DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vanguard Group Inc
Legal name The Vanguard Group, Inc.
Latest filing Aug 21, 2026
First filing on the tape Mar 29, 2012 · 60 filings
SEC status approved since Aug 23, 1976
RAUM
$11093B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,702
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$11093B as of Aug 21, 2026
Mar 29, 2012$1554B then
HNW client RAUM$0 as of Aug 21, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Mar 29, 20120 then
Employees (5.A)1,702 as of Aug 21, 2026
Mar 28, 2013238 then
Private funds1 as of Feb 3, 2026
Mar 29, 20122 then
RAUM +8.3% over the last fiscal year+19% a year over threeIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$11093B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 228reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=267.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Vanguard Uk Investment Grade Bond Index Fundno longer reported | Other Private Fund | $3.6B | 285 | Mar 30, 2016 |
| Vanguard Uk Government Bond Index Fundno longer reported | Other Private Fund | $3.0B | 287 | Mar 30, 2016 |
| Vanguard Uk Short-Term Investment Grade Bond Fundno longer reported | Other Private Fund | $2.0B | 217 | Mar 30, 2016 |
| Vanguard 20+ Euro Treasury Index Fundno longer reported | Other Private Fund | $632M | 25 | Mar 30, 2016 |
| Csf Private Fund | Hedge Fund | $276M | 1 | Mar 30, 2020 |
| Mpf Private Fundno longer reported | Hedge Fund | $147M | 1 | Mar 30, 2016 |
| Vanguard Global Enhanced Equity Fundno longer reported | Other Private Fund | $131M | 2 | Mar 30, 2016 |
| Private Fund M3no longer reported | Hedge Fund | $39.2M | 1 | Mar 28, 2014 |
| Private Fund M2no longer reported | Hedge Fund | $29.6M | 1 | Mar 28, 2014 |
| Private Fund 2no longer reported | Hedge Fund | $19.7M | 1 | Mar 29, 2012 |
| Asf Private Fund | Hedge Fund | $15.5M | 1 | Mar 30, 2016 |
| Private Fund 1no longer reported | Hedge Fund | $7.4M | 1 | Mar 29, 2012 |
| Private Fund M1no longer reported | Hedge Fund | $5.7M | 1 | Mar 28, 2014 |
| Vanguard Target Retirement 2020 Fundno longer reported | Other Private Fund | $3.6M | 15 | Mar 30, 2016 |
| Vanguard Target Retirement 2025 Fundno longer reported | Other Private Fund | $3.1M | 14 | Mar 30, 2016 |
| Vanguard Target Retirement 2035 Fundno longer reported | Other Private Fund | $2.2M | 14 | Mar 30, 2016 |
| Vanguard Target Retirement 2015 Fundno longer reported | Other Private Fund | $1.4M | 9 | Mar 30, 2016 |
| Vanguard Target Retirement 2030 Fundno longer reported | Other Private Fund | $1.4M | 11 | Mar 30, 2016 |
| Vanguard Target Retirement 2045 Fundno longer reported | Other Private Fund | $699,007 | 10 | Mar 30, 2016 |
| Vanguard Target Retirement 2050 Fundno longer reported | Other Private Fund | $639,050 | 13 | Mar 30, 2016 |
| Vanguard Target Retirement 2040 Fundno longer reported | Other Private Fund | $519,017 | 13 | Mar 30, 2016 |
| Vanguard Target Retirement 2055 Fundno longer reported | Other Private Fund | $392,759 | 12 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Mary Jacqueline Angell · Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- John Matthew Benchener · Managing Directorcontrolsince 12/2020 · owns less than 5%
- Acheampomaa Amma Boateng · Managing Directorcontrolsince 01/2024 · owns less than 5%
- Patrick Joseph Brennan · Managing Director And Chief Risk Officercontrolsince 09/2018 · owns less than 5%
- Lynn Tara Bunch · Directorcontrolsince 11/2021 · owns less than 5%
- Nicholas Jon Couture · Managing Directorcontrolsince 12/2024 · owns less than 5%
- Gregory Davis · Managing Director, President, Director And Chief Investment Officercontrolsince 07/2017 · owns less than 5%
- Ulysses Emerson Fullwood · Directorcontrolsince 01/2008 · owns less than 5%
- Mark John James · Managing Directorcontrolsince 12/2016 · owns less than 5%
