DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• P••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Oct 22, 2024 · 4 filings
SEC status approved since Nov 21, 2024
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$2.0B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$549M
derived; firm RAUM over IAPD count
Employees
76
30 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$3.3B as of Mar 31, 2026
Jan 23, 2025$388M then
HNW client RAUM$1.3B as of Mar 31, 2026
Jan 23, 2025$37.4M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Jan 23, 20250 then
Employees (5.A)76 as of Mar 31, 2026
Jan 23, 202526 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $549MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 449derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B41%
- Corporations and businesses$868M26%
- Individuals$703M21%
- Pooled investment vehicles$313M9.5%
- Charitable organizations$26.9M0.8%
- Pension and profit-sharing plans$21.0M0.6%
- Other investment advisers$19.3M0.6%
- Individual clients
- 2,174reported
- HNW clients
- 522reported
- Pension plan clients
- 22reported
- Charitable clients
- 19reported
- Accounts
- 3,089reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.62 fund_share=0.1 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••• F•••••• R•••Chartered Financial Analyst | Toronto, Ontario | Jan 23, 2025 | 18 y | 1 |
| T•••••• M•••••• D• N••••Chartered Financial Analyst | Toronto, Ontario | Jan 23, 2025 | 16 y | 1 |
| M••• B•••••Chartered Financial Analyst | Toronto, Ontario | Jan 23, 2025 | 19 y | 1 |
| J••• M•••••• B••••Chartered Financial Analyst | Toronto, Ontario | Jan 23, 2025 | 19 y | 1 |
| J•••• J•••••••• H•••••Chartered Financial Analyst | Toronto, Ontario | Apr 11, 2025 | 10 y | 0 |
| A•••••••• J••• E••••Chartered Financial Analyst | Toronto, Ontario | Apr 11, 2025 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••• F•••••• R••• from G••••••• C•••••• A••••••• L•Jan 23, 2025 · Other
- J••• M•••••• B•••• from G••••••• C•••••• A••••••• L•Jan 23, 2025 · Other
- T•••••• M•••••• D• N•••• from G••••••• C•••••• A••••••• L•Jan 23, 2025 · Other
- M••• B••••• from G••••••• C•••••• A••••••• L•Jan 23, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from G••••••• C•••••• A••••••• L•Jan 30, 2025 · Toronto Ontario · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• A•••••• M•••••• · Directorcontrolsince 12/2024 · owns 25% to 50%
- F•••••• P•••••••• M••••• C•••••••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- M••••••••• G••••• · Directorcontrolsince 12/2024 · owns less than 5%
- M••••••• F••••••• H•••• · Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- M••••••• A••••••• J••••• · Presidentcontrolsince 03/2021 · owns less than 5%
- T•••••• M••••••• D••• · Directorcontrolsince 03/2021 · owns less than 5%
- Y•• D••••• · Directorcontrolsince 03/2021 · owns less than 5%
- C••••••••• A•••••• M•••••• · Shareholdercontrolsince 06/2024 · owns 25% to 50% of M•••• I••••••••• L••••••
- C••••••••• N••••••• · Shareholdercontrolsince 06/2024 · owns 25% to 50% of M•••• I••••••••• L••••••
- C••••••••• S••••••••• D•••• · Shareholdercontrolsince 06/2024 · owns 25% to 50% of M•••• I••••••••• L••••••
- C••••••••• D••••••••• · Shareholdercontrolsince 06/2024 · owns 25% to 50% of M•••• I••••••••• L••••••
Entity owners
- G••••••• C•••••• G•••• L•••••• · Shareholderdirect · owns 75% or more
- M•••• I••••••••• L•••••• · Shareholderindirect · owns 25% to 50% of G••••••• C•••••• G•••• L••••••
Related persons
Schedule D 7.A
- A•••••••• C•••••• M••••••••• L••investment advisernRAUM $10.0B
- A••••••••• B•••••• L••••••n
- A••••••••• G••••• I••••••••• M••••••••• L•••investment advisern
- A••• C•••••• M••••••••• L••investment advisernRAUM $1.6B
- G••••••• C•••••• M••••••••• L•••investment advisern
- G••••••• A•••• M••••••••• L••••••investment advisernRAUM $5.9B
- G••••••• C•••••• A••••••• L•investment advisernRAUM $2.5B
- G••••••• C•••••• L•investment advisernRAUM $11B
