DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Loc Investment Advisers
Legal name Lanham Odell & Co Inc
Latest filing Nov 10, 2025
First filing on the tape Mar 7, 2012 · 21 filings
SEC status approved since Feb 10, 1982
RAUM
$771M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$705M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$771M as of Nov 10, 2025
Mar 7, 2012$634M then
HNW client RAUM$573M as of Nov 10, 2025
Feb 22, 2018$442M then
State-registered IARs (5.B.3)6 as of Nov 10, 2025
Mar 7, 20120 then
Employees (5.A)12 as of Nov 10, 2025
Feb 28, 20138 then
Private funds: no history
RAUM +8.9% over the last fiscal year+2.7% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Nov 10, 2025; every figure names its basis
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 140derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $349,813derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $37.2M, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$573M74%
- Individuals$132M17%
- Pension and profit-sharing plans$34.2M4.4%
- Charitable organizations$31.2M4.1%
- Corporations and businesses$301,9300.0%
- Individual clients
- 589reported
- HNW clients
- 251reported
- Pension plan clients
- 19reported
- Charitable clients
- 5reported
- Accounts
- 2,204reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.2M for 74 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
6 left, 0 joined in 12 months
net -6 in 12 months0 left in 90 days0 joined in 90 days6 left over 36 months
Left, latest
- Mary Casey O'Dell Dixon to Mai Capital Management, LLCMar 4, 2026 · RIA to RIA
- Patrick Sean Mayberry to Mai Capital Management, LLCMar 4, 2026 · RIA to RIA
- David Wayne Lanham to Mai Capital Management, LLCMar 4, 2026 · RIA to RIA
- Robert Lewis O'Dell to Mai Capital Management, LLCMar 4, 2026 · RIA to RIA
- David Lowell Williams to Mai Capital Management, LLCMar 4, 2026 · RIA to RIA
- Jeffrey Owen Borman to Axxcess Wealth Management, LLCDec 22, 2025 · RIA to RIA
- Patricia Ann Schiffour to Wells Fargo AdvisorsMar 23, 2017 · Other
- Patricia Ann Schiffour to Wells Fargo AdvisorsSep 22, 2006 · Other
Joined, latest
- Jeffrey Owen Borman from Wells Fargo AdvisorsDec 10, 2014 · Other
- Patricia Ann Schiffour from Wells Fargo AdvisorsJul 1, 2014 · Other
- Patricia Ann Schiffour from Charles Schwab & Co., Inc.Mar 18, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Mai Capital Management, LLCMar 4, 2026 · Hurricane, Wv · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Casey O'Dell Mary Dixon · Executive Director, Chief Compliance Officercontrolsince 01/2013 · owns less than 5%
- Wayne David Lanham · Managing Directorcontrolsince 07/1981 · owns 25% to 50%
- Sean Patrick Mayberry · Managing Directorcontrolsince 03/2007 · owns 5% to 10%
- Lewis Robert O'Dell · Managing Directorcontrolsince 07/1981 · owns 50% to 75%
- Lowell David Williams · Managing Directorcontrolsince 01/1981 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hurricane, Wv · principal | 0 | 0 | 5 | ||
| Jupiter, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Jupiter, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 2,200 to 2,204Mar 11, 2024 to Mar 7, 2025
- HNW clients · 253 to 251Mar 11, 2024 to Mar 7, 2025
- Individual clients · 609 to 589Mar 11, 2024 to Mar 7, 2025
- Pension plan clients · 20 to 19Mar 11, 2024 to Mar 7, 2025
