DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hsbc Global Asset Management (Hong Kong) Limited
Latest filing Aug 19, 2026
First filing on the tape Dec 6, 2011 · 65 filings
SEC status approved since Jul 2, 1987
RAUM
$149B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
309
106 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$149B as of Aug 19, 2026
Mar 29, 2012$44B then
HNW client RAUM$0 as of Aug 19, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Mar 18, 20130 then
Employees (5.A)309 as of Aug 19, 2026
Mar 18, 2013206 then
Private funds1 as of Mar 30, 2021
Mar 28, 20141 then
RAUM +16% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $507MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$73B49%
- Pooled investment vehicles$71B48%
- State and municipal entities$2.6B1.8%
- Pension and profit-sharing plans$1.5B1.0%
- Other investment advisers$861M0.6%
- Corporations and businesses$523M0.4%
- Banks and thrifts$187M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 28reported
- Charitable clients
- 0reported
- Accounts
- 295reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.48 institutional_share=0.51 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hsbc Global Investment Funds - Indian Equityno longer reported | Hedge Fund | $1.3B | 446 | Aug 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Wai Fun Ho · Director/Chief Executive Officer Asia Pacificcontrolsince 11/2021 · owns less than 5%
- Nicolas Jean Marie Denis Moreau · Director/Ceo Global Asset Managementcontrolsince 02/2022 · owns less than 5%
- Chun Pong Stephen Tam · Directorcontrolsince 07/2014 · owns less than 5%
- Kok Wing To · Directorcontrolsince 02/2023 · owns less than 5%
- Pan Lang Yeung · Chief Compliance Officersince 12/2021 · owns less than 5%
Entity owners
- The Hongkong And Shanghai Banking Corporation Limited · Immediate Holding Companydirect · owns 75% or more
- Hsbc Asia Holdings Limited · Shareholderindirect · owns 75% or more of The Hongkong And Shanghai Banking Corporation Limited
- Hsbc Holdings Plc · Shareholderindirect · owns 75% or more of Hsbc Asia Holdings Limited · public reporting company
Related persons
Schedule D 7.A
- Hsbc Alternative Investments Limitedinvestment advisern
- Hsbc Asset Management (India) Private Limitedinvestment adviserbankn
- Hsbc Asset Management (Japan) Limitedinvestment advisern
- Hsbc Global Asset Management (Deutschland) Gmbhinvestment advisern
- Hsbc Global Asset Management (France)investment advisern
- Hsbc Global Asset Management (Singapore) Limitedinvestment advisern
- Hsbc Global Asset Management (Taiwan) Limitedinvestment advisern
- Hsbc Global Asset Management (Uk) Limitedinvestment advisernRAUM $260B
- Hsbc Global Asset Management (USA) Inc.investment adviserbanknRAUM $157B
- Hsbc Global Asset Management Holdings (Bahamas) Limitedn
- Hsbc Investment Funds (Hong Kong) Limitedinvestment adviserpooled vehicle sponsorn
- Hsbc Investment Funs (Luxembourg) Sapooled vehicle sponsorn
- Hsbc Jintrust Fund Management Company Limitedinvestment adviserpooled vehicle sponsorn
- The Hongkong And Shanghai Banking Corporation Limitedy
Advisers that list Hsbc Global Asset Management (Hong Kong) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 288 to 295Dec 9, 2025 to Mar 27, 2026
- Advisory employees · 104 to 106Dec 9, 2025 to Mar 27, 2026
- Corporate clients · unset to 5.0Dec 9, 2025 to Mar 27, 2026
- Pension plan clients · 26 to 28Dec 9, 2025 to Mar 27, 2026
- Pooled vehicle clients · 83 to 88Dec 9, 2025 to Mar 27, 2026