- G••••••• C•••••• R••• E••••• G• I•••pooled vehicle sponsorn
- M••••• A•••••• C••••• I•••investment advisern
- T•• R••••••••• P•••••••••investment advisernRAUM $1.1B
- S••••••• C•••••• ••••••• L••••••investment advisern
- S••••••• C•••••• M••••••••• L••investment advisernRAUM $69B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- unusually high clients per a••••••Static outlier · filing Mar 31, 2026private clients per advisor of 449.3 against a peer median of 64.5 (1151 comparable advisers, 98.0th percentile, 9.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,151) · 98% percentile
- high employee count relative to a••••••sStatic outlier · filing Mar 31, 2026employees per registered advisor of 12.7 against a peer median of 1.5 (1101 comparable advisers, 100.0th percentile, 23.1 robust deviations)peers: independent wealth managers, $1B to $5B (1,101) · 100% percentile
- control person changedChange between filings · filing Mar 31, 2026C••••••••• S••••••••• D•••• (SHAREHOLDER) left Schedule A between the filings of 2024-10-22 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026C••••••••• D••••••••• (SHAREHOLDER) left Schedule A between the filings of 2024-10-22 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026M••••••••• G••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-10-22 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026C••••••••• N••••••• (SHAREHOLDER) left Schedule A between the filings of 2024-10-22 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 3,542 to 3,089Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 32 to 30Mar 31, 2025 to Mar 31, 2026
- Charity clients · 20 to 19Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 313 to 310Mar 31, 2025 to Mar 31, 2026
- HNW clients · 408 to 522Mar 31, 2025 to Mar 31, 2026
- Individual clients · 2,712 to 2,174Mar 31, 2025 to Mar 31, 2026
- Employees · 59 to 76Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.9B to $3.3BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $1.0B to $1.3BMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $734M to $703MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $20.1M to $21.0MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $330M to $313MMar 31, 2025 to Mar 31, 2026
- RAUM · $2.9B to $3.3BMar 31, 2025 to Mar 31, 2026
- Accounts · 86 to 3,542Jan 23, 2025 to Mar 31, 2025
- Advisory employees · 8 to 32Jan 23, 2025 to Mar 31, 2025
- Charity clients · 2 to 20Jan 23, 2025 to Mar 31, 2025
- Corporate clients · unset to 313.0Jan 23, 2025 to Mar 31, 2025
- HNW clients · 19 to 408Jan 23, 2025 to Mar 31, 2025
- Individual clients · unset to 2712.0Jan 23, 2025 to Mar 31, 2025
- Pension plan clients · unset to 22.0Jan 23, 2025 to Mar 31, 2025
- Employees · 26 to 59Jan 23, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 0Jan 23, 2025 to Mar 31, 2025
- State-registered IARs · 0 to 6Jan 23, 2025 to Mar 31, 2025
- Other offices · 0 to 2Jan 23, 2025 to Mar 31, 2025
- Discretionary RAUM · $388M to $2.9BJan 23, 2025 to Mar 31, 2025
- HNW RAUM · $37.4M to $1.0BJan 23, 2025 to Mar 31, 2025
- Individual RAUM · unset to 734269329.0Jan 23, 2025 to Mar 31, 2025
- Pension RAUM · unset to 20058616.0Jan 23, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $346M to $330MJan 23, 2025 to Mar 31, 2025
- RAUM · $388M to $2.9BJan 23, 2025 to Mar 31, 2025
- HQ state · unset to Oct 22, 2024 to Jan 23, 2025
Signals
3 dated events
- G••••••• P••••••• I••• reported RAUM $2.9B, up 655% from $388.2M (2025-01-23 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- G••••••• C•••••• A••••••• L•'s advisors moved to G••••••• P••••••• I••• (Toronto Ontario): 4 of 4 registered, on the same dayJan 30, 2025 · Firm absorbed (people side) · derived
- G••••••• P••••••• I••• filed its initial SEC registration (Form ADV)Oct 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- g•••••@g•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 416.840.8001reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $549Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026