DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vanguard Global Advisers, LLC
Latest filing Jul 17, 2026
First filing on the tape Jun 14, 2012 · 50 filings
SEC status approved since Jul 23, 2012
RAUM
$250B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
315
314 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$250B as of Jul 17, 2026
Mar 28, 2014$194M then
HNW client RAUM$0 as of Jul 17, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 17, 2026
Mar 28, 20130 then
Employees (5.A)315 as of Jul 17, 2026
Mar 28, 20130 then
Private funds7 as of Dec 22, 2025
Mar 31, 201932 then
RAUM -49% over the last fiscal year-9.6% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -49%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$250B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 78reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
58 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Vanguard Global Bond Index Fundno longer reported | Other Private Fund | $23B | 916 | Mar 30, 2016 |
| Vanguard Ftse Uk All Share Index Unit Trustno longer reported | Other Private Fund | $16B | 133 | Jul 21, 2016 |
| Vanguard Ftse Developed World Ex-Uk Equity Index Fundno longer reported | Other Private Fund | $12B | 109 | Jul 21, 2016 |
| Vanguard Global Stock Index Fundno longer reported | Other Private Fund | $11B | 286 | Mar 29, 2018 |
| Vanguard US Government Bond Index Fund | Other Private Fund | $8.3B | 864 | Mar 30, 2016 |
| Vanguard Esg Developed World All Cap Index Fund | Other Private Fund | $5.8B | 260 | Mar 31, 2022 |
| Vanguard Euro Government Bond Index Fund | Other Private Fund | $5.8B | 314 | Mar 30, 2016 |
| Vanguard European Stock Index Fundno longer reported | Other Private Fund | $5.1B | 189 | Mar 30, 2016 |
| Vanguard Global Corporate Bond Index Fd | Other Private Fund | $4.6B | 222 | Mar 31, 2023 |
| Vanguard Global Short Term Bond Index Fund | Other Private Fund | $4.3B | 312 | Mar 30, 2016 |
| Vanguard Japan Stock Index Fundno longer reported | Other Private Fund | $4.2B | 206 | Mar 30, 2016 |
| Vanguard U.K. Government Bond Index Fundno longer reported | Other Private Fund | $3.9B | 264 | Mar 31, 2022 |
| Vanguard Pacific Ex-Japan Stock Index Fundno longer reported | Other Private Fund | $3.7B | 163 | Mar 30, 2016 |
| Vanguard Ftse Developed Europe Ex-Uk Equity Index Fundno longer reported | Other Private Fund | $3.6B | 101 | Jul 21, 2016 |
| Vanguard Global Short-Term Corporate Bond Index Fundno longer reported | Other Private Fund | $3.4B | 129 | Mar 29, 2018 |
| Vanguard Global Small Cap Index Fundno longer reported | Other Private Fund | $3.1B | 181 | Mar 30, 2016 |
| Vanguard Global Corporate Bond Index Fundno longer reported | Other Private Fund | $2.5B | 59 | Mar 29, 2018 |
| Vanguard Eurozone Stock Index Fundno longer reported | Other Private Fund | $2.3B | 104 | Mar 30, 2016 |
| Vanguard US Investment Grade Credit Index Fundno longer reported | Other Private Fund | $2.0B | 125 | Mar 30, 2016 |
| Vanguard Uk Inflation-Linked Gilt Index Fundno longer reported | Other Private Fund | $1.8B | 171 | Jul 21, 2016 |
| Vanguard Ez Inflation-Linked Bd Index Fdno longer reported | Other Private Fund | $1.4B | 131 | Mar 31, 2023 |
| Vanguard Emerging Markets Bond Fund | Other Private Fund | $1.3B | 218 | Mar 30, 2020 |
| Vanguard Emerging Markets Stock Index Fundno longer reported | Other Private Fund | $1.2B | 1,007 | Mar 30, 2016 |
| Vanguard Global Credit Bond Fund | Other Private Fund | $943M | 212 | Mar 29, 2018 |
| Vanguard Sri Global Stock Fundno longer reported | Other Private Fund | $909M | 162 | Mar 30, 2016 |
| Vanguard Sterling Short-Term Money Market Fund | Liquidity Fund | $816M | 58 | Mar 30, 2020 |
| Vanguard Esg Developed World All Cap Equity Index Fundno longer reported | Other Private Fund | $720M | 88 | Mar 31, 2021 |
| Vanguard U.K. Long Duration Gilt Index Fundno longer reported | Other Private Fund | $716M | 70 | Jul 21, 2016 |
| Vanguard Japan Government Bond Index Fund | Other Private Fund | $644M | 89 | Mar 30, 2016 |
| Vanguard Esg Emerging Markets All Cap Equity Index Fund | Other Private Fund | $549M | 126 | Mar 31, 2021 |
| Vanguard Sri European Stock Fundno longer reported | Other Private Fund | $528M | 35 | Mar 30, 2016 |
| Vanguard Sri Euro Investment Grade Bond Index Fundno longer reported | Other Private Fund | $447M | 25 | Mar 29, 2018 |
