DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jag Advisors

Former SEC-registered adviserSt. Louis, MissouriCRD 22011SEC 801-53844IAPD
Legal name J.A. Glynn & Co.
Latest filing Feb 28, 2013
First filing on the tape Jan 9, 2012 · 3 filings
RAUM
$949M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
21 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$949M as of Feb 28, 2013
Jan 9, 2012$811M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Feb 28, 2013
Jan 9, 20120 then
Employees (5.A): 23
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 28, 2013; every figure names its basis
RAUM per advisor
$136MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.3derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, commissionsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
749reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Norman Benedict III Conley · President, Chief Executive Officercontrol
    since 05/2008 · owns 10% to 25%
  • Charles Edward Dodson · Chief Compliance Officer-Shareholdercontrol
    since 06/2008 · owns less than 5%
  • Daniel John Jr Ferry · Chairmancontrol
    since 07/2001 · owns 50% to 75%
  • Deborah Wynne Mertz · Chief Financial Officercontrol
    since 01/2007 · owns less than 5%
  • Alan Donald Vogt · Director Fixed Income Trading-Shareholdercontrol
    since 06/2008 · owns 5% to 10%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 687 to 749
    Jul 13, 2012 to Feb 28, 2013
  • Advisory employees · unset to 21.0
    Jul 13, 2012 to Feb 28, 2013
  • BD registered reps · unset to 17.0
    Jul 13, 2012 to Feb 28, 2013
  • Employees · unset to 23.0
    Jul 13, 2012 to Feb 28, 2013
  • State-registered IARs · 0 to 7
    Jul 13, 2012 to Feb 28, 2013
  • Discretionary RAUM · $865M to $944M
    Jul 13, 2012 to Feb 28, 2013
  • Non-discretionary RAUM · $4.6M to $5.1M
    Jul 13, 2012 to Feb 28, 2013
  • RAUM · $870M to $949M
    Jul 13, 2012 to Feb 28, 2013
  • Accounts · 656 to 687
    Jan 9, 2012 to Jul 13, 2012
  • Discretionary RAUM · $807M to $865M
    Jan 9, 2012 to Jul 13, 2012
  • Non-discretionary RAUM · $4.0M to $4.6M
    Jan 9, 2012 to Jul 13, 2012
  • RAUM · $811M to $870M
    Jan 9, 2012 to Jul 13, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026