DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Variable Annuity Life Insurance Company
Latest filing Jul 9, 2026
First filing on the tape Mar 30, 2012 · 64 filings
SEC status approved since Dec 12, 1971
RAUM
$33B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,700
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$33B as of Jul 9, 2026
Mar 30, 2012$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1,280 as of Jul 9, 2026
Mar 30, 20120 then
Employees (5.A)1,700 as of Jul 9, 2026
Apr 1, 20132,000 then
Private funds: no history
RAUM +3.6% over the last fiscal year+4.8% a year over threeIARs 1,239 to 1,280
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $25.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $915MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1280.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$33B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1381.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Roger Craig · Senior Vice President, General Counsel And Assistant Secretarycontrolsince 09/2019 · owns less than 5%
- B Elizabeth Cropper · Director, Executive Vice President And Chief Human Resources Officercontrolsince 02/2024 · owns less than 5%
- David Ditillo · Director, Executive Vice President And Chief Information Officercontrolsince 02/2024 · owns less than 5%
- Terri Fiedler · Director And President Of Group Retirementcontrolsince 12/2022 · owns less than 5%
- P Christopher Filiaggi · Director, Senior Vice President And Chief Financial Officercontrolsince 02/2024 · owns less than 5%
- Michael Timothy Heslin · Directorcontrolsince 02/2024 · owns less than 5%
- Chuck Christopher Joe · Investment Adviser Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Lisa Longino · Director, Executive Vice President And Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- Andrew Todd Mcgrath · Senior Vice President And Chief Operating Officercontrolsince 06/2019 · owns less than 5%
- Jonathan Novak · Director And President Of Institutional Marketscontrolsince 03/2023 · owns less than 5%
- Bryan Pinsky · Directorcontrolsince 02/2024 · owns less than 5%
- B Christopher Smith · Chairman Of The Board Of Directors And Presidentcontrolsince 02/2024 · owns less than 5%
Entity owners
- Agc Life Insurance Company · 100% Stockholderdirect · owns 75% or more · public reporting company
- Corebridge Financial, Inc. · Shareholderindirect · owns 75% or more of Corebridge Life Holdings, Inc. · public reporting company
- Corebridge Life Holdings, Inc. · Shareholderindirect · owns 75% or more of Agc Life Insurance Company
Related persons
Schedule D 7.A
- American General Life Insurance Companyreal estaten
- Corebridge Capital Services, Inc.broker-dealern
- Sunamerica Asset Management, LLCinvestment adviserbanknRAUM $42B
- The United States Life Insurance Company In The City Of New Yorkreal estaten
- Valic Financial Advisors, Inc.broker-dealerinvestment adviseryRAUM $29B
- Valic Trust Companyn
Advisers that list The Variable Annuity Life Insurance Company as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Feb 23, 2026 to Mar 30, 2026
- BD registered reps · 1,342 to 1,381Feb 23, 2026 to Mar 30, 2026
- Employees · 1,800 to 1,700Feb 23, 2026 to Mar 30, 2026
- State-registered IARs · 1,239 to 1,280Feb 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $32B to $33BFeb 23, 2026 to Mar 30, 2026
- RAUM · $32B to $33BFeb 23, 2026 to Mar 30, 2026
- Financial planning clients · 0 to 0Jul 30, 2025 to Aug 8, 2025
- BD registered reps · 1,409 to 1,342Jan 21, 2025 to Mar 31, 2025
- State-registered IARs · 1,289 to 1,239Jan 21, 2025 to Mar 31, 2025
- Discretionary RAUM · $32B to $32BJan 21, 2025 to Mar 31, 2025
- RAUM · $32B to $32BJan 21, 2025 to Mar 31, 2025
- BD registered reps · 1,521 to 1,409Aug 17, 2023 to Mar 29, 2024
- Employees · 1,880 to 1,800Aug 17, 2023 to Mar 29, 2024
- State-registered IARs · 1,391 to 1,289Aug 17, 2023 to Mar 29, 2024
- Discretionary RAUM · $29B to $32BAug 17, 2023 to Mar 29, 2024
- RAUM · $29B to $32BAug 17, 2023 to Mar 29, 2024
- Accounts · 37 to 36Dec 12, 2022 to Mar 31, 2023
- BD registered reps · 1,571 to 1,521Dec 12, 2022 to Mar 31, 2023
- Employees · 2,020 to 1,880Dec 12, 2022 to Mar 31, 2023
- State-registered IARs · 1,425 to 1,391Dec 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $34B to $29BDec 12, 2022 to Mar 31, 2023
- RAUM · $34B to $29BDec 12, 2022 to Mar 31, 2023
- Accounts · 49 to 37Dec 2, 2021 to Mar 31, 2022
- BD registered reps · 1,593 to 1,571Dec 2, 2021 to Mar 31, 2022
- Employees · 2,200 to 2,020Dec 2, 2021 to Mar 31, 2022
- State-registered IARs · 1,452 to 1,425Dec 2, 2021 to Mar 31, 2022
- Other offices · 1 to 0Dec 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $35B to $34BDec 2, 2021 to Mar 31, 2022
- RAUM · $35B to $34BDec 2, 2021 to Mar 31, 2022
- BD registered reps · 1,653 to 1,593Jan 11, 2021 to Mar 31, 2021
- State-registered IARs · 1,370 to 1,452Jan 11, 2021 to Mar 31, 2021
- Discretionary RAUM · $29B to $35BJan 11, 2021 to Mar 31, 2021
- RAUM · $29B to $35BJan 11, 2021 to Mar 31, 2021
- BD registered reps · 1,674 to 1,653Jul 15, 2019 to Mar 27, 2020
- Employees · 2,100 to 2,200Jul 15, 2019 to Mar 27, 2020
- State-registered IARs · 1,358 to 1,370Jul 15, 2019 to Mar 27, 2020
- Discretionary RAUM · $30B to $29BJul 15, 2019 to Mar 27, 2020
- RAUM · $30B to $29BJul 15, 2019 to Mar 27, 2020
- BD registered reps · 1,592 to 1,674Dec 20, 2018 to Mar 29, 2019
- Employees · 3,000 to 2,100Dec 20, 2018 to Mar 29, 2019
Signals
42 dated events