- Joseph Francis Loughrey · Directorcontrolsince 10/2009 · owns less than 5%
- Mark Loughridge · Lead Independent Director And Chairman Of The Boardcontrolsince 03/2012 · owns less than 5%
- Charles Scott Malpass · Directorcontrolsince 03/2012 · owns less than 5%
- Davis Christopher Mcisaac · Managing Directorcontrolsince 03/2012 · owns less than 5%
- John Murphy · Directorcontrolsince 06/2024 · owns less than 5%
- Lubos Pastor · Directorcontrolsince 01/2024 · owns less than 5%
- Francois Andre Perold · Directorcontrolsince 12/2004 · owns less than 5%
- Salim Ramji · Chief Executive Officer And Directorcontrolsince 07/2024 · owns less than 5%
- Bloom Sarah Raskin · Directorcontrolsince 07/2017 · owns less than 5%
- Fergus Grant Reid · Directorcontrolsince 07/2023 · owns less than 5%
- Ann Karin Risi · Managing Directorcontrolsince 07/2015 · owns less than 5%
- Terrell Tonya Robinson · General Counsel, Managing Director, And Secretarycontrolsince 10/2024 · owns less than 5%
- Thomas Michael Rollings · Managing Director And Chief Financial Officercontrolsince 06/2016 · owns less than 5%
- Nitin Tandon · Managing Director And Chief Information Officercontrolsince 11/2021 · owns less than 5%
- Anthony David Thomas · Directorcontrolsince 07/2021 · owns less than 5%
- Marie Lauren Valente · Managing Directorcontrolsince 09/2020 · owns less than 5%
- Frederick Peter Volanakis · Directorcontrolsince 12/2008 · owns less than 5%
Entity owners
- Vanguard Index Funds · Stockholderdirect · owns 25% to 50%
- Vanguard Admiral Funds · Stockholderdirect · owns less than 5%
- Vanguard Bond Index Funds · Stockholderdirect · owns 5% to 10%
- Vanguard California Tax-Free Funds · Stockholderdirect · owns less than 5%
- Vanguard Charlotte Funds · Stockholderdirect · owns less than 5%
- Vanguard Chester Funds · Stockholderdirect · owns less than 5%
- Vanguard Explorer Fund · Stockholderdirect · owns less than 5%
- Vanguard Fenway Funds · Stockholderdirect · owns less than 5%
- Vanguard Fixed Income Securities Funds · Stockholderdirect · owns less than 5%
- Vanguard Horizon Funds · Stockholderdirect · owns less than 5%
- Vanguard Institutional Index Funds · Stockholderdirect · owns 5% to 10%
- Vanguard International Equity Index Funds · Stockholderdirect · owns less than 5%
- Vanguard Malvern Funds · Stockholderdirect · owns less than 5%
- Vanguard Massachusetts Tax-Exempt Funds · Stockholderdirect · owns less than 5%
- Vanguard Money Market Reserves · Stockholderdirect · owns 5% to 10%
- Vanguard Montgomery Funds · Stockholderdirect · owns less than 5%
- Vanguard Municipal Bond Funds · Stockholderdirect · owns less than 5%
- Vanguard New Jersey Tax-Free Funds · Stockholderdirect · owns less than 5%
- Vanguard New York Tax-Free Funds · Stockholderdirect · owns less than 5%
- Vanguard Ohio Tax-Free Funds · Stockholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- Vanguard Advisers, Inc.investment adviseryRAUM $345B
- Vanguard Asset Management, Limitedinvestment adviseryRAUM $483B
- Vanguard Fiduciary Trust Companyy
- Vanguard Global Advisers, LLCinvestment adviseryRAUM $250B
- Vanguard Group (Ireland) Limitedinvestment adviserpooled vehicle sponsory
- Vanguard Group Europe Gmbhbroker-dealery
- Vanguard Investments Australia Limitedinvestment adviserpooled vehicle sponsoryRAUM $92B
- Vanguard Investments Canada Inc.broker-dealerinvestment adviserbankpooled vehicle sponsory
- Vanguard Investments Uk, Limitedinvestment adviserpooled vehicle sponsory
- Vanguard Marketing Corporationbroker-dealery
- Vanguard National Trust Company, N.A.y
- Vanguard Personalized Indexing Managementinvestment adviseryRAUM $11B
- Vanguard Super Pty Ltd.LP sponsory
- Vgi Insurance Increal estatey
- Vgim, S.A. De C.V., Asesor En Inversiones Independienteinvestment adviserpooled vehicle sponsory
