DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rreef America L.L.C.
Latest filing Sep 17, 2026
First filing on the tape Nov 21, 2011 · 106 filings
SEC status approved since Jan 27, 1998
RAUM
$34B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
175
132 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
106 filings and snapshots on the tape
RAUM$34B as of Jul 24, 2026
Mar 30, 2012$13B then
HNW client RAUM$0 as of Jul 24, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 30, 20120 then
Employees (5.A)175 as of Jul 24, 2026
Mar 28, 2013219 then
Private funds21 as of Jul 24, 2026
Mar 30, 20123 then
RAUM +17% over the last fiscal year-9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $286MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $32B, 26 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B47%
- Investment companies$6.8B20%
- Sovereign wealth funds$6.6B19%
- State and municipal entities$3.1B9.1%
- Pension and profit-sharing plans$1.5B4.4%
- Insurance companies$119M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 20reported
- Charitable clients
- 0reported
- Accounts
- 120reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $32B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.67 institutional_share=0.33 related_bd=true related_bank=true bd_reps=6.0 bank_owner=truederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rreef Global Opportunities Fund II, LLCno longer reported | Real Estate Fund | $3.4B | 47 | Mar 30, 2012 |
| Rin III Ltd. | Securitized Asset Fund | $751M | 1 | Mar 28, 2024 |
| Dws Infrastructure Debt Opportunities LLC | Other Private Fund | $631M | 9 | Mar 30, 2020 |
| Dws Infrastructure Debt Opportunities Feeder (Cactus) L.P. | Other Private Fund | $523M | 2 | Mar 30, 2020 |
| Rin Ltd.no longer reported | Securitized Asset Fund | $450M | 11 | Mar 31, 2015 |
| Rin IV Ltd. | Securitized Asset Fund | $400M | 1 | Mar 30, 2022 |
| Four Columns Junior Capital Fund Vi, LP | Private Equity Fund | $377M | 4 | Mar 30, 2022 |
| Rin II Ltd. | Securitized Asset Fund | $368M | 11 | Mar 29, 2019 |
| Rin V LLC | Securitized Asset Fund | $360M | 1 | Mar 28, 2024 |
| Rin Vi LLC | Securitized Asset Fund | $301M | 1 | Mar 28, 2024 |
| Four Columns Junior Capital Fund Vi-R, LP | Private Equity Fund | $207M | 2 | Mar 31, 2023 |
| Rin Vii LLC | Securitized Asset Fund | $159M | 1 | Mar 28, 2024 |
| Four Columns Junior Capital Fund Vi-A, LP | Private Equity Fund | $145M | 5 | Mar 30, 2022 |
| Rreef Retrofit Partners, L.P.no longer reported | Other Private Fund | $133M | 17 | Mar 31, 2015 |
| Dws Offshore Infrastructure Debt Opportunities Feeder LP | Other Private Fund | $61.8M | 6 | Mar 30, 2020 |
| Rreef Real Estate Securities Commingled Fund, LLCno longer reported | Other Private Fund | $61.1M | 6 | Mar 30, 2012 |
| Dws Infrastructure Debt Opportunities Feeder (E) L.P. | Other Private Fund | $46.7M | 1 | Mar 30, 2020 |
| Structured Debt Fund, LLCno longer reported | Real Estate Fund | $11.0M | 6 | Mar 30, 2012 |
| Dynamic Infrastructure Securities Fund | Other Private Fund | $1.8M | 7 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Michael Gilligan · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- Sharon Michelle Goveia · Chief Compliance Officercontrolsince 04/2014 · owns less than 5%
- Todd William Henderson · Co-Chief Executive Officercontrolsince 05/2021 · owns less than 5%
- Freddi Klassen · Chief Operating Officercontrolsince 09/2023 · owns less than 5%
- Philip Jonathan Panek · Chief Legal Officercontrolsince 11/2018 · owns less than 5%
- W. John Vojticek · Co-Chief Executive Officercontrolsince 05/2021 · owns less than 5%
Entity owners
- Ropro U.S. Holding, Inc. · Managing Member / Ownerdirect · owns 75% or more
- Db Beteiligungs-Holding Gmbh · Shareholderindirect · owns 75% or more of Dws Group Gmbh & Co. Kgaa
- Deutsche Bank Ag · Shareholderindirect · owns 75% or more of Db Beteiligungs-Holding Gmbh · public reporting company
- Dws Group Gmbh & Co. Kgaa · Shareholderindirect · owns 75% or more of Dws USA Corporation
- Dws USA Corporation · Shareholderindirect · owns 75% or more of Ropro U.S. Holding, Inc.
