RAUM · $902M to $970MMar 6, 2024 to Feb 19, 2025
- Wrap assets (manager) · $12.2M to $13.5MMar 6, 2024 to Feb 19, 2025
- Accounts · 678 to 700Feb 23, 2023 to Feb 15, 2024
- Advisory activities · 5 to 4Feb 23, 2023 to Feb 15, 2024
- HNW clients · 606 to 629Feb 23, 2023 to Feb 15, 2024
- Pension plan clients · 3 to 2Feb 23, 2023 to Feb 15, 2024
- State-registered IARs · 1 to 5Feb 23, 2023 to Feb 15, 2024
- Discretionary RAUM · $777M to $894MFeb 23, 2023 to Feb 15, 2024
- HNW RAUM · $515M to $606MFeb 23, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $6.7M to $8.0MFeb 23, 2023 to Feb 15, 2024
- Pension RAUM · $2.7M to $2.8MFeb 23, 2023 to Feb 15, 2024
- RAUM · $784M to $902MFeb 23, 2023 to Feb 15, 2024
- Wrap assets (manager) · $10.3M to $12.2MFeb 23, 2023 to Feb 15, 2024
- Accounts · 661 to 678Oct 28, 2022 to Feb 23, 2023
- Charity clients · 10 to 14Oct 28, 2022 to Feb 23, 2023
- HNW clients · 597 to 606Oct 28, 2022 to Feb 23, 2023
- Discretionary RAUM · $935M to $777MOct 28, 2022 to Feb 23, 2023
- HNW RAUM · $655M to $515MOct 28, 2022 to Feb 23, 2023
- Non-discretionary RAUM · $10.4M to $6.7MOct 28, 2022 to Feb 23, 2023
Signals
2 dated events
- David Michael Jamison (Co-President) appeared on Schedule A of G•••••• A•••• M••••••••• L••Mar 21, 2019 · Control person joined · fact
- G•••••• A•••• M••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 28, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/28670262/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••••ASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-484-5608reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $264Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026