DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• A••••••••• G••••• L••••••
Latest filing Sep 17, 2026
First filing on the tape Nov 22, 2011 · 98 filings
SEC status approved since Mar 2, 2006
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
138
89 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
98 filings and snapshots on the tape
RAUM$25B as of Jul 16, 2026
Mar 30, 2012$5.7B then
HNW client RAUM$0 as of Jul 16, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 30, 20120 then
Employees (5.A)138 as of Jul 16, 2026
Mar 28, 201333 then
Private funds7 as of Jul 16, 2026
Mar 28, 20135 then
RAUM +48% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $389MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $5.1B, 8 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B99%
- Sovereign wealth funds$67.4M0.3%
- Pension and profit-sharing plans$50.6M0.2%
- Investment companies$46.9M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 63reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.1B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=truederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• P••••••••• I••••••••• F••• L••• | Private Equity Fund | $2.7B | 50 | Mar 31, 2015 |
| P•• E••••••• I••••••••• I•• L• | Private Equity Fund | $1.8B | 29 | Mar 31, 2017 |
| P•• E••••••• I••••••••• I•• S•• | Private Equity Fund | $986M | 10 | Mar 30, 2020 |
| S••••••••• O••••••••• F••• I••• L• | Private Equity Fund | $744M | 58 | Mar 31, 2015 |
| P•• E••••••• I••••••••• F••• I• C••••••••• 1• L••• | Private Equity Fund | $227M | 2 | Mar 30, 2020 |
| S•••••••• O••••••••• F••• I•• L••• | Private Equity Fund | $167M | 65 | May 30, 2012 |
| P•••••• E••••• S•••••••• S•••no longer reported | Private Equity Fund | $75.7M | 2 | Mar 29, 2019 |
| D• S•••••••• O••••••••• F••• D• L•••no longer reported | Private Equity Fund | $69.8M | 11 | May 30, 2012 |
| D• S•••••••• O••••••••• F••• C• L•••no longer reported | Private Equity Fund | $63.7M | 32 | Jan 8, 2013 |
| D• S•••••••• O••••••••• F••• B• L••no longer reported | Private Equity Fund | $44.0M | 3 | Jan 8, 2013 |
| D• S•••••••• O••••••••• F••• A• L•••no longer reported | Private Equity Fund | $23.5M | 33 | Jan 8, 2013 |
| R•••• P••••••••• I••••••••• F••• C••••••••• 1• L••• | Private Equity Fund | $2.8M | 1 | Mar 31, 2015 |
| A••••••••• O••••••••• F••• S• | Other Private Fund | $0 | 0 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• H•••••• M••••••• M••••• · Ceo And Directorcontrolsince 10/2016 · owns less than 5%
- R•••• S••••••••• · Head Of Afc & Compliance Ukcontrolsince 09/2024 · owns less than 5%
- S•••• S••••••• J•••• T••••• · Directorcontrolsince 02/2007 · owns less than 5%
- B••••••• R•••••• B•••• · Head Of Legal / Uksince 03/2018 · owns less than 5%
- L•••• A••••• · Head Of Finance / Uksince 03/2018 · owns less than 5%
Entity owners
- D•• G•••• G••• • C•• K••• · Shareholderdirect · owns 75% or more
- D• B••••••••• G••• · Shareholderindirect · owns 75% or more of D•• G•••• G••• • C•• K•••
- D••••••• B••• A• · Shareholderindirect · owns 75% or more of D• B••••••••• G••• · public reporting company
Related persons
Schedule D 7.A
- D••• G••••• R••• E••••• M••••••••• I•• L••investment advisery
- D••••••• A••••••••• A•••• M••••••••• ••• L••••••investment advisern
- D••••••• B••• ••••••• L••••••custodiann
- D••••••• B••• •••••• C••• L•••• S••••••• B•••••custodiann
- D••••••• B••• ••••••••• B•••••custodiann
- D••••••• B••• ••••••• S•investment advisern
- D••••••• B••• A•••custodiann
- D••••••• B••• A•broker-dealerpooled vehicle sponsorCPO or CTAcustodiany
- D••••••• B••• A• B•••••• B•••••custodiann
- D••••••• B••• A• H•••••• B•••••custodiann
- D••••••• B••• A• J•••••• B•••••custodiann
- D••••••• B••• A•• A•••••••• B•••••custodiann
- D••••••• B••• A•• A•••••••• B••••• ••••••••custodiann
- D••••••• B••• A•• A•••••••• B••••• •••••••custodiann
- D••••••• B••• A•• A•••••••• B••••• •••••••••custodiann
- D••••••• B••• A•• C•••••• B•••••custodiann
- D••••••• B••• A•• F••••••••custodiann
- D••••••• B••• A•• H• C•• M••• C••• B•••••custodiann
- D••••••• B••• A•• H••• K••• B•••••custodiann
- D••••••• B••• A•• K•••••• B•••••custodiann
- D••••••• B••• A•• L••••• B•••••custodiann
- D••••••• B••• A•• M••••• B•••••custodiann
- D••••••• B••• A•• M••••• B•••••custodiann
- D••••••• B••• A•• N•• Y••• B•••••custodiann
- D••••••• B••• A•• S•••• B•••••custodiann
- D••••••• B••• A•• S•••••••• B•••••custodiann
- D••••••• B••• A•• T••••• B•••••custodiann
- D••••••• B••• A••••••••• F•••••• P•••• O••••••••• S•••••custodiann
- D••••••• B••• L••••••••• S•••n
- D••••••• B••• P••••• S•••custodiann