- P Christopher Filiaggi (Director, Senior Vice President And Chief Financial Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- B Elizabeth Cropper (Director, Executive Vice President And Chief Human Resources Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- Bryan Pinsky (Director) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- B Christopher Smith (Chairman Of The Board Of Directors And President) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- Michael Timothy Heslin (Director) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- David Ditillo (Director, Executive Vice President And Chief Information Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 29, 2024 · Control person joined · fact
- Whitney Emily Gingrich (Director, Senior Vice President, Chief Actuary And Corporate Illustration Actuary) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-08-17, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Sabyasachi Ray (Director And Senior Vice President) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-08-17, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Hong Zhang (Director, Senior Vice President And Chief Financial Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-08-17, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- L Alan Smith (Director, Executive Vice President And Chief Human Resources Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-08-17, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Elizabeth Gilliane Isabelle (Director, Senior Vice President And Chief Distribution Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-05-30, absent 2023-08-17)Aug 17, 2023 · Control person left · inference
- Jonathan Novak (Director And Executive Vice President And President Of Institutional Markets) appeared on Schedule A of The Variable Annuity Life Insurance CompanyApr 14, 2023 · Control person joined · fact
- Lisa Longino (Director, Executive Vice President And Chief Investment Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyApr 14, 2023 · Control person joined · fact
- Hong Zhang (Director, Senior Vice President And Chief Financial Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyApr 14, 2023 · Control person joined · fact
- L Alan Smith (Director, Executive Vice President And Chief Human Resources Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyApr 14, 2023 · Control person joined · fact
- Timothy Kevin Hogan (Chairman Of The Board, Chief Executive Officer & President) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-03-31, absent 2023-04-14)Apr 14, 2023 · Control person left · inference
- Farid Elias Habayeb (Director, Executive Vice President, Chief Financial Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-03-31, absent 2023-04-14)Apr 14, 2023 · Control person left · inference
- R Sabra Purtill (Director, Senior Vice President, And Chief Investment Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2023-03-31, absent 2023-04-14)Apr 14, 2023 · Control person left · inference
- Terri Fiedler (Director) appeared on Schedule A of The Variable Annuity Life Insurance CompanyDec 12, 2022 · Control person joined · fact
- Jay Robert Scheinerman (Ceo, Group Retirement And Director) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2022-07-13, absent 2022-12-12)Dec 12, 2022 · Control person left · inference
- Sabyasachi Ray (Director And Senior Vice President) appeared on Schedule A of The Variable Annuity Life Insurance CompanyJul 13, 2022 · Control person joined · fact
- R Sabra Purtill (Director, Senior Vice President, And Chief Investment Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyJul 13, 2022 · Control person joined · fact
- Philip Michael Harwood (Director, Svp, Chief Actuary And Corporate Illustration Actuary) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2022-03-31, absent 2022-07-13)Jul 13, 2022 · Control person left · inference
- Alireza Vaseghi (Director, Senior Vice President And Chief Investment Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2022-03-31, absent 2022-07-13)Jul 13, 2022 · Control person left · inference
- John Thomas Diemer (Director, Evp & Chief Financial Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2021-12-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Ann Katherine Anderson (Senior Vice-President And Chief Risk Officer) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2021-12-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Whitney Emily Gingrich (Director, Senior Vice President, Chief Actuary And Corporate Illustration Actuary) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 31, 2022 · Control person joined · fact
- Farid Elias Habayeb (Director, Executive Vice President, Chief Financial Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyMar 31, 2022 · Control person joined · fact
- Terri Fiedler (Director) no longer on Schedule A of The Variable Annuity Life Insurance Company (listed 2021-03-31, absent 2021-07-07)Jul 7, 2021 · Control person left · inference
- Elizabeth Gilliane Isabelle (Director, Senior Vice President And Chief Distribution Officer) appeared on Schedule A of The Variable Annuity Life Insurance CompanyJul 7, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/corebridgefinancialreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/corebridge-for-financial-professionalsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- corebridgefinancial.com/rsreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-522-1111reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026