Related persons
Schedule D 7.A
- Dbre Global Real Estate Management Ib, Ltd.investment advisern
- Dbx Advisors LLCinvestment adviserbanknRAUM $29B
- Deutsche Alternative Asset Management (Uk) Limitedinvestment advisern
- Deutsche Bank (China) Co., Ltd., Shanghai Branchcustodiann
- Deutsche Bank (Malaysia) Berhadcustodiann
- Deutsche Bank A.S.custodiann
- Deutsche Bank Agbroker-dealerpooled vehicle sponsorCPO or CTAcustodiany
- Deutsche Bank Ag Bangkok Branchcustodiann
- Deutsche Bank Ag Hungary Branchcustodiann
- Deutsche Bank Ag Jakarta Branchcustodiann
- Deutsche Bank Ag Mumbai Branchcustodiann
- Deutsche Bank Ag Taipei Branchcustodiann
- Deutsche Bank Ag, Amsterdam Branchcustodiann
- Deutsche Bank Ag, Amsterdam Branch (Belgium)custodiann
- Deutsche Bank Ag, Amsterdam Branch (France)custodiann
- Deutsche Bank Ag, Amsterdam Branch (Portugal)custodiann
- Deutsche Bank Ag, Colombo Branchcustodiann
- Deutsche Bank Ag, Filiale New York Branchcustodiann
- Deutsche Bank Ag, Frankfurtcustodiann
- Deutsche Bank Ag, Ho Chi Minh City Branchcustodiann
- Deutsche Bank Ag, Hong Kong Branchcustodiann
- Deutsche Bank Ag, Karachi Branchcustodiann
- Deutsche Bank Ag, London Branchcustodiann
- Deutsche Bank Ag, Manila Branchcustodiann
- Deutsche Bank Ag, Seoul Branchcustodiann
- Deutsche Bank Ag, Singapore Branchcustodiann
- Deutsche Bank Aktiengesellschaft Filiale Prag, Organizacni Slo?Kacustodiann
- Deutsche Bank National Trust Companyn
- Deutsche Bank Polska S.A.custodiann
- Deutsche Bank S.A. Banco Alem?Ocustodiann
Advisers that list Rreef America L.L.C. as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY28 employees
- San Francisco, CA24 employees
- Dallas, TX11 employees
- Costa Mesa, CA7 employees
- Atlanta, GA3 employees
- Boston, MA3 employees
- Seattle, WA2 employees
- Marina Del Rey, CA2 employees
- Hunt Valley, MD1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 24, 2026 to Sep 17, 2026
- Private funds · 21 to unsetJul 24, 2026 to Sep 17, 2026
- Succession · false to unsetJul 24, 2026 to Sep 17, 2026
- Accounts · 119 to 120Dec 12, 2025 to Mar 31, 2026
- Advisory employees · 135 to 132Dec 12, 2025 to Mar 31, 2026
- BD registered reps · 8 to 6Dec 12, 2025 to Mar 31, 2026
- Charity clients · 1 to 0Dec 12, 2025 to Mar 31, 2026
- Corporate clients · 1 to 0Dec 12, 2025 to Mar 31, 2026
- Pension plan clients · 15 to 20Dec 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · 64 to 58Dec 12, 2025 to Mar 31, 2026
- Assets in custody · $33B to $32BDec 12, 2025 to Mar 31, 2026
- Employees · 170 to 175Dec 12, 2025 to Mar 31, 2026
- Private funds · 19 to 21Dec 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $29B to $34BDec 12, 2025 to Mar 31, 2026
- Pension RAUM · $2.9B to $1.5BDec 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $14B to $16BDec 12, 2025 to Mar 31, 2026
- RAUM · $29B to $34BDec 12, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jun 27, 2025 to Jul 30, 2025
- Accounts · 118 to 119Jan 17, 2025 to Apr 30, 2025
- Advisory employees · 138 to 135Jan 17, 2025 to Apr 30, 2025
- BD registered reps · 6 to 8Jan 17, 2025 to Apr 30, 2025
- Corporate clients · 6 to 1Jan 17, 2025 to Apr 30, 2025
