DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Christian Brothers Investment Services, Inc.
Latest filing Mar 26, 2026
First filing on the tape Mar 28, 2012 · 50 filings
SEC status approved since Dec 22, 1981
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$12B
derived; firm RAUM over IAPD count
Employees
38
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$12B as of Mar 26, 2026
Mar 29, 2012$4.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)38 as of Mar 26, 2026
Mar 28, 201346 then
Private funds5 as of Aug 18, 2025
Mar 28, 20134 then
RAUM +3.5% over the last fiscal year+9.2% a year over threeIARs 9 to 9offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $12BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 38.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$12B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jared Bradley Hagen | Chicago, Il | Mar 4, 2026 | 11 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Sandra Jean Shotwell-Cain to Jag AdvisorsJun 21, 2004 · Other
Joined, latest
- Jared Bradley Hagen from Xa InvestmentsMar 4, 2026 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cbis Global Funds Plc World Equity Fund (Usd) | Other Private Fund | $497M | 33 | Apr 19, 2018 |
| Cbis Global Funds World Bond Fund | Other Private Fund | $330M | 33 | Mar 28, 2013 |
| Cbis Global Funds European Equity Fund | Other Private Fund | $118M | 26 | Mar 28, 2013 |
| Cbis Global Funds Global Equity Fundno longer reported | Other Private Fund | $89.0M | 34 | Mar 28, 2013 |
| Cbis Global Funds European Short-Term Government Bond Fund | Other Private Fund | $60.9M | 20 | Mar 28, 2013 |
| Cbis Global Funds World Equity Fund | Other Private Fund | $48.2M | 10 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Wesley John Geissinger · Chief Investment Officer; Assistant Secretarycontrolsince 04/2014 · owns less than 5%
- Pamela Gleeson · Directorcontrolsince 02/2013 · owns less than 5%
- Roberto Herencia · Directorcontrolsince 07/2022 · owns less than 5%
- Alan Jeffrey Mccroy · President & Chief Executive Officercontrolsince 05/2017 · owns less than 5%
- Patrick Edward Mooney · Directorcontrolsince 06/2016 · owns less than 5%
- Cecelia Christine Novotny · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- Martin Rochas Pedrajo · Directorcontrolsince 08/2019 · owns less than 5%
- Robert William Rybak · Directorcontrolsince 02/2010 · owns less than 5%
- Ann Carolyn Shields · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Ashley Matthew Swendiman · Chief Compliance Officersince 06/2023 · owns less than 5%
Entity owners
- Christian Brothers Of The Midwest District · Shareholderdirect · owns 10% to 25%
- De Lasalle Institute · Shareholderdirect · owns 10% to 25%
- Freres Des Ecoles Chretiennes · Shareholderdirect · owns 10% to 25%
- Fsc Dena Trust · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2025-08-18, no on the filing of 2026-03-26peers: asset managers, $5B to $20B (684)
- business activity changedChange between filings · filing Mar 26, 2026advises private funds (Item 7.B): yes on the filing of 2025-08-18, no on the filing of 2026-03-26peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 2 to 1Aug 18, 2025 to Mar 26, 2026
- Advisory activities · 2 to 1Aug 18, 2025 to Mar 26, 2026
- Pooled vehicle clients · 1.0 to unsetAug 18, 2025 to Mar 26, 2026
- Employees · 34 to 38Aug 18, 2025 to Mar 26, 2026
- Other offices · 0 to 1Aug 18, 2025 to Mar 26, 2026
- Private funds · 5 to unsetAug 18, 2025 to Mar 26, 2026
- Discretionary RAUM · $12B to $12BAug 18, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · 983600105.0 to unsetAug 18, 2025 to Mar 26, 2026
- RAUM · $12B to $12BAug 18, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 25, 2025 to Aug 18, 2025
- Accounts · 13 to 2Jan 7, 2025 to Mar 25, 2025
- Advisory employees · 4 to 3Jan 7, 2025 to Mar 25, 2025
- Advisory activities · 3 to 2Jan 7, 2025 to Mar 25, 2025
- Charity clients · 11.0 to unsetJan 7, 2025 to Mar 25, 2025
- State-registered IARs · 10 to 9Jan 7, 2025 to Mar 25, 2025
- Discretionary RAUM · $11B to $12BJan 7, 2025 to Mar 25, 2025
- Pooled vehicle RAUM · $1.1B to $984MJan 7, 2025 to Mar 25, 2025
