DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• C•••••• M•••••••••
Wealth manager with institutional or fund businessBloomfield Hills, MichiganCRD 104936SEC 801-32202websiteIAPD
Legal name S•••••• C•••••• M••••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Jun 30, 1988
RAUM
$95.1M
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
49%
$46.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$95.1M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$95.1M as of Mar 26, 2026
Mar 30, 2012$142M then
HNW client RAUM$34.1M as of Mar 26, 2026
Mar 9, 2018$12.8M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Feb 28, 20132 then
Employees (5.A)5 as of Mar 26, 2026
Feb 28, 20136 then
Private funds2 as of Mar 26, 2026
Mar 26, 20152 then
RAUM -17% over the last fiscal year-9.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $820,244derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 49%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$40.8M43%
- High-net-worth individuals$34.1M36%
- Individuals$12.2M13%
- Corporations and businesses$7.9M8.3%
- Charitable organizations$34,5280.0%
- Individual clients
- 29reported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 116reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.49 fund_share=0.43 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• K•••• S•••••Chartered Financial Analyst | Bloomfield Hills, Mi | Jan 24, 2019 | 39 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••• K•••• S••••• to M••••• C•••••• M••••••••• L••Dec 31, 2014 · Other
Joined, latest
- A•••• K•••• S••••• from M••••• C•••••• M••••••••• L••Jan 8, 2015 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• R••• E••••• P••••••• F••• I• L• | Real Estate Fund | $20.1M | 2 | Mar 26, 2015 |
| W•••• O••••••••• F•••• L• | Real Estate Fund | $18.2M | 2 | Mar 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- H•••• J•••••• · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- S•••••• A••••• K•••• · Presidentcontrolsince 02/1988 · owns 75% or more
Related persons
Schedule D 7.A
- H•••••• K•••• S•••••investment companyy
- S•••••• O••••••••• M••••••••• L••pooled vehicle sponsorn
- S•••••• R••• E••••• M••••••••• L••pooled vehicle sponsorn
Advisers that list S•••••• C•••••• M••••••••• as a related person
- 143069 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 26, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $114,998,126 to $95,148,352, advisors 1 to 1, private clients 36 to 42, offices 0 to 0 (2025-03-29 to 2026-03-26)peers: independent wealth managers, under $100M (707)
- discretionary share shiftChange between filings · filing Mar 26, 2026discretionary share of RAUM moved from 33.0% to 49.0% between the annual amendments of 2025-03-29 and 2026-03-26peers: independent wealth managers, under $100M (707)
- client mix shiftChange between filings · filing Mar 26, 2026private-client share of RAUM moved from 33.0% to 49.0% between the annual amendments of 2025-03-29 and 2026-03-26peers: independent wealth managers, under $100M (707)
- institutional asset share shiftChange between filings · filing Mar 26, 2026institutional share of RAUM moved from 67.0% to 8.0% between the annual amendments of 2025-03-29 and 2026-03-26peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Accounts · 95 to 116Mar 29, 2025 to Mar 26, 2026
- Corporate clients · 26 to 22Mar 29, 2025 to Mar 26, 2026
- HNW clients · 12 to 13Mar 29, 2025 to Mar 26, 2026
- Individual clients · 24 to 29Mar 29, 2025 to Mar 26, 2026
- Pooled vehicle clients · unset to 2.0Mar 29, 2025 to Mar 26, 2026
- Discretionary RAUM · $37.9M to $46.4MMar 29, 2025 to Mar 26, 2026
- HNW RAUM · $29.0M to $34.1MMar 29, 2025 to Mar 26, 2026
- Individual RAUM · $8.9M to $12.2MMar 29, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $77.1M to $48.8MMar 29, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · unset to 40844234.0Mar 29, 2025 to Mar 26, 2026
- RAUM · $115M to $95.1MMar 29, 2025 to Mar 26, 2026
- Accounts · 85 to 95Apr 26, 2024 to Mar 29, 2025
- Corporate clients · 20 to 26Apr 26, 2024 to Mar 29, 2025
- HNW clients · 7 to 12Apr 26, 2024 to Mar 29, 2025
- Individual clients · 22 to 24Apr 26, 2024 to Mar 29, 2025
- Financial planning clients · unset to Apr 26, 2024 to Mar 29, 2025
- Discretionary RAUM · $32.7M to $37.9MApr 26, 2024 to Mar 29, 2025
- HNW RAUM · $22.6M to $29.0MApr 26, 2024 to Mar 29, 2025
- Individual RAUM · $8.6M to $8.9MApr 26, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $105M to $77.1MApr 26, 2024 to Mar 29, 2025
- RAUM · $138M to $115MApr 26, 2024 to Mar 29, 2025
- Accounts · 66 to 85Apr 28, 2023 to Mar 20, 2024
- Corporate clients · 17 to 20Apr 28, 2023 to Mar 20, 2024
- Individual clients · 20 to 22Apr 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $28.3M to $32.7MApr 28, 2023 to Mar 20, 2024
- HNW RAUM · $21.5M to $22.6MApr 28, 2023 to Mar 20, 2024
- Individual RAUM · $6.5M to $8.6MApr 28, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $101M to $105MApr 28, 2023 to Mar 20, 2024
- RAUM · $130M to $138MApr 28, 2023 to Mar 20, 2024
- Accounts · 80 to 66Oct 5, 2022 to Mar 29, 2023
- Corporate clients · 18 to 17Oct 5, 2022 to Mar 29, 2023
- HNW clients · 9 to 7Oct 5, 2022 to Mar 29, 2023
- Individual clients · 19 to 20Oct 5, 2022 to Mar 29, 2023
- Employees · 4 to 5Oct 5, 2022 to Mar 29, 2023
- Discretionary RAUM · $38.1M to $28.3MOct 5, 2022 to Mar 29, 2023
- HNW RAUM · $27.4M to $21.5MOct 5, 2022 to Mar 29, 2023
- Individual RAUM · $6.7M to $6.5MOct 5, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $106M to $101MOct 5, 2022 to Mar 29, 2023
- RAUM · $144M to $130MOct 5, 2022 to Mar 29, 2023
- Related broker-dealer · true to falseOct 5, 2022 to Mar 29, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-647-5990reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- S••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-647-5990reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S•••••• C•••••• M••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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