Advisers that list Vanguard Group Inc as a related person
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ15 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Aug 21, 2026RAUM per account of $48,652,039,947 against a peer median of $426,672,517 (326 comparable advisers, 100.0th percentile, 158.2 robust deviations)peers: asset managers, $20B and over (326) · 100% percentile
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 651.0 to 1,702.0 (+161.0%) between the annual amendments of 2025-04-30 and 2026-03-30; the peer median change was +3.0% (462 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (462) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 212 to 228Feb 3, 2026 to Mar 30, 2026
- Advisory employees · 330 to 19Feb 3, 2026 to Mar 30, 2026
- Advisory activities · 5 to 3Feb 3, 2026 to Mar 30, 2026
- BD registered reps · 148 to 267Feb 3, 2026 to Mar 30, 2026
- Pooled vehicle clients · 1.0 to unsetFeb 3, 2026 to Mar 30, 2026
- Employees · 651 to 1,702Feb 3, 2026 to Mar 30, 2026
- Other offices · 2 to 0Feb 3, 2026 to Mar 30, 2026
- Private funds · 1 to unsetFeb 3, 2026 to Mar 30, 2026
- Discretionary RAUM · $10247B to $11093BFeb 3, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · 317600405.0 to unsetFeb 3, 2026 to Mar 30, 2026
- RAUM · $10247B to $11093BFeb 3, 2026 to Mar 30, 2026
- Financial planning clients · unset to May 20, 2025 to Jul 31, 2025
- Accounts · 209 to 212Feb 12, 2025 to Apr 30, 2025
- Advisory employees · 445 to 330Feb 12, 2025 to Apr 30, 2025
- BD registered reps · 32 to 148Feb 12, 2025 to Apr 30, 2025
- Employees · 980 to 651Feb 12, 2025 to Apr 30, 2025
- Other offices · 1 to 2Feb 12, 2025 to Apr 30, 2025
- Discretionary RAUM · $7910B to $10247BFeb 12, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $276M to $318MFeb 12, 2025 to Apr 30, 2025
- RAUM · $7910B to $10247BFeb 12, 2025 to Apr 30, 2025
- Accounts · 208 to 209Jan 8, 2024 to Mar 27, 2024
- Advisory employees · 301 to 445Jan 8, 2024 to Mar 27, 2024
- BD registered reps · 35 to 32Jan 8, 2024 to Mar 27, 2024
- Pooled vehicle clients · 2 to 1Jan 8, 2024 to Mar 27, 2024
- Employees · 675 to 980Jan 8, 2024 to Mar 27, 2024
- Private funds · 2 to 1Jan 8, 2024 to Mar 27, 2024
- Discretionary RAUM · $6649B to $7910BJan 8, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $366M to $276MJan 8, 2024 to Mar 27, 2024
- RAUM · $6649B to $7910BJan 8, 2024 to Mar 27, 2024
- Accounts · 219 to 208Dec 8, 2022 to Mar 31, 2023
- Advisory employees · 320 to 301Dec 8, 2022 to Mar 31, 2023
- BD registered reps · 33 to 35Dec 8, 2022 to Mar 31, 2023
- Employees · 520 to 675Dec 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $7796B to $6649BDec 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $342M to $366MDec 8, 2022 to Mar 31, 2023
- RAUM · $7796B to $6649BDec 8, 2022 to Mar 31, 2023
- Accounts · 273 to 219Mar 1, 2022 to Mar 31, 2022
- Advisory employees · 375 to 320Mar 1, 2022 to Mar 31, 2022
- BD registered reps · 170 to 33Mar 1, 2022 to Mar 31, 2022
- Pooled vehicle clients · 61 to 2Mar 1, 2022 to Mar 31, 2022
Signals
31 dated events
- Vanguard Group Inc reported RAUM $10.2T, up 30% from $7.9T (2025-02-12 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Nicholas Jon Couture (Managing Director) appeared on Schedule A of Vanguard Group IncDec 18, 2024 · Control person joined · fact
- Terrell Tonya Robinson (General Counsel, Managing Director, And Secretary) appeared on Schedule A of Vanguard Group IncOct 24, 2024 · Control person joined · fact
- Joseph Mortimer Buckley (Chairman Of The Board And Chief Executive Officer) no longer on Schedule A of Vanguard Group Inc (listed 2024-07-24, absent 2024-08-06)Aug 6, 2024 · Control person left · inference
- Salim Ramji (Chief Executive Officer And Director) appeared on Schedule A of Vanguard Group IncAug 6, 2024 · Control person joined · fact