| Vanguard Ftse Global All Cap Index Fundno longer reported | Other Private Fund | $412M | 86 | Mar 29, 2018 |
| Vanguard Esg Global Corporate Bond Ix Fd | Other Private Fund | $387M | 48 | Mar 31, 2023 |
| Vanguard Esg Global Corporate Bond Ucits Etfno longer reported | Other Private Fund | $297M | 40 | Mar 31, 2022 |
| Vanguard Sustainablelife 80-90% Equity Fundno longer reported | Other Private Fund | $131M | 45 | Mar 31, 2022 |
| Vanguard Esg Eur Corporate Bond Etf | Other Private Fund | $72.0M | 35 | Mar 31, 2023 |
| Vanguard Global Aggregate Bond Etfno longer reported | Other Private Fund | $67.3M | 22 | Mar 30, 2020 |
| Vanguard Sustainablelife 40-50% Equity Fundno longer reported | Other Private Fund | $53.5M | 44 | Mar 31, 2022 |
| Vanguard Global Balanced Fundno longer reported | Other Private Fund | $51.1M | 41 | Jul 21, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Kaitlyn Caughlin · Managercontrolsince 05/2022 · owns less than 5%
- Gregory Davis · Chairman Of The Board, Manager And Chief Investment Officercontrolsince 01/2018 · owns less than 5%
- J. Laura Merianos · Managercontrolsince 07/2021 · owns less than 5%
- Bruce David Petty · Chief Financial Officercontrolsince 12/2021 · owns less than 5%
- Mary Legh Katherine Pope · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
Entity owners
- Vanguard Group Inc · Activedirect · owns 75% or more
- Vanguard Index Funds · Stockholderindirect · owns 25% to 50% of Vanguard Group Inc
Related persons
Schedule D 7.A
- Vanguard Group Incinvestment adviserbankpooled vehicle sponsoryRAUM $11093B
- Vanguard Advisers, Inc.investment advisernRAUM $345B
- Vanguard Asset Management, Limitedinvestment advisernRAUM $483B
- Vanguard Fiduciary Trust Companyn
- Vanguard Group (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Vanguard Group Europe Gmbhbroker-dealern
- Vanguard Investments Australia Limitedinvestment advisernRAUM $92B
- Vanguard Investments Canada Inc.broker-dealerinvestment adviserbankpooled vehicle sponsorn
- Vanguard Investments Uk, Limitedinvestment adviserpooled vehicle sponsorn
- Vanguard Marketing Corporationbroker-dealern
- Vanguard National Trust Company, N.A.n
- Vanguard Personalized Indexing Managementinvestment advisernRAUM $11B
- Vanguard Super Pty Ltd.LP sponsorn
- Vgi Insurance, Inc.real estaten
- Vgim, S.A. De C.V., Asesor En Inversiones Independienteinvestment adviserpooled vehicle sponsorn
Advisers that list Vanguard Global Advisers, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ26 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 192.0 to 315.0 (+64.0%) between the annual amendments of 2025-04-30 and 2026-03-30; the peer median change was +3.0% (462 comparable advisers, 98.0th percentile of changes)peers: asset managers, $20B and over (462) · 98% percentile
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $491,432,981,088 to $249,658,749,492 (-49.0%) between the annual amendments of 2025-04-30 and 2026-03-30; the peer median change was +15.0% (471 comparable advisers, 0.0th percentile of changes)peers: asset managers, $20B and over (471) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 154 to 78Dec 22, 2025 to Mar 30, 2026
- Advisory employees · 84 to 314Dec 22, 2025 to Mar 30, 2026
- BD registered reps · 37 to 6Dec 22, 2025 to Mar 30, 2026
- Pooled vehicle clients · 154 to 78Dec 22, 2025 to Mar 30, 2026
- Employees · 192 to 315Dec 22, 2025 to Mar 30, 2026
- Private funds · 7 to unsetDec 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $491B to $250BDec 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $491B to $250BDec 22, 2025 to Mar 30, 2026
- RAUM · $491B to $250BDec 22, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Nov 21, 2025 to Dec 22, 2025
- Financial planning clients · unset to Jun 30, 2025 to Jul 31, 2025
- Advisory activities · 1 to 2May 20, 2025 to Jun 30, 2025
- Other offices · 1 to 2May 20, 2025 to Jun 30, 2025
- Accounts · 153 to 154Feb 12, 2025 to Apr 30, 2025
- Advisory employees · 105 to 84Feb 12, 2025 to Apr 30, 2025
- BD registered reps · 9 to 37Feb 12, 2025 to Apr 30, 2025
- Pooled vehicle clients · 153 to 154Feb 12, 2025 to Apr 30, 2025
- Employees · 262 to 192Feb 12, 2025 to Apr 30, 2025
- Private funds · 15 to 7Feb 12, 2025 to Apr 30, 2025
