DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• B••••••• I••••••••• C••••••
Legal name L••• B••••••• • C• I••
Latest filing Mar 27, 2026
First filing on the tape Feb 8, 2012 · 18 filings
SEC status approved since Aug 23, 2024
RAUM
$240M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$222M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$240M as of Mar 27, 2026
Mar 27, 2012$66.8M then
HNW client RAUM$120M as of Mar 27, 2026
Mar 27, 2025$94.1M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 27, 20120 then
Employees (5.A)6 as of Mar 27, 2026
Mar 27, 20256 then
Private funds1 as of Mar 27, 2026
Mar 27, 20121 then
RAUM +25% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $80.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $245,250derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $87.7M, 283 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$120M50%
- Individuals$101M42%
- Corporations and businesses$9.8M4.1%
- Charitable organizations$7.0M2.9%
- Pension and profit-sharing plans$1.1M0.5%
- Pooled investment vehicles$385,5670.2%
- Individual clients
- 290reported
- HNW clients
- 43reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 979reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $87.7M for 283 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• P•••••• L••• | Prescott, Az | Aug 17, 1994 | 44 y | 1 |
| M•••• K••• L••• | Scottsdale, Az | Mar 4, 2024 | 11 y | 1 |
| C•••••• C••••••• | Prescott, Az | Nov 17, 2024 | 13 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- J••••• M•••••• A•••• to A•••• F•••••••• P•••••••Jul 31, 2026 · RIA to a newly registered adviser
- R•••••• D• L•••••• to C••• L••Dec 31, 2020 · