DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•• I••••••••• G•••
Latest filing Sep 14, 2026
First filing on the tape Nov 22, 2011 · 98 filings
SEC status approved since Dec 16, 1983
RAUM
$229B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
703
80 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
98 filings and snapshots on the tape
RAUM$229B as of May 28, 2026
Mar 30, 2012$83B then
HNW client RAUM$0 as of May 28, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)80 as of May 28, 2026
Mar 30, 20120 then
Employees (5.A)703 as of May 28, 2026
Mar 28, 2013278 then
Private funds1 as of Mar 30, 2016
Mar 28, 20141 then
RAUM +28% over the last fiscal year+87% a year over threeIARs 71 to 80offices 7 to 8
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $2.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $494MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.8derivedItem 5.A over advisors
- Advisors per office
- 8.9derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$175B76%
- State and municipal entities$23B9.9%
- Insurance companies$15B6.4%
- Pension and profit-sharing plans$13B5.5%
- Sovereign wealth funds$1.6B0.7%
- Banks and thrifts$1.4B0.6%
- Investment companies$410M0.2%
- Corporations and businesses$392M0.2%
- Other investment advisers$269M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 15reported
- Charitable clients
- 0reported
- Accounts
- 463reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.23 related_bd=true related_bank=true bd_reps=0.0 bank_owner=truederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••no longer reported | Securitized Asset Fund | $10.0M | 1 | Jun 3, 2013 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• J••••• G•••••• · Cfo, Board Membercontrolsince 09/2021 · owns less than 5%
- L•••••••• M••••••• · Board Membercontrolsince 01/2019 · owns less than 5%
- M••••••• D•••••• G••••• · Head Of Afc & Compliance Emeacontrolsince 05/2023 · owns less than 5%
- S•••••••• G•••• A•••••••• D•••••• · Board Membercontrolsince 10/2021 · owns less than 5%
- S••••• G••••• J••••• · Board Membercontrolsince 08/2005 · owns less than 5%
- T••••••• C•••••••• · Chief Legal Officercontrolsince 04/2013 · owns less than 5%
Entity owners
- D•• G•••• G••• • C•• K••• · Shareholderdirect · owns 75% or more
- D• B••••••••• G••• •• B• G•••• · Shareholderindirect · owns 75% or more of D•• G•••• G••• • C•• K•••
- D••••••• B••• A• · Shareholderindirect · owns 75% or more of D• B••••••••• G••• •• B• G•••• · public reporting company
Related persons
Schedule D 7.A
- D••••••• A••••••••• A•••• M••••••••• ••• L••••••investment advisern
- D••••••• B••• •••••• C••• L•••• S••••••• B•••••custodiann
- D••••••• B••• ••••••••• B•••••custodiann
- D••••••• B••• A•••custodiann
- D••••••• B••• A•broker-dealerpooled vehicle sponsorCPO or CTAcustodiany
- D••••••• B••• A• B•••••• B••••• •••••••••custodiann
- D••••••• B••• A• H•••••• B•••••custodiann
- D••••••• B••• A• J•••••• B•••••custodiann
- D••••••• B••• A•• A•••••••• B•••••custodiann
- D••••••• B••• A•• A•••••••• B••••• ••••••••custodiann
- D••••••• B••• A•• A•••••••• B••••• •••••••custodiann
- D••••••• B••• A•• A•••••••• B••••• •••••••••custodiann
- D••••••• B••• A•• C•••••• B•••••custodiann
- D••••••• B••• A•• F••••••••custodiany
- D••••••• B••• A•• H• C•• M••• C••• B•••••custodiann
- D••••••• B••• A•• H••• K••• B•••••custodiann
- D••••••• B••• A•• K•••••• B•••••custodiann
- D••••••• B••• A•• L••••• B•••••custodiann
- D••••••• B••• A•• M••••• B•••••custodiann
- D••••••• B••• A•• M••••• B•••••custodiann
- D••••••• B••• A•• N•• Y••• B•••••custodiann
- D••••••• B••• A•• S•••• B•••••custodiann
- D••••••• B••• A•• S•••••••• B•••••custodiann
- D••••••• B••• A•• T••••• B•••••custodiann
- D••••••• B••• A••••••••• F•••••• P•••• O••••••••• S•••••custodiann
- D••••••• B••• N••••••• T•••• C••••••n
- D••••••• B••• P••••• S•••custodiann
- D••••••• B••• S••• B•••• A•••••custodiann
- D••••••• B••• S•••••custodiann
- D••••••• B••• S•••••custodiann
Advisers that list D•• I••••••••• G••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Cologne, Germany40 employees
- Milan, Italy20 employees
- Madrid, Spain15 employees
- Stockholm, Sweden12 employees
- Paris, France11 employees
- A••••••••, Netherlands8 employees
- Vienna, Austria7 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 28, 2026 to Sep 14, 2026
- HQ state · to unsetMay 28, 2026 to Sep 14, 2026
- Succession · false to unsetMay 28, 2026 to Sep 14, 2026
- Accounts · 451 to 463Dec 10, 2025 to Mar 30, 2026
- Advisory employees · 71 to 80Dec 10, 2025 to Mar 30, 2026
- Pension plan clients · 14 to 15Dec 10, 2025 to Mar 30, 2026
- Pooled vehicle clients · 72 to 80Dec 10, 2025 to Mar 30, 2026
- Employees · 691 to 703Dec 10, 2025 to Mar 30, 2026
- State-registered IARs · 71 to 80Dec 10, 2025 to Mar 30, 2026
- Other offices · 7 to 8Dec 10, 2025 to Mar 30, 2026
- Discretionary RAUM · $170B to $220BDec 10, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $8.8B to $9.0BDec 10, 2025 to Mar 30, 2026
- Pension RAUM · $11B to $13BDec 10, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $131B to $175BDec 10, 2025 to Mar 30, 2026
- RAUM · $179B to $229BDec 10, 2025 to Mar 30, 2026
- Financial planning clients · unset to Jun 6, 2025 to Jul 11, 2025
- Accounts · 116 to 451Jan 14, 2025 to Apr 30, 2025
- Advisory employees · 75 to 71Jan 14, 2025 to Apr 30, 2025
- Corporate clients · unset to 0.0Jan 14, 2025 to Apr 30, 2025
- Pension plan clients · 11 to 14Jan 14, 2025 to Apr 30, 2025
- Pooled vehicle clients · 0 to 72Jan 14, 2025 to Apr 30, 2025
- Employees · 685 to 691Jan 14, 2025 to Apr 30, 2025
- State-registered IARs · 75 to 71Jan 14, 2025 to Apr 30, 2025
- Discretionary RAUM · $43B to $170BJan 14, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $1.7B to $8.8BJan 14, 2025 to Apr 30, 2025
- Pension RAUM · $8.8B to $11BJan 14, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $0 to $131BJan 14, 2025 to Apr 30, 2025
- RAUM · $45B to $179BJan 14, 2025 to Apr 30, 2025
- HQ state · unset to Oct 2, 2024 to Jan 14, 2025
- Accounts · 101 to 116Mar 7, 2024 to Mar 28, 2024
- Advisory employees · 103 to 75Mar 7, 2024 to Mar 28, 2024
- Charity clients · unset to 0.0Mar 7, 2024 to Mar 28, 2024
- Employees · 668 to 685Mar 7, 2024 to Mar 28, 2024
- State-registered IARs · 103 to 75Mar 7, 2024 to Mar 28, 2024
- Discretionary RAUM · $34B to $43BMar 7, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $1.3B to $1.7BMar 7, 2024 to Mar 28, 2024
- Pension RAUM · $4.4B to $8.8BMar 7, 2024 to Mar 28, 2024
- RAUM · $35B to $45BMar 7, 2024 to Mar 28, 2024
- Accounts · 118 to 101Mar 20, 2023 to Mar 31, 2023
- Advisory employees · 190 to 103Mar 20, 2023 to Mar 31, 2023
Signals
19 dated events
- D•• I••••••••• G••• reported RAUM $228.9B, up 28% from $178.5B (2025-12-10 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- D•• I••••••••• G••• reported RAUM $178.5B, up 297% from $45.0B (2025-01-14 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- D•• I••••••••• G••• reported 75 state-registered advisory representatives, down from 103 (2024-03-07 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- D•• I••••••••• G••• reported RAUM $45.0B, up 28% from $35.1B (2024-03-07 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- M••••• S•••••••• H•••• (Chief Compliance Officer & Global Head Of Compliance And Afc) no longer on Schedule A of D•• I••••••••• G••• (listed 2023-04-11, absent 2023-05-23)May 23, 2023 · Control person left · inference
- Gregor Daniel Meister (Regional Head Of Afc & Compliance Emea) appeared on Schedule A of D•• I••••••••• G•••May 23, 2023 · Control person joined · fact
- D•• I••••••••• G••• reported 103 state-registered advisory representatives, down from 190 (2023-03-20 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- D•• I••••••••• G••• reported RAUM $35.1B, down 31% from $50.6B (2023-03-20 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- D•• I••••••••• G••• reported RAUM $50.6B, down 68% from $157.0B (2022-01-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Harald Rieger (Board Member) no longer on Schedule A of D•• I••••••••• G••• (listed 2022-01-13, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Gerhard Joerg Hupertz (Cfo, Board Member) appeared on Schedule A of D•• I••••••••• G•••Mar 31, 2022 · Control person joined · fact
- Alexander Donatus Gero Schomann (Board Member) appeared on Schedule A of D•• I••••••••• G•••Mar 31, 2022 · Control person joined · fact
- M••••• S•••••••• H•••• (Chief Compliance Officer & Global Head Of Compliance And Afc) appeared on Schedule A of D•• I••••••••• G•••May 14, 2021 · Control person joined · fact
- D•• I••••••••• G••• reported 190 state-registered advisory representatives, up from 145 (2021-03-08 to 2021-03-26)Mar 26, 2021 · Advisor headcount change · derived
- D•• I••••••••• G••• reported RAUM $157.0B, up 27% from $123.9B (2021-03-08 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Harald Rieger (Board Member) appeared on Schedule A of D•• I••••••••• G•••Jul 23, 2019 · Control person joined · fact
- Hagen Schremmer (Board Member) no longer on Schedule A of D•• I••••••••• G••• (listed 2019-03-25, absent 2019-07-23)Jul 23, 2019 · Control person left · inference
- Matthias Stephan Scholl (Board Member/ Chief Financial Officer) no longer on Schedule A of D•• I••••••••• G••• (listed 2018-11-20, absent 2019-01-14)Jan 14, 2019 · Control person left · inference
- D•• I••••••••• G••• reported 135 state-registered advisory representatives, up from 0 (2018-02-22 to 2018-03-29)Mar 29, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://LINKEDIN.COM/COMPANY/DWS-GROUP-COMreportedpublic record, Form ADV, Sep 18, 2026
- Website
- dws.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 49 69 910 12371reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026