- Employees · 297 to 309Dec 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $128B to $149BDec 9, 2025 to Mar 27, 2026
- Pension RAUM · $762M to $1.5BDec 9, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $61B to $71BDec 9, 2025 to Mar 27, 2026
- RAUM · $128B to $149BDec 9, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 22, 2025
- Accounts · 428 to 288Aug 1, 2024 to Mar 28, 2025
- Advisory employees · 98 to 104Aug 1, 2024 to Mar 28, 2025
- Charity clients · 17 to 0Aug 1, 2024 to Mar 28, 2025
- Corporate clients · 0.0 to unsetAug 1, 2024 to Mar 28, 2025
- Pension plan clients · 21 to 26Aug 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 229 to 83Aug 1, 2024 to Mar 28, 2025
- Employees · 276 to 297Aug 1, 2024 to Mar 28, 2025
- HQ state · unset to Aug 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $88B to $128BAug 1, 2024 to Mar 28, 2025
- Pension RAUM · $130M to $762MAug 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $28B to $61BAug 1, 2024 to Mar 28, 2025
- RAUM · $88B to $128BAug 1, 2024 to Mar 28, 2025
- Related broker-dealer · true to falseAug 1, 2024 to Mar 28, 2025
- Accounts · 512 to 428Jan 26, 2024 to Mar 28, 2024
- Advisory employees · 88 to 98Jan 26, 2024 to Mar 28, 2024
- Charity clients · 21 to 17Jan 26, 2024 to Mar 28, 2024
- Pension plan clients · 23 to 21Jan 26, 2024 to Mar 28, 2024
- Pooled vehicle clients · 233 to 229Jan 26, 2024 to Mar 28, 2024
- Employees · 265 to 276Jan 26, 2024 to Mar 28, 2024
- Discretionary RAUM · $99B to $88BJan 26, 2024 to Mar 28, 2024
- Pension RAUM · $159M to $130MJan 26, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $32B to $28BJan 26, 2024 to Mar 28, 2024
- RAUM · $99B to $88BJan 26, 2024 to Mar 28, 2024
- Accounts · 492 to 512Mar 3, 2023 to Mar 30, 2023
- Advisory employees · 80 to 88Mar 3, 2023 to Mar 30, 2023
- Charity clients · 25 to 21Mar 3, 2023 to Mar 30, 2023
- Pension plan clients · 22 to 23Mar 3, 2023 to Mar 30, 2023
- Pooled vehicle clients · 237 to 233Mar 3, 2023 to Mar 30, 2023
- Employees · 252 to 265Mar 3, 2023 to Mar 30, 2023
Signals
7 dated events
- Hsbc Global Asset Management (Hong Kong) Limited reported RAUM $128.4B, up 47% from $87.6B (2024-08-01 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Kok Wing To (Director) appeared on Schedule A of Hsbc Global Asset Management (Hong Kong) LimitedMar 3, 2023 · Control person joined · fact
- Nicolas Jean Marie Denis Moreau (Director/Ceo Global Asset Management) appeared on Schedule A of Hsbc Global Asset Management (Hong Kong) LimitedFeb 18, 2022 · Control person joined · fact
- Augusto Pedro Botelho Bastos (Director/Chief Executive Officer Asia Pacific) no longer on Schedule A of Hsbc Global Asset Management (Hong Kong) Limited (listed 2021-11-08, absent 2021-12-02)Dec 2, 2021 · Control person left · inference
- Wai Fun Ho (Director/Chief Executive Officer Asia Pacific) appeared on Schedule A of Hsbc Global Asset Management (Hong Kong) LimitedDec 2, 2021 · Control person joined · fact
- Eduardo Guillermo Maldonado-Codina (Director) no longer on Schedule A of Hsbc Global Asset Management (Hong Kong) Limited (listed 2020-11-30, absent 2021-02-03)Feb 3, 2021 · Control person left · inference
- Glenn Stuart Berry (Director) no longer on Schedule A of Hsbc Global Asset Management (Hong Kong) Limited (listed 2020-04-24, absent 2020-09-02)Sep 2, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Hsbc Global Asset Management (hong Kong) Limited · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Principal office phone
- 852-2284-1111reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026