Advisers that list D•• A••••••••• G••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- p•••••• fund count surgeChange between filings · filing Apr 20, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-30 and 2026-04-20; the peer median change was +5.0% (318 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (318) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 16, 2026 to Sep 17, 2026
- HQ state · to unsetJul 16, 2026 to Sep 17, 2026
- Private funds · 7 to unsetJul 16, 2026 to Sep 17, 2026
- Succession · false to unsetJul 16, 2026 to Sep 17, 2026
- Advisory employees · 88 to 89Dec 12, 2025 to Mar 30, 2026
- Corporate clients · 1 to 0Dec 12, 2025 to Mar 30, 2026
- Pension plan clients · 6 to 4Dec 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 40 to 41Dec 12, 2025 to Mar 30, 2026
- Assets in custody · $5.1B to $5.1BDec 12, 2025 to Mar 30, 2026
- Employees · 133 to 138Dec 12, 2025 to Mar 30, 2026
- Private funds · 4 to 7Dec 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $17B to $25BDec 12, 2025 to Mar 30, 2026
- Pension RAUM · $49.1M to $50.6MDec 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $16B to $24BDec 12, 2025 to Mar 30, 2026
- RAUM · $17B to $25BDec 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Jun 26, 2025 to Jul 15, 2025
- Accounts · 54 to 63Mar 4, 2025 to Apr 30, 2025
- Advisory employees · 76 to 88Mar 4, 2025 to Apr 30, 2025
- Corporate clients · 0 to 1Mar 4, 2025 to Apr 30, 2025
- Pension plan clients · 7 to 6Mar 4, 2025 to Apr 30, 2025
- Pooled vehicle clients · 32 to 40Mar 4, 2025 to Apr 30, 2025
- Assets in custody · $6.3B to $5.1BMar 4, 2025 to Apr 30, 2025
- Employees · 86 to 133Mar 4, 2025 to Apr 30, 2025
- Private funds · 7 to 4Mar 4, 2025 to Apr 30, 2025
- Discretionary RAUM · $16B to $17BMar 4, 2025 to Apr 30, 2025
- Pension RAUM · $77.1M to $49.1MMar 4, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $16B to $16BMar 4, 2025 to Apr 30, 2025
- RAUM · $16B to $17BMar 4, 2025 to Apr 30, 2025
- HQ state · unset to Oct 30, 2024 to Jan 14, 2025
- Accounts · 55 to 54Mar 7, 2024 to Mar 28, 2024
- Advisory employees · 83 to 76Mar 7, 2024 to Mar 28, 2024
- Pooled vehicle clients · 33 to 32Mar 7, 2024 to Mar 28, 2024
- Assets in custody · $7.3B to $6.3BMar 7, 2024 to Mar 28, 2024
- Employees · 92 to 86Mar 7, 2024 to Mar 28, 2024
- Private funds · 8 to 7Mar 7, 2024 to Mar 28, 2024
- Discretionary RAUM · $15B to $16BMar 7, 2024 to Mar 28, 2024
- Pension RAUM · $65.9M to $77.1MMar 7, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $15B to $16BMar 7, 2024 to Mar 28, 2024
- RAUM · $15B to $16BMar 7, 2024 to Mar 28, 2024
- Accounts · 53 to 55Mar 22, 2023 to Mar 31, 2023
Signals
11 dated events
- D•• A••••••••• G••••• L•••••• reported RAUM $24.5B, up 48% from $16.6B (2025-12-12 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- S••••••••• R••• (Head Of Afc & Compliance Uk) appeared on Schedule A of D•• A••••••••• G••••• L••••••Sep 5, 2024 · Control person joined · fact
- Gregor Daniel Meister (Regional Head Of Afc & Compliance Emea (Including Germany And Uk)) no longer on Schedule A of D•• A••••••••• G••••• L•••••• (listed 2024-08-27, absent 2024-09-05)Sep 5, 2024 · Control person left · inference
- Gregor Daniel Meister (Regional Head Of Afc & Compliance Emea (Including Germany And Uk)) appeared on Schedule A of D•• A••••••••• G••••• L••••••Jul 23, 2024 · Control person joined · fact
- Joseph Brian Sheahan (Chief Compliance Officer) no longer on Schedule A of D•• A••••••••• G••••• L•••••• (listed 2024-06-13, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Rosa Ricarda Julia Drell (Chief Compliance Officer) no longer on Schedule A of D•• A••••••••• G••••• L•••••• (listed 2022-01-21, absent 2022-02-17)Feb 17, 2022 · Control person left · inference
- Joseph Brian Sheahan (Chief Compliance Officer) appeared on Schedule A of D•• A••••••••• G••••• L••••••Feb 17, 2022 · Control person joined · fact
- Gianluca Muzzi (Director) no longer on Schedule A of D•• A••••••••• G••••• L•••••• (listed 2019-12-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Gianluca Muzzi (Director) appeared on Schedule A of D•• A••••••••• G••••• L••••••Mar 29, 2019 · Control person joined · fact
- D•• A••••••••• G••••• L•••••• reported RAUM $15.3B, up 33% from $11.6B (2018-04-09 to 2018-06-27)Jun 27, 2018 · RAUM change · derived
- D•• A••••••••• G••••• L•••••• reported RAUM $11.6B, up 1551% from $699.8M (2018-02-16 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- D•• A••••••••• G••••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dws-group-comreportedpublic record, Form ADV, Sep 18, 2026
- Website
- DWS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 207 547 5344reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
D•• A••••••••• G••••• L•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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