- Discretionary RAUM · $433B to $491BFeb 12, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $433B to $491BFeb 12, 2025 to Apr 30, 2025
- RAUM · $433B to $491BFeb 12, 2025 to Apr 30, 2025
- Accounts · 151 to 153Aug 15, 2023 to Mar 27, 2024
- Advisory employees · 77 to 105Aug 15, 2023 to Mar 27, 2024
- BD registered reps · 8 to 9Aug 15, 2023 to Mar 27, 2024
- Pooled vehicle clients · 151 to 153Aug 15, 2023 to Mar 27, 2024
- Employees · 201 to 262Aug 15, 2023 to Mar 27, 2024
- Private funds · 24 to 15Aug 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $338B to $433BAug 15, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $338B to $433BAug 15, 2023 to Mar 27, 2024
- RAUM · $338B to $433BAug 15, 2023 to Mar 27, 2024
- Accounts · 144 to 151Dec 8, 2022 to Mar 31, 2023
- Advisory employees · 145 to 77Dec 8, 2022 to Mar 31, 2023
- BD registered reps · 30 to 8Dec 8, 2022 to Mar 31, 2023
- Pooled vehicle clients · 144 to 151Dec 8, 2022 to Mar 31, 2023
- Employees · 220 to 201Dec 8, 2022 to Mar 31, 2023
- Private funds · 20 to 24Dec 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $395B to $338BDec 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $395B to $338BDec 8, 2022 to Mar 31, 2023
- RAUM · $395B to $338BDec 8, 2022 to Mar 31, 2023
Signals
20 dated events
- Vanguard Global Advisers, Llc reported RAUM $249.7B, down 49% from $491.4B (2025-12-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Mary Legh Katherine Pope (Chief Compliance Officer) appeared on Schedule A of Vanguard Global Advisers, LlcOct 7, 2024 · Control person joined · fact
- Jacqueline Angell (Chief Compliance Officer) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2024-03-27, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Vanguard Global Advisers, Llc reported RAUM $432.7B, up 28% from $337.5B (2023-08-15 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- David Petty (Chief Financial Officer) appeared on Schedule A of Vanguard Global Advisers, LlcMar 27, 2024 · Control person joined · fact
- Jon Hadfield (Chief Compliance Officer) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2023-06-21, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Jacqueline Angell (Chief Compliance Officer) appeared on Schedule A of Vanguard Global Advisers, LlcJun 30, 2023 · Control person joined · fact
- Kaitlyn Caughlin (Manager) appeared on Schedule A of Vanguard Global Advisers, LlcJul 26, 2022 · Control person joined · fact
- Manish Nagar (Manager) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2022-03-31, absent 2022-07-26)Jul 26, 2022 · Control person left · inference
- Vanguard Global Advisers, Llc reported RAUM $395.2B, up 56% from $253.9B (2022-03-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- John Bendl (Chief Financial Officer) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2021-10-04, absent 2022-01-13)Jan 13, 2022 · Control person left · inference
- Laura Merianos (Manager) appeared on Schedule A of Vanguard Global Advisers, LlcJan 13, 2022 · Control person joined · fact
- Manish Nagar (Manager) appeared on Schedule A of Vanguard Global Advisers, LlcJan 13, 2022 · Control person joined · fact
- Maurice James Norris (Chairman And Manager) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2020-10-21, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Jon Hadfield (Chief Compliance Officer) appeared on Schedule A of Vanguard Global Advisers, LlcApr 28, 2020 · Control person joined · fact
- Cynthia Lui (Manager) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2019-07-24, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- William Royer (Chief Compliance Officer) no longer on Schedule A of Vanguard Global Advisers, Llc (listed 2019-03-31, absent 2019-05-07)May 7, 2019 · Control person left · inference
- Vanguard Global Advisers, Llc reported RAUM $224.3B, up 30407% from $735.1M (2018-08-07 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Vanguard Global Advisers, Llc reported RAUM $735.1M, up 31% from $559.7M (2017-08-09 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- Vanguard Global Advisers, Llc filed its initial SEC registration (Form ADV)Jun 14, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- vanguardoffshore.com/en/homereportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-669-1000reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026