- RAUM · $11B to $12BJan 7, 2025 to Mar 25, 2025
- Advisory employees · 8 to 4Jul 21, 2023 to Mar 22, 2024
- BD registered reps · 13 to 10Jul 21, 2023 to Mar 22, 2024
- Assets in custody · 1006960000.0 to unsetJul 21, 2023 to Mar 22, 2024
- Custody of client assets · true to falseJul 21, 2023 to Mar 22, 2024
- Employees · 32 to 34Jul 21, 2023 to Mar 22, 2024
- State-registered IARs · 0 to 10Jul 21, 2023 to Mar 22, 2024
- Discretionary RAUM · $9.2B to $11BJul 21, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.0B to $1.1BJul 21, 2023 to Mar 22, 2024
- RAUM · $9.2B to $11BJul 21, 2023 to Mar 22, 2024
- Accounts · 12 to 13Dec 5, 2022 to Mar 30, 2023
- BD registered reps · 15 to 13Dec 5, 2022 to Mar 30, 2023
- Charity clients · 10 to 11Dec 5, 2022 to Mar 30, 2023
- Assets in custody · $10B to $1.0BDec 5, 2022 to Mar 30, 2023
- Employees · 34 to 32Dec 5, 2022 to Mar 30, 2023
- Discretionary RAUM · $11B to $9.2BDec 5, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $1.0BDec 5, 2022 to Mar 30, 2023
- RAUM · $11B to $9.2BDec 5, 2022 to Mar 30, 2023
- Accounts · 13 to 12Jan 11, 2022 to Mar 28, 2022
- Advisory employees · 19 to 8Jan 11, 2022 to Mar 28, 2022
- Advisory activities · 2 to 3Jan 11, 2022 to Mar 28, 2022
- BD registered reps · 19 to 15Jan 11, 2022 to Mar 28, 2022
- Charity clients · 11 to 10Jan 11, 2022 to Mar 28, 2022
Signals
16 dated events
- Christian Brothers Investment Services, Inc. reported 10 state-registered advisory representatives, up from 0 (2023-07-21 to 2024-03-22)Mar 22, 2024 · Advisor headcount change · derived
- Paul Ainslie (Executive Vice President) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2023-07-21, absent 2024-03-22)Mar 22, 2024 · Control person left · inference
- Cecelia Christine Novotny (Chief Operating Officer) appeared on Schedule A of Christian Brothers Investment Services, Inc.Mar 22, 2024 · Control person joined · fact
- Ann Carolyn Shields (Chief Financial Officer) appeared on Schedule A of Christian Brothers Investment Services, Inc.Mar 22, 2024 · Control person joined · fact
- Ashley Matthew Swendiman (Chief Compliance Officer) appeared on Schedule A of Christian Brothers Investment Services, Inc.Jul 21, 2023 · Control person joined · fact
- Karas Diane Miller (Chief Compliance Officer) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2022-07-26, absent 2022-12-05)Dec 5, 2022 · Control person left · inference
- Roberto Herencia (Director) appeared on Schedule A of Christian Brothers Investment Services, Inc.Jul 26, 2022 · Control person joined · fact
- Margaret Kathleen Flanagan (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2022-01-11, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Jill Karen Byrnes (Chief Marketing Officer) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2021-03-26, absent 2022-01-11)Jan 11, 2022 · Control person left · inference
- Michael Joseph Saurbier (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2020-09-02, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- James Timothy Froehlich (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2020-09-02, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Nola Carrie Kulig (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2020-09-02, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Jury Sergio Masvidal (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2020-09-02, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Marie Erin Lavelle (Treasurer, Secretary, & Chief Operating Officer) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2020-09-02, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Martin Rochas Pedrajo (Director) appeared on Schedule A of Christian Brothers Investment Services, Inc.Oct 25, 2019 · Control person joined · fact
- William Kenneth Payne (Director) no longer on Schedule A of Christian Brothers Investment Services, Inc. (listed 2018-12-06, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/62602reportedpublic record, Form ADV, Sep 18, 2026
- Website
- CBISONLINE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-803-6440reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $12Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026