DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
New England Asset Management, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 33 filings
SEC status approved since Oct 24, 1984
RAUM
$112B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
0.0%
$41.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$112B
derived; firm RAUM over IAPD count
Employees
122
56 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$112B as of Mar 31, 2026
Mar 29, 2012$85B then
HNW client RAUM$41.3M as of Mar 31, 2026
Mar 29, 2018$73.7M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)122 as of Mar 31, 2026
Apr 1, 201396 then
Private funds3 as of Mar 31, 2026
Mar 29, 20121 then
RAUM +8.3% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $112BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $112MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 122.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$96B86%
- State and municipal entities$15B14%
- Pooled investment vehicles$51.6M0.0%
- High-net-worth individuals$41.3M0.0%
- Pension and profit-sharing plans$12.3M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,001reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christian Adam AugerChartered Financial Analyst | Farmington, Ct | Dec 17, 2012 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ayresome Cdo I Ltd | Securitized Asset Fund | $33.5M | 1 | Apr 26, 2013 |
| Focused Value Equity Management Fundno longer reported | Other Private Fund | $27.2M | 4 | Mar 29, 2012 |
| Saybrook Point Cbo II Limited | Securitized Asset Fund | $18.4M | 1 | Apr 26, 2013 |
| Saybrook Point Cbo Limited | Securitized Asset Fund | $6.6M | 1 | Apr 26, 2013 |
| Talcott Notch Cbo I Ltdno longer reported | Securitized Asset Fund | $0 | 1 | Apr 26, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Calvin Clark · President / Directorcontrolsince 05/2014 · owns less than 5%
- Eugene William Rotatori · Ceo / Chairmancontrolsince 05/2014 · owns less than 5%
- O Jennifer Quisenberry · Chief Investment Officersince 04/2022 · owns less than 5%
- Cabot Laurence Stein · Secretary, Legal Counsel / Directorsince 09/2007 · owns less than 5%
- David William Wilcox · Chief Compliance Officersince 12/2020 · owns less than 5%
Entity owners
- General Re Corporation · Shareholderdirect · owns 75% or more
- Berkshire Hathaway Inc · Shareholderindirect · owns 75% or more of General Re Corporation · public reporting company
Related persons
Schedule D 7.A
- New England Asset Management Limitedinvestment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Rancho Santa Fe, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 943 to 1,001Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $79B to $87BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $34.3M to $41.3MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $24B to $24BMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $137M to $12.3MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $52.6M to $51.6MMar 28, 2025 to Mar 31, 2026
- RAUM · $103B to $112BMar 28, 2025 to Mar 31, 2026
- Accounts · 824 to 943Jul 30, 2024 to Mar 28, 2025
- Advisory employees · 49 to 56Jul 30, 2024 to Mar 28, 2025
- Employees · 112 to 122Jul 30, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jul 30, 2024 to Mar 28, 2025
- Other offices · 1 to 0Jul 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $70B to $79BJul 30, 2024 to Mar 28, 2025
- HNW RAUM · $34.8M to $34.3MJul 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $25B to $24BJul 30, 2024 to Mar 28, 2025
- Pension RAUM · $129M to $137MJul 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $58.5M to $52.6MJul 30, 2024 to Mar 28, 2025
- RAUM · $95B to $103BJul 30, 2024 to Mar 28, 2025
- Accounts · 880 to 824Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 42 to 49Mar 28, 2023 to Mar 28, 2024
- Employees · 100 to 112Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $63B to $70BMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $39.7M to $34.8MMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $37B to $25BMar 28, 2023 to Mar 28, 2024
- Pension RAUM · $119M to $129MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $56.2M to $58.5MMar 28, 2023 to Mar 28, 2024
- RAUM · $100B to $95BMar 28, 2023 to Mar 28, 2024
- Accounts · 797 to 880Apr 8, 2022 to Mar 28, 2023
- Advisory employees · 44 to 42Apr 8, 2022 to Mar 28, 2023
- Employees · 98 to 100Apr 8, 2022 to Mar 28, 2023
- Discretionary RAUM · $75B to $63BApr 8, 2022 to Mar 28, 2023
- HNW RAUM · $50.6M to $39.7MApr 8, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $22B to $37BApr 8, 2022 to Mar 28, 2023
- Pension RAUM · $137M to $119MApr 8, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $67.6M to $56.2MApr 8, 2022 to Mar 28, 2023
- RAUM · $98B to $100BApr 8, 2022 to Mar 28, 2023
- Accounts · 773 to 797Mar 26, 2021 to Mar 22, 2022
- Discretionary RAUM · $74B to $75BMar 26, 2021 to Mar 22, 2022
- HNW RAUM · $60.2M to $50.6MMar 26, 2021 to Mar 22, 2022
- Non-discretionary RAUM · $16B to $22BMar 26, 2021 to Mar 22, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- NEW England Asset Management, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/new_england_asset_managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- neamgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 860-676-8722reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026