- Assets in custody · $30.4M to $37.2MMar 11, 2024 to Mar 7, 2025
- Financial planning clients · unset to Mar 11, 2024 to Mar 7, 2025
- Discretionary RAUM · $708M to $771MMar 11, 2024 to Mar 7, 2025
- HNW RAUM · $519M to $573MMar 11, 2024 to Mar 7, 2025
- Individual RAUM · $125M to $132MMar 11, 2024 to Mar 7, 2025
- Pension RAUM · $34.4M to $34.2MMar 11, 2024 to Mar 7, 2025
- RAUM · $708M to $771MMar 11, 2024 to Mar 7, 2025
- Accounts · 2,160 to 2,200Mar 10, 2023 to Mar 11, 2024
- Charity clients · 4 to 5Mar 10, 2023 to Mar 11, 2024
- Corporate clients · 3 to 1Mar 10, 2023 to Mar 11, 2024
- HNW clients · 242 to 253Mar 10, 2023 to Mar 11, 2024
- Individual clients · 531 to 609Mar 10, 2023 to Mar 11, 2024
- Assets in custody · $24.8M to $30.4MMar 10, 2023 to Mar 11, 2024
- Discretionary RAUM · $653M to $708MMar 10, 2023 to Mar 11, 2024
- HNW RAUM · $475M to $519MMar 10, 2023 to Mar 11, 2024
- Individual RAUM · $117M to $125MMar 10, 2023 to Mar 11, 2024
- Pension RAUM · $33.0M to $34.4MMar 10, 2023 to Mar 11, 2024
- RAUM · $653M to $708MMar 10, 2023 to Mar 11, 2024
- Accounts · 2,091 to 2,160Mar 23, 2022 to Mar 10, 2023
- HNW clients · 245 to 242Mar 23, 2022 to Mar 10, 2023
- Individual clients · 578 to 531Mar 23, 2022 to Mar 10, 2023
- Pension plan clients · 22 to 20Mar 23, 2022 to Mar 10, 2023
- Assets in custody · $37.2M to $24.8MMar 23, 2022 to Mar 10, 2023
- Discretionary RAUM · $712M to $653MMar 23, 2022 to Mar 10, 2023
- HNW RAUM · $505M to $475MMar 23, 2022 to Mar 10, 2023
- Individual RAUM · $123M to $117MMar 23, 2022 to Mar 10, 2023
- Pension RAUM · $52.1M to $33.0MMar 23, 2022 to Mar 10, 2023
- RAUM · $712M to $653MMar 23, 2022 to Mar 10, 2023
- Accounts · 1,998 to 2,091Feb 22, 2021 to Mar 23, 2022
- Corporate clients · 2 to 3Feb 22, 2021 to Mar 23, 2022
- HNW clients · 240 to 245Feb 22, 2021 to Mar 23, 2022
- Individual clients · 568 to 578Feb 22, 2021 to Mar 23, 2022
- Pension plan clients · 24 to 22Feb 22, 2021 to Mar 23, 2022
- Assets in custody · $31.7M to $37.2MFeb 22, 2021 to Mar 23, 2022
- Discretionary RAUM · $633M to $712MFeb 22, 2021 to Mar 23, 2022
- HNW RAUM · $440M to $505MFeb 22, 2021 to Mar 23, 2022
Signals
8 dated events
- Loc Investment Advisers no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $771.0M)Apr 1, 2026 · Left the SEC roster · derived
- Mary Casey O'Dell Dixon left Loc Investment Advisers for Mai Capital Management, Llc (registered 2026-02-23)Mar 4, 2026 · Advisor changed firm · fact
- David Wayne Lanham left Loc Investment Advisers for Mai Capital Management, Llc (registered 2026-03-06)Mar 4, 2026 · Advisor changed firm · fact
- Robert Lewis O'Dell left Loc Investment Advisers for Mai Capital Management, Llc (registered 2026-02-23)Mar 4, 2026 · Advisor changed firm · fact
- David Lowell Williams left Loc Investment Advisers for Mai Capital Management, Llc (registered 2026-02-23)Mar 4, 2026 · Advisor changed firm · fact
- Patrick Sean Mayberry left Loc Investment Advisers for Mai Capital Management, Llc (registered 2026-03-06)Mar 4, 2026 · Advisor changed firm · fact
- Loc Investment Advisers's advisors moved to Mai Capital Management, LLC (Hurricane, WV): 4 of 5 registered, on the same dayMar 4, 2026 · Firm absorbed (people side) · derived
- Jeffrey Owen Borman left Loc Investment Advisers for Axxcess Wealth Management, Llc (registered 2025-12-17)Dec 22, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026