- Pooled vehicle clients · 58 to 64Jan 17, 2025 to Apr 30, 2025
- Assets in custody · $37B to $33BJan 17, 2025 to Apr 30, 2025
- Employees · 149 to 170Jan 17, 2025 to Apr 30, 2025
- Private funds · 14 to 19Jan 17, 2025 to Apr 30, 2025
- Discretionary RAUM · $32B to $29BJan 17, 2025 to Apr 30, 2025
- Pension RAUM · $2.6B to $2.9BJan 17, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $15B to $14BJan 17, 2025 to Apr 30, 2025
- RAUM · $32B to $29BJan 17, 2025 to Apr 30, 2025
- Accounts · 126 to 118Mar 7, 2024 to Mar 28, 2024
- Advisory employees · 134 to 138Mar 7, 2024 to Mar 28, 2024
- BD registered reps · 5 to 6Mar 7, 2024 to Mar 28, 2024
- Corporate clients · 7 to 6Mar 7, 2024 to Mar 28, 2024
- Pension plan clients · 17 to 15Mar 7, 2024 to Mar 28, 2024
- Pooled vehicle clients · 63 to 58Mar 7, 2024 to Mar 28, 2024
- Assets in custody · $43B to $37BMar 7, 2024 to Mar 28, 2024
- Employees · 144 to 149Mar 7, 2024 to Mar 28, 2024
- Private funds · 10 to 14Mar 7, 2024 to Mar 28, 2024
- Discretionary RAUM · $46B to $32BMar 7, 2024 to Mar 28, 2024
Signals
12 dated events
- Rreef America L.L.C. reported RAUM $31.8B, down 32% from $46.5B (2024-03-07 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Freddi Klassen (Chief Operating Officer) appeared on Schedule A of Rreef America L.L.C.Oct 25, 2023 · Control person joined · fact
- Pierce Cynthia Nestle (Chief Operating Officer) no longer on Schedule A of Rreef America L.L.C. (listed 2023-06-20, absent 2023-07-27)Jul 27, 2023 · Control person left · inference
- Rreef America L.L.C. reported RAUM $50.9B, up 34% from $38.1B (2022-01-14 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Todd Henderson (Co-Chief Executive Officer) appeared on Schedule A of Rreef America L.L.C.May 28, 2021 · Control person joined · fact
- Raymond Michael Luciano (Chief Executive Officer) no longer on Schedule A of Rreef America L.L.C. (listed 2021-04-09, absent 2021-05-28)May 28, 2021 · Control person left · inference
- W. John Vojticek (Co-Chief Executive Officer) appeared on Schedule A of Rreef America L.L.C.May 28, 2021 · Control person joined · fact
- Pierce Cynthia Nestle (Chief Operating Officer) appeared on Schedule A of Rreef America L.L.C.Jul 28, 2020 · Control person joined · fact
- Pierre Cherki (Chief Executive Officer) no longer on Schedule A of Rreef America L.L.C. (listed 2020-07-17, absent 2020-07-28)Jul 28, 2020 · Control person left · inference
- Rreef America L.L.C. reported RAUM $35.9B, up 32% from $27.3B (2019-12-06 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Philip Jonathan Panek (Chief Legal Officer) appeared on Schedule A of Rreef America L.L.C.Jan 18, 2019 · Control person joined · fact
- Rreef America L.L.C. reported RAUM $28.1B, up 43% from $19.7B (2018-02-12 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Rreef America L.L.C. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dws-group-comreportedpublic record, Form ADV, Sep 18, 2026
- Website
- dws.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-537-7000reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Rreef America L.L.C. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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