- Elizabeth Anne Robinson (General Counsel, Managing Director, And Secretary) no longer on Schedule A of Vanguard Group Inc (listed 2024-05-23, absent 2024-06-27)Jun 27, 2024 · Control person left · inference
- John Murphy (Director) appeared on Schedule A of Vanguard Group IncJun 27, 2024 · Control person joined · fact
- Marie Deanna Mulligan (Director) no longer on Schedule A of Vanguard Group Inc (listed 2024-03-27, absent 2024-05-23)May 23, 2024 · Control person left · inference
- Acheampomaa Amma Boateng (Managing Director) appeared on Schedule A of Vanguard Group IncJan 8, 2024 · Control person joined · fact
- Lubos Pastor (Director) appeared on Schedule A of Vanguard Group IncJan 8, 2024 · Control person joined · fact
- Mark Thomas Rampulla (Managing Director) no longer on Schedule A of Vanguard Group Inc (listed 2023-08-15, absent 2024-01-08)Jan 8, 2024 · Control person left · inference
- Fergus Grant Reid (Director) appeared on Schedule A of Vanguard Group IncAug 15, 2023 · Control person joined · fact
- Jacqueline Angell (Chief Compliance Officer) appeared on Schedule A of Vanguard Group IncDec 8, 2022 · Control person joined · fact
- John Schadl (Chief Compliance Officer) no longer on Schedule A of Vanguard Group Inc (listed 2022-07-06, absent 2022-12-08)Dec 8, 2022 · Control person left · inference
- Amy Gutmann (Director) no longer on Schedule A of Vanguard Group Inc (listed 2022-01-14, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Nitin Tandon (Managing Director And Chief Information Officer) appeared on Schedule A of Vanguard Group IncJan 13, 2022 · Control person joined · fact
- Thomas John Marcante (Managing Director And Chief Information Officer) no longer on Schedule A of Vanguard Group Inc (listed 2021-11-22, absent 2022-01-13)Jan 13, 2022 · Control person left · inference
- Lynn Tara Bunch (Director) appeared on Schedule A of Vanguard Group IncNov 22, 2021 · Control person joined · fact
- Anthony David Thomas (Director) appeared on Schedule A of Vanguard Group IncAug 5, 2021 · Control person joined · fact
- Maurice James Norris (Managing Director) no longer on Schedule A of Vanguard Group Inc (listed 2020-10-22, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Geiger Martha King (Managing Director) no longer on Schedule A of Vanguard Group Inc (listed 2020-10-22, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Marie Lauren Valente (Managing Director) appeared on Schedule A of Vanguard Group IncFeb 16, 2021 · Control person joined · fact
- John Matthew Benchener (Managing Director) appeared on Schedule A of Vanguard Group IncFeb 16, 2021 · Control person joined · fact
- Vanguard Group Inc reported RAUM $5.7T, up 26% from $4.5T (2019-04-30 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Liane Sarah Houston (Chief Audit Executive) no longer on Schedule A of Vanguard Group Inc (listed 2019-04-30, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- John Schadl (Chief Compliance Officer) appeared on Schedule A of Vanguard Group IncMar 31, 2019 · Control person joined · fact
- Patrick Joseph Brennan (Managing Director And Chief Risk Officer) appeared on Schedule A of Vanguard Group IncMar 31, 2019 · Control person joined · fact
- Wayne Brian Dvorak (Chief Compliance Officer) no longer on Schedule A of Vanguard Group Inc (listed 2019-02-04, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- Heffernan Joann Heisen (Director) no longer on Schedule A of Vanguard Group Inc (listed 2018-05-10, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- William Frederick Mcnabb (Chairman) no longer on Schedule A of Vanguard Group Inc (listed 2018-05-10, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/VANGUARDreportedpublic record, Form ADV, Sep 17, 2026
- Website
- VANGUARD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-669-1000reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026