DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sunamerica Asset Management, LLC
Latest filing Jul 1, 2026
First filing on the tape Mar 30, 2012 · 58 filings
SEC status approved since Sep 16, 1983
RAUM
$42B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$42B as of Jul 1, 2026
Mar 30, 2012$33B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 30, 20120 then
Employees (5.A)57 as of Jul 1, 2026
Apr 1, 2013174 then
Private funds1 as of Mar 31, 2021
Mar 30, 20122 then
RAUM -27% over the last fiscal year-7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $578MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$42B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 73reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Aig Global Trends Cayman Fund Ltd.no longer reported | Other Private Fund | $7.8M | 1 | Mar 30, 2012 |
| Aig Commodity Strategy Cayman Fund Ltd.no longer reported | Other Private Fund | $7.5M | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Patrick Frank Curran · Senior Vice President And Controllercontrolsince 07/2021 · owns less than 5%
- Dana Kathleen Fuentes · Senior Vice President, General Counsel And Chief Legal Officercontrolsince 03/2023 · owns less than 5%
- Thomas John Genoy · Director, President, & Chief Operating Officercontrolsince 07/2021 · owns less than 5%
- Jerome Matthew Hackethal · Chief Compliance Officercontrolsince 03/2007 · owns less than 5%
- Andrew Todd Mcgrath · Directorcontrolsince 07/2021 · owns less than 5%
- Bryan Pinsky · Directorcontrolsince 07/2021 · owns less than 5%
Entity owners
- American General Life Insurance Company · Sole Memberdirect · owns 75% or more
- Agc Life Insurance Company · Shareholderindirect · owns 75% or more of American General Life Insurance Company
- Corebridge Financial, Inc. · Shareholderindirect · owns 75% or more of Corebridge Life Holdings, Inc. · public reporting company
- Corebridge Life Holdings, Inc. · Shareholderindirect · owns 75% or more of Agc Life Insurance Company
Related persons
Schedule D 7.A
- American General Life Insurance Companyreal estaten
- Corebridge Capital Services, Inc.broker-dealery
- Corebridge Institutional Investments (U.S.), LLCinvestment adviserpooled vehicle sponsornRAUM $121B
- The United States Life Insurance Company In The City Of New Yorkreal estaten
- The Variable Annuity Life Insurance Companyinvestment adviserreal estatenRAUM $33B
- Valic Financial Advisors, Inc.broker-dealerinvestment advisernRAUM $29B
- Valic Trust Companyn
Advisers that list Sunamerica Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Woodland Hills, CA9 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Apr 8, 2026employees (Item 5.A) moved from 96.0 to 57.0 (-41.0%) between the annual amendments of 2025-03-31 and 2026-04-08; the peer median change was +3.0% (462 comparable advisers, 2.0th percentile of changes)peers: asset managers, $20B and over (462) · 1.7% percentile
- RAUM down 25 %Change between filings · filing Apr 8, 2026RAUM (Item 5.F) moved from $57,419,484,518 to $42,158,773,377 (-27.0%) between the annual amendments of 2025-03-31 and 2026-04-08; the peer median change was +15.0% (471 comparable advisers, 1.0th percentile of changes)peers: asset managers, $20B and over (471) · 1.1% percentile
What changed
consecutive filings, newest first
- Accounts · 89 to 73Jan 28, 2026 to Mar 24, 2026
- Discretionary RAUM · $57B to $42BJan 28, 2026 to Mar 24, 2026
- RAUM · $57B to $42BJan 28, 2026 to Mar 24, 2026
- Advisory employees · 13 to 8Aug 8, 2025 to Jan 28, 2026
- BD registered reps · 11 to 0Aug 8, 2025 to Jan 28, 2026
- Employees · 96 to 57Aug 8, 2025 to Jan 28, 2026
- HQ city · JERSEY CITY to NEW YORKAug 8, 2025 to Jan 28, 2026
- HQ state · NJ to NYAug 8, 2025 to Jan 28, 2026
- Related bank · false to trueAug 8, 2025 to Jan 28, 2026
- Financial planning clients · 0 to 0May 16, 2025 to Aug 8, 2025
