DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Asset Planning Services Inc
Latest filing Feb 24, 2026
First filing on the tape Feb 24, 2012 · 29 filings
SEC status approved since May 14, 1987
RAUM
$366M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
97%
$356M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$183M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$366M as of Feb 24, 2026
Feb 24, 2012$202M then
HNW client RAUM$328M as of Feb 24, 2026
Mar 9, 2018$198M then
State-registered IARs (5.B.3)2 as of Feb 24, 2026
Feb 24, 20120 then
Employees (5.A)5 as of Feb 24, 2026
Feb 22, 20137 then
Private funds: no history
RAUM +5.8% over the last fiscal year+9.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $183MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $708,469derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $9.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$328M90%
- Individuals$27.9M7.6%
- Pension and profit-sharing plans$5.4M1.5%
- Corporations and businesses$4.1M1.1%
- Individual clients
- 73reported
- HNW clients
- 68reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 516reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.3M for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Claude Paul Duet | Covington, La | May 2, 2006 | 47 y | 0 |
| Jillian Caruthers Nelson | Covington, La | May 15, 2018 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Keith Paul Duet to Advisory Services NetworkOct 14, 2013 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Martinez Brenda Duet · Secretary/Directorcontrolsince 06/1987 · owns 75% or more
- Paul Claude Duet · President/Director/Chief Compliance Officercontrolsince 06/1979 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Covington, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 563 to 516Feb 25, 2025 to Feb 24, 2026
- Individual clients · 83 to 73Feb 25, 2025 to Feb 24, 2026
- Pension plan clients · 6 to 4Feb 25, 2025 to Feb 24, 2026
- Assets in custody · $8.4M to $9.3MFeb 25, 2025 to Feb 24, 2026
- Employees · 4 to 5Feb 25, 2025 to Feb 24, 2026
- Discretionary RAUM · $300M to $324MFeb 25, 2025 to Feb 24, 2026
- HNW RAUM · $291M to $328MFeb 25, 2025 to Feb 24, 2026
- Individual RAUM · $30.9M to $27.9MFeb 25, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $45.6M to $41.8MFeb 25, 2025 to Feb 24, 2026
- Pension RAUM · $20.4M to $5.4MFeb 25, 2025 to Feb 24, 2026
- RAUM · $346M to $366MFeb 25, 2025 to Feb 24, 2026
- Accounts · 579 to 563Feb 29, 2024 to Feb 25, 2025
- HNW clients · 63 to 68Feb 29, 2024 to Feb 25, 2025
- Individual clients · 91 to 83Feb 29, 2024 to Feb 25, 2025
- Assets in custody · $7.4M to $8.4MFeb 29, 2024 to Feb 25, 2025
- Employees · 5 to 4Feb 29, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Feb 29, 2024 to Feb 25, 2025
- Discretionary RAUM · $247M to $300MFeb 29, 2024 to Feb 25, 2025
- HNW RAUM · $237M to $291MFeb 29, 2024 to Feb 25, 2025
- Individual RAUM · $31.8M to $30.9MFeb 29, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $43.2M to $45.6MFeb 29, 2024 to Feb 25, 2025
- Pension RAUM · $17.5M to $20.4MFeb 29, 2024 to Feb 25, 2025
- RAUM · $290M to $346MFeb 29, 2024 to Feb 25, 2025
- Accounts · 583 to 579Feb 24, 2023 to Feb 29, 2024
- HNW clients · 73 to 63Feb 24, 2023 to Feb 29, 2024
- Individual clients · 82 to 91Feb 24, 2023 to Feb 29, 2024
- Assets in custody · $7.1M to $7.4MFeb 24, 2023 to Feb 29, 2024
- Employees · 6 to 5Feb 24, 2023 to Feb 29, 2024
- Discretionary RAUM · $240M to $247MFeb 24, 2023 to Feb 29, 2024
- HNW RAUM · $235M to $237MFeb 24, 2023 to Feb 29, 2024
- Individual RAUM · $22.6M to $31.8MFeb 24, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $39.4M to $43.2MFeb 24, 2023 to Feb 29, 2024
- Pension RAUM · $16.6M to $17.5MFeb 24, 2023 to Feb 29, 2024
- RAUM · $279M to $290MFeb 24, 2023 to Feb 29, 2024
- Accounts · 590 to 583Feb 17, 2022 to Feb 24, 2023
- Corporate clients · 4 to 3Feb 17, 2022 to Feb 24, 2023
- HNW clients · 69 to 73Feb 17, 2022 to Feb 24, 2023
- Individual clients · 96 to 82Feb 17, 2022 to Feb 24, 2023
- Assets in custody · $7.8M to $7.1MFeb 17, 2022 to Feb 24, 2023
- Discretionary RAUM · $267M to $240MFeb 17, 2022 to Feb 24, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 985-867-8679reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $183Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026