DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

H••••• A••••••• C•••••••••

Independent wealth managerPortsmouth, New HampshireCRD 105151SEC 801-8915websiteIAPD
Latest filing May 14, 2026
First filing on the tape Mar 16, 2012 · 29 filings
SEC status approved since Oct 22, 1972
RAUM
$481M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$476M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$160M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$481M as of May 14, 2026
Mar 16, 2012$115M then
HNW client RAUM$457M as of May 14, 2026
Mar 29, 2018$115M then
State-registered IARs (5.B.3)3 as of May 14, 2026
Mar 16, 20120 then
Employees (5.A)3 as of May 14, 2026
Mar 27, 20132 then
Private funds: no history
RAUM +8.3% over the last fiscal year+10% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$160MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.6MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-6.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$34.7M, 15 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$457M95%
  • Individuals$19.8M4.1%
  • Pension and profit-sharing plans$4.6M1.0%
Individual clients
45reported
HNW clients
99reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
395reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$34.7M for 15 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W••• R•••••• B•••••Portsmouth, NhFeb 5, 199640 y0
J••• J••••• D••••Portsmouth, NhSep 16, 199640 y0
D••••• R••••• Z••••••••Chartered Financial AnalystPortsmouth, NhFeb 16, 202133 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B•••••• W•••• R•••••• · President, Directorcontrol
    since 03/1986 · owns less than 5%
  • D••••• J•••• J••••• · Director & Vice President, Chief Compliance Officer, Chief Investment Officercontrol
    since 06/1996 · owns 25% to 50%
  • Z••••••••• D•••••• R••••• · Senior Portfolio Manager, Director, Vice President, Treasurer, Clerkcontrol
    since 11/2020 · owns 25% to 50%
  • B•••••• W•••• R•••••• · Trusteecontrol
    since 01/2017 · owns 75% or more of T•• W••• R• B••••• R•••••••• T••••
Entity owners
  • T•• W••• R• B••••• R•••••••• T•••• · Shareholder
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Portsmouth, Nh · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • very high RAUM per advisorStatic outlier · filing May 14, 2026
    RAUM per registered advisor of $160,307,258 against a peer median of $55,731,856 (3254 comparable advisers, 100.0th percentile, 3.6 robust deviations)
    peers: independent wealth managers, $100M to $500M (3,254) · 100% percentile
What changed
consecutive filings, newest first
  • Accounts · 403 to 395
    Jun 9, 2025 to Mar 24, 2026
  • HNW clients · 101 to 99
    Jun 9, 2025 to Mar 24, 2026
  • Individual clients · 53 to 45
    Jun 9, 2025 to Mar 24, 2026
  • Assets in custody · $29.8M to $34.7M
    Jun 9, 2025 to Mar 24, 2026
  • Discretionary RAUM · $444M to $481M
    Jun 9, 2025 to Mar 24, 2026
  • HNW RAUM · $418M to $457M
    Jun 9, 2025 to Mar 24, 2026
  • Individual RAUM · $22.0M to $19.8M
    Jun 9, 2025 to Mar 24, 2026
  • Pension RAUM · $3.8M to $4.6M
    Jun 9, 2025 to Mar 24, 2026
  • RAUM · $444M to $481M
    Jun 9, 2025 to Mar 24, 2026
  • Financial planning clients · 101-250 to 101-250
    Mar 27, 2025 to Jun 9, 2025
  • Accounts · 408 to 403
    Feb 20, 2025 to Mar 27, 2025
  • HNW clients · 84 to 101
    Feb 20, 2025 to Mar 27, 2025
  • Individual clients · 64 to 53
    Feb 20, 2025 to Mar 27, 2025
  • Assets in custody · $39.5M to $29.8M
    Feb 20, 2025 to Mar 27, 2025
  • Discretionary RAUM · $402M to $444M
    Feb 20, 2025 to Mar 27, 2025
  • HNW RAUM · $372M to $418M
    Feb 20, 2025 to Mar 27, 2025
  • Individual RAUM · $24.4M to $22.0M
    Feb 20, 2025 to Mar 27, 2025
  • Non-discretionary RAUM · $652,813 to $0
    Feb 20, 2025 to Mar 27, 2025
  • Pension RAUM · $6.0M to $3.8M
    Feb 20, 2025 to Mar 27, 2025
  • RAUM · $403M to $444M
    Feb 20, 2025 to Mar 27, 2025
  • Accounts · 412 to 408
    Mar 30, 2023 to Mar 27, 2024
  • HNW clients · 81 to 84
    Mar 30, 2023 to Mar 27, 2024
  • Individual clients · 63 to 64
    Mar 30, 2023 to Mar 27, 2024
  • Assets in custody · $34.8M to $39.5M
    Mar 30, 2023 to Mar 27, 2024
  • Discretionary RAUM · $357M to $402M
    Mar 30, 2023 to Mar 27, 2024
  • HNW RAUM · $334M to $372M
    Mar 30, 2023 to Mar 27, 2024
  • Individual RAUM · $20.4M to $24.4M
    Mar 30, 2023 to Mar 27, 2024
  • Non-discretionary RAUM · $3.1M to $652,813
    Mar 30, 2023 to Mar 27, 2024
  • Pension RAUM · $5.1M to $6.0M
    Mar 30, 2023 to Mar 27, 2024
  • RAUM · $360M to $403M
    Mar 30, 2023 to Mar 27, 2024
  • Accounts · 411 to 412
    Jun 13, 2022 to Mar 30, 2023
  • HNW clients · 86 to 81
    Jun 13, 2022 to Mar 30, 2023
  • Individual clients · 51 to 63
    Jun 13, 2022 to Mar 30, 2023
  • Assets in custody · $132M to $34.8M
    Jun 13, 2022 to Mar 30, 2023
  • Discretionary RAUM · $383M to $357M
    Jun 13, 2022 to Mar 30, 2023
  • HNW RAUM · $358M to $334M
    Jun 13, 2022 to Mar 30, 2023
  • Individual RAUM · $23.5M to $20.4M
    Jun 13, 2022 to Mar 30, 2023
  • Non-discretionary RAUM · $8.4M to $3.1M
    Jun 13, 2022 to Mar 30, 2023
  • Pension RAUM · $9.9M to $5.1M
    Jun 13, 2022 to Mar 30, 2023
  • RAUM · $392M to $360M
    Jun 13, 2022 to Mar 30, 2023
Signals
2 dated events
  • H••••• A••••••• C••••••••• reported RAUM $391.7M, up 49% from $263.8M (2021-03-31 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • Robert Daniel Zibinskas (Senior Portfolio Manager) appeared on Schedule A of H••••• A••••••• C•••••••••
    Dec 15, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
i•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
603-431-5740reportedpublished by the firm, firm site, Sep 15, 2026
Website
H•••••ADVISORY.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
603-431-5740reportedpublic record, Form ADV, May 14, 2026
Team page
h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$160Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026