DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Guardian Capital LP
Latest filing Sep 9, 2026
First filing on the tape Apr 2, 2012 · 24 filings
SEC status approved since Dec 7, 1998
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
90
38 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$11B as of Jul 17, 2026
Apr 2, 2012$13B then
HNW client RAUM$0 as of Jul 17, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 17, 2026
Apr 2, 20120 then
Employees (5.A)90 as of Jul 17, 2026
Apr 1, 201360 then
Private funds3 as of Mar 31, 2023
Apr 1, 20153 then
RAUM +4.7% over the last fiscal year-2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.7B63%
- State and municipal entities$1.4B13%
- Pension and profit-sharing plans$1.1B10%
- Corporations and businesses$571M5.4%
- Insurance companies$340M3.2%
- Other investment advisers$229M2.2%
- Charitable organizations$160M1.5%
- Investment companies$54.0M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 21reported
- Charitable clients
- 16reported
- Accounts
- 218reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $5.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.65 institutional_share=0.28 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Guardian Capital Investment, LPno longer reported | Other Private Fund | $36.7M | 4 | Mar 31, 2021 |
| Guardian Aurora Master Fund, L.P.no longer reported | Hedge Fund | $16.9M | 11 | Mar 30, 2012 |
| Guardian Aurora Emerging Markets Equity Fund (Cayman) Unit Trustno longer reported | Hedge Fund | $13.0M | 5 | Mar 30, 2012 |
| Guardian Aurora Emerging Markets Equity Fund, L.P.no longer reported | Hedge Fund | $4.0M | 8 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Richard Britnell · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- George Mavroudis · Director, Chief Executive Officercontrolsince 04/2008 · owns less than 5%
- Dean Matthew Turner · Director, General Counsel & Secretarycontrolsince 05/2023 · owns less than 5%
- Donald Yi · Director, Chief Financial Officercontrolsince 03/2014 · owns less than 5%
- Michael Andrew Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Nicholas Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Diana Stephanie Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Dimitris-Stavros Chryssafou-Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
Entity owners
- Guardian Capital Group Limited · Limited Partnerdirect · owns 75% or more
- Guardian Capital Inc. · General Partnerdirect · owns less than 5%
- Minic Investments Limited · Shareholderindirect · owns 25% to 50% of Guardian Capital Group Limited
Related persons
Schedule D 7.A
- Agincourt Capital Management, LLCinvestment adviseryRAUM $10.0B
- Alexandria Bancorp Limitedn
- Alexandria Global Investment Management Ltd.investment advisern
- Alta Capital Management LLCinvestment adviseryRAUM $1.6B
- Guardcap Asset Management Limitedinvestment adviseryRAUM $5.9B
- Guardian Capital Advisors LPinvestment advisernRAUM $2.5B
- Guardian Capital Real Estate Gp Inc.pooled vehicle sponsorn
- Guardian Partners Inc.investment advisern
- Modern Advisor Canada Inc.investment advisern
- The Raelipskie Partnershipinvestment advisernRAUM $1.1B
Advisers that list Guardian Capital LP as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 17, 2026 to Sep 9, 2026
- HQ state · to unsetJul 17, 2026 to Sep 9, 2026
- Succession · false to unsetJul 17, 2026 to Sep 9, 2026
- Accounts · 222 to 218Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 33 to 38Mar 31, 2025 to Mar 31, 2026
- Charity clients · 11 to 16Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 5 to 8Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 19 to 21Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 64 to 73Mar 31, 2025 to Mar 31, 2026
- Employees · 77 to 90Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $10B to $11BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $987M to $1.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.1B to $6.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $10B to $11BMar 31, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $4.4M to $5.8MMar 31, 2025 to Mar 31, 2026
- Accounts · 211 to 222Nov 27, 2024 to Mar 31, 2025
- Corporate clients · 7 to 5Nov 27, 2024 to Mar 31, 2025
- Pension plan clients · 22 to 19Nov 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 64Nov 27, 2024 to Mar 31, 2025
- Employees · 75 to 77Nov 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 31, 2025
- HQ state · unset to Nov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $12B to $10BNov 27, 2024 to Mar 31, 2025
- Pension RAUM · $1.3B to $987MNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.3B to $6.1BNov 27, 2024 to Mar 31, 2025
- RAUM · $12B to $10BNov 27, 2024 to Mar 31, 2025
- Wrap assets (manager) · $7.7M to $4.4MNov 27, 2024 to Mar 31, 2025
- Accounts · 225 to 211Jun 26, 2023 to Mar 28, 2024
- Advisory employees · 35 to 33Jun 26, 2023 to Mar 28, 2024
- Pension plan clients · 25 to 22Jun 26, 2023 to Mar 28, 2024
- Employees · 71 to 75Jun 26, 2023 to Mar 28, 2024
- Private funds · 3 to unsetJun 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $12B to $12BJun 26, 2023 to Mar 28, 2024
- Pension RAUM · $1.3B to $1.3BJun 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.8B to $3.3BJun 26, 2023 to Mar 28, 2024
- RAUM · $12B to $12BJun 26, 2023 to Mar 28, 2024
- Wrap assets (manager) · $8.4M to $7.7MJun 26, 2023 to Mar 28, 2024
- Accounts · 220 to 225Mar 31, 2022 to Mar 31, 2023
- Charity clients · 10 to 11Mar 31, 2022 to Mar 31, 2023
Signals
9 dated events
- Michael Andrew Christodoulou (Shareholder) appeared on Schedule A of Guardian Capital LpNov 27, 2024 · Control person joined · fact
- Nicholas Christodoulou (Shareholder) appeared on Schedule A of Guardian Capital LpNov 27, 2024 · Control person joined · fact
- Diana Stephanie Christodoulou (Shareholder) appeared on Schedule A of Guardian Capital LpNov 27, 2024 · Control person joined · fact
- Dimitris-Stavros Chryssafou-Christodoulou (Shareholder) appeared on Schedule A of Guardian Capital LpNov 27, 2024 · Control person joined · fact
- Verner Carl Christensen (Director) no longer on Schedule A of Guardian Capital Lp (listed 2023-06-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- David Richard Britnell (Chief Compliance Officer) appeared on Schedule A of Guardian Capital LpJun 26, 2023 · Control person joined · fact
- Guardian Capital Lp reported RAUM $11.6B, down 26% from $15.7B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Huntly Barry Gordon (Managing Director, Head Of Canadian Retail Asset Management) no longer on Schedule A of Guardian Capital Lp (listed 2020-05-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Huntly Barry Gordon (Managing Director, Head Of Canadian Retail Asset Management) appeared on Schedule A of Guardian Capital LpMar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- guardiancapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 416-364-8341reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026