DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••• F••••••• I••
Latest filing Apr 10, 2026
First filing on the tape Feb 29, 2012 · 19 filings
SEC status approved since Jan 27, 1982
RAUM
$305M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$305M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$305M as of Apr 10, 2026
Feb 29, 2012$108M then
HNW client RAUM$248M as of Apr 10, 2026
Mar 21, 2018$120M then
State-registered IARs (5.B.3)2 as of Apr 10, 2026
Feb 29, 20120 then
Employees (5.A)4 as of Apr 10, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 144derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $440,841derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$248M82%
- Individuals$56.2M18%
- Individual clients
- 91reported
- HNW clients
- 197reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 691reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•• T•••••• L••••• | Columbus, Oh | Jan 17, 2003 | 45 y | 1 |
| B•••••• A•••• H••••••Certified Financial Planner | Columbus, Oh | Jan 17, 2003 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•• T•••••• L••••• from F•• S••••••••• C•••••••••Jan 17, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• B••••••• A•••• · Vice President And Chief Compliance Officercontrolsince 01/2005 · owns 10% to 25%
- L•••••• M••• T•••••• · Presidentcontrolsince 08/1991 · owns 75% or more
Related persons
Schedule D 7.A
- F••••• F••••••• I••investment adviseryRAUM $305M
Advisers that list F••••• F••••••• I•• as a related person
- 105190 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 661 to 691Mar 10, 2025 to Mar 4, 2026
- HNW clients · 168 to 197Mar 10, 2025 to Mar 4, 2026
- Individual clients · 77 to 91Mar 10, 2025 to Mar 4, 2026
- Financial planning clients · 101-250 to 251-500Mar 10, 2025 to Mar 4, 2026
- Discretionary RAUM · $272M to $305MMar 10, 2025 to Mar 4, 2026
- HNW RAUM · $221M to $248MMar 10, 2025 to Mar 4, 2026
- Individual RAUM · $51.4M to $56.2MMar 10, 2025 to Mar 4, 2026
- RAUM · $272M to $305MMar 10, 2025 to Mar 4, 2026
- Accounts · 241 to 661Mar 11, 2024 to Mar 10, 2025
- HNW clients · 163 to 168Mar 11, 2024 to Mar 10, 2025
- Individual clients · 78 to 77Mar 11, 2024 to Mar 10, 2025
- Financial planning clients · 101-250 to 101-250Mar 11, 2024 to Mar 10, 2025
- Discretionary RAUM · $239M to $272MMar 11, 2024 to Mar 10, 2025
- HNW RAUM · $193M to $221MMar 11, 2024 to Mar 10, 2025
- Individual RAUM · $45.4M to $51.4MMar 11, 2024 to Mar 10, 2025
- RAUM · $239M to $272MMar 11, 2024 to Mar 10, 2025
- Accounts · 626 to 241Mar 1, 2023 to Mar 11, 2024
- HNW clients · 162 to 163Mar 1, 2023 to Mar 11, 2024
- Individual clients · 73 to 78Mar 1, 2023 to Mar 11, 2024
- Discretionary RAUM · $209M to $239MMar 1, 2023 to Mar 11, 2024
- HNW RAUM · $176M to $193MMar 1, 2023 to Mar 11, 2024
- Individual RAUM · $33.1M to $45.4MMar 1, 2023 to Mar 11, 2024
- RAUM · $209M to $239MMar 1, 2023 to Mar 11, 2024
- Accounts · 590 to 626Mar 9, 2022 to Mar 1, 2023
- HNW clients · 158 to 162Mar 9, 2022 to Mar 1, 2023
- Individual clients · 69 to 73Mar 9, 2022 to Mar 1, 2023
- Pension plan clients · 1.0 to unsetMar 9, 2022 to Mar 1, 2023
- Discretionary RAUM · $223M to $209MMar 9, 2022 to Mar 1, 2023
- HNW RAUM · $187M to $176MMar 9, 2022 to Mar 1, 2023
- Individual RAUM · $34.5M to $33.1MMar 9, 2022 to Mar 1, 2023
- Pension RAUM · 1278537.0 to unsetMar 9, 2022 to Mar 1, 2023
- RAUM · $223M to $209MMar 9, 2022 to Mar 1, 2023
- Accounts · 205 to 590Feb 15, 2021 to Mar 9, 2022
- HNW clients · 138 to 158Feb 15, 2021 to Mar 9, 2022
- Individual clients · 62 to 69Feb 15, 2021 to Mar 9, 2022
- Pension plan clients · 5 to 1Feb 15, 2021 to Mar 9, 2022
- Discretionary RAUM · $188M to $223MFeb 15, 2021 to Mar 9, 2022
- HNW RAUM · $149M to $187MFeb 15, 2021 to Mar 9, 2022
- Individual RAUM · $35.3M to $34.5MFeb 15, 2021 to Mar 9, 2022
- Pension RAUM · $2.8M to $1.3MFeb 15, 2021 to Mar 9, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••••@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 614-888-5466reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 614-888-7526reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- F•••••F•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 614-888-7526reportedpublic record, Form ADV, Apr 10, 2026
- Contact form
- f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026