DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• I••••••••• P•••••••• I•••
Latest filing Mar 2, 2026
First filing on the tape Mar 28, 2012 · 29 filings
SEC status approved since Jul 6, 1987
RAUM
$1.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$996M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$340M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.0B as of Mar 2, 2026
Mar 28, 2012$186M then
HNW client RAUM$916M as of Mar 2, 2026
Mar 12, 2018$334M then
State-registered IARs (5.B.3)3 as of Mar 2, 2026
Mar 28, 20120 then
Employees (5.A)7 as of Mar 2, 2026
Mar 27, 20134 then
Private funds: no history
RAUM +8.7% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $340MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 140derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $880,590derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $310M, 162 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$916M90%
- Individuals$79.4M7.8%
- Pension and profit-sharing plans$17.5M1.7%
- Charitable organizations$7.0M0.7%
- Corporations and businesses$325,0570.0%
- Individual clients
- 223reported
- HNW clients
- 197reported
- Pension plan clients
- 4reported
- Charitable clients
- 8reported
- Accounts
- 1,159reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $310M for 162 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• G•• A••••Certified Financial Planner, Chartered Financial Analyst | Columbus, Ga | Mar 18, 2003 | 33 y | 0 |
| R•••••• B•••••• I••••• | Columbus, Ga | Dec 5, 2008 | 31 y | 1 |
| W••• H• F•••••Chartered Financial Analyst | Columbus, Ga | Oct 13, 2022 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W••• H• F••••• from G•••••• I•••••••••Oct 13, 2022 · RIA to RIA
- R•••••• B•••••• I••••• from C•••••••• G••••• M•••••• I•••Dec 5, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• J••••••• G•• · Officer, Chief Compliance Officercontrolsince 03/2002 · owns 25% to 50%
- F•••••• W•••• H• · Officercontrolsince 10/2022 · owns 10% to 25%
- I•••••• R••••••• B•••••• · Officercontrolsince 09/2013 · owns 25% to 50%
- R•••••• C••••••• D•• · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Ga · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 2, 2026Rustin, Colleen, Day (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2022-10-21 and 2026-03-02peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,072 to 1,159Jan 2, 2026 to Mar 2, 2026
- HNW clients · 191 to 197Jan 2, 2026 to Mar 2, 2026
- Individual clients · 204 to 223Jan 2, 2026 to Mar 2, 2026
- Pension plan clients · 5 to 4Jan 2, 2026 to Mar 2, 2026
- Assets in custody · $310M to $310MJan 2, 2026 to Mar 2, 2026
- Employees · 6 to 7Jan 2, 2026 to Mar 2, 2026
- Discretionary RAUM · $933M to $1.0BJan 2, 2026 to Mar 2, 2026
- HNW RAUM · $842M to $916MJan 2, 2026 to Mar 2, 2026
- Individual RAUM · $72.8M to $79.4MJan 2, 2026 to Mar 2, 2026
- Non-discretionary RAUM · $5.3M to $5.9MJan 2, 2026 to Mar 2, 2026
- Pension RAUM · $15.4M to $17.5MJan 2, 2026 to Mar 2, 2026
- RAUM · $939M to $1.0BJan 2, 2026 to Mar 2, 2026
- Accounts · 1,009 to 1,072May 20, 2024 to Mar 13, 2025
- Charity clients · 7 to 8May 20, 2024 to Mar 13, 2025
- HNW clients · 171 to 191May 20, 2024 to Mar 13, 2025
- Individual clients · 195 to 204May 20, 2024 to Mar 13, 2025
- Assets in custody · $219M to $310MMay 20, 2024 to Mar 13, 2025
- Financial planning clients · unset to May 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $789M to $933MMay 20, 2024 to Mar 13, 2025
- HNW RAUM · $699M to $842MMay 20, 2024 to Mar 13, 2025
- Individual RAUM · $74.3M to $72.8MMay 20, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $4.9M to $5.3MMay 20, 2024 to Mar 13, 2025
- Pension RAUM · $13.4M to $15.4MMay 20, 2024 to Mar 13, 2025
- RAUM · $794M to $939MMay 20, 2024 to Mar 13, 2025
- Employees · 5 to 6Feb 23, 2024 to May 20, 2024
- Accounts · 942 to 1,009Jun 5, 2023 to Feb 23, 2024
- Charity clients · 6 to 7Jun 5, 2023 to Feb 23, 2024
- HNW clients · 163 to 171Jun 5, 2023 to Feb 23, 2024
- Individual clients · 188 to 195Jun 5, 2023 to Feb 23, 2024
- Pension plan clients · 6 to 5Jun 5, 2023 to Feb 23, 2024
- Assets in custody · $191M to $219MJun 5, 2023 to Feb 23, 2024
- Discretionary RAUM · $681M to $789MJun 5, 2023 to Feb 23, 2024
- HNW RAUM · $599M to $699MJun 5, 2023 to Feb 23, 2024
- Individual RAUM · $68.3M to $74.3MJun 5, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $4.6M to $4.9MJun 5, 2023 to Feb 23, 2024
- Pension RAUM · $11.6M to $13.4MJun 5, 2023 to Feb 23, 2024
- RAUM · $686M to $794MJun 5, 2023 to Feb 23, 2024
- Accounts · 893 to 942Oct 21, 2022 to Mar 15, 2023
- Charity clients · 7 to 6Oct 21, 2022 to Mar 15, 2023
- HNW clients · 158 to 163Oct 21, 2022 to Mar 15, 2023
Signals
3 dated events
- H. Wade Fowler (Officer) appeared on Schedule A of Greatmark Investment Partners, Inc.Oct 21, 2022 · Control person joined · fact
- Greatmark Investment Partners, Inc. reported RAUM $739.8M, up 26% from $588.8M (2021-12-23 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Greatmark Investment Partners, Inc. reported RAUM $515.2M, up 28% from $401.9M (2019-03-22 to 2020-03-16)Mar 16, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@greatmarkonline.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-327-2128reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/greatmark-investment-partners-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- GREATMARKONLINE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706-327-2128reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- greatmarkonline.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- greatmarkonline.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $340Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026