- Advisory employees · 12 to 13Jan 21, 2025 to Mar 31, 2025
- BD registered reps · 10 to 11Jan 21, 2025 to Mar 31, 2025
- Employees · 98 to 96Jan 21, 2025 to Mar 31, 2025
- Discretionary RAUM · $58B to $57BJan 21, 2025 to Mar 31, 2025
- RAUM · $58B to $57BJan 21, 2025 to Mar 31, 2025
- Advisory employees · 13 to 12Jan 24, 2024 to Mar 29, 2024
- Employees · 91 to 98Jan 24, 2024 to Mar 29, 2024
- Discretionary RAUM · $53B to $58BJan 24, 2024 to Mar 29, 2024
- RAUM · $53B to $58BJan 24, 2024 to Mar 29, 2024
- Related bank · true to falseJan 24, 2024 to Mar 29, 2024
- Accounts · 90 to 89Jun 29, 2022 to Mar 31, 2023
- BD registered reps · 14 to 10Jun 29, 2022 to Mar 31, 2023
- Employees · 99 to 91Jun 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $63B to $53BJun 29, 2022 to Mar 31, 2023
- RAUM · $63B to $53BJun 29, 2022 to Mar 31, 2023
- Accounts · 93 to 90Jan 7, 2022 to Mar 31, 2022
- Employees · 118 to 99Jan 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $67B to $63BJan 7, 2022 to Mar 31, 2022
- RAUM · $67B to $63BJan 7, 2022 to Mar 31, 2022
- Accounts · 115 to 93Mar 31, 2021 to Aug 16, 2021
- Advisory employees · 17 to 13Mar 31, 2021 to Aug 16, 2021
- Advisory activities · 4 to 2Mar 31, 2021 to Aug 16, 2021
- BD registered reps · 44 to 14Mar 31, 2021 to Aug 16, 2021
- Corporate clients · unset to 0.0Mar 31, 2021 to Aug 16, 2021
- Pooled vehicle clients · 1 to 0Mar 31, 2021 to Aug 16, 2021
- Assets in custody · 4996148.0 to unsetMar 31, 2021 to Aug 16, 2021
- Custody of client assets · true to falseMar 31, 2021 to Aug 16, 2021
- Employees · 152 to 118Mar 31, 2021 to Aug 16, 2021
- Other offices · 2 to 1Mar 31, 2021 to Aug 16, 2021
- Private funds · 1 to unsetMar 31, 2021 to Aug 16, 2021
Signals
12 dated events
- Sunamerica Asset Management, Llc reported RAUM $42.2B, down 27% from $57.4B (2026-01-28 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Neal Gregory Bressler (Senior Vp, General Counsel & Assistant Secretary) no longer on Schedule A of Sunamerica Asset Management, Llc (listed 2024-01-24, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Dana Kathleen Fuentes (Vice President And Chief Legal Officer) appeared on Schedule A of Sunamerica Asset Management, LlcMar 31, 2023 · Control person joined · fact
- Mary Evelyn Curran (Director) no longer on Schedule A of Sunamerica Asset Management, Llc (listed 2021-03-31, absent 2021-08-16)Aug 16, 2021 · Control person left · inference
- Platt Timothy Pettee (Chief Investment Officer) no longer on Schedule A of Sunamerica Asset Management, Llc (listed 2021-03-31, absent 2021-08-16)Aug 16, 2021 · Control person left · inference
- Sharon French (Director, President And Chief Executive Officer) no longer on Schedule A of Sunamerica Asset Management, Llc (listed 2021-03-31, absent 2021-08-16)Aug 16, 2021 · Control person left · inference
- Bryan Pinsky (Director) appeared on Schedule A of Sunamerica Asset Management, LlcAug 16, 2021 · Control person joined · fact
- Andrew Todd Mcgrath (Director) appeared on Schedule A of Sunamerica Asset Management, LlcAug 16, 2021 · Control person joined · fact
- Patrick Frank Curran (Senior Vice President And Controller) appeared on Schedule A of Sunamerica Asset Management, LlcAug 16, 2021 · Control person joined · fact
- Sharon French (Director, President And Chief Executive Officer) appeared on Schedule A of Sunamerica Asset Management, LlcJul 23, 2019 · Control person joined · fact
- Allen Peter Harbeck (Ceo, President & Director) no longer on Schedule A of Sunamerica Asset Management, Llc (listed 2019-03-29, absent 2019-07-23)Jul 23, 2019 · Control person left · inference
- Sunamerica Asset Management Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 3, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- venerable.onlineprospectus.net/funds/sast_sstreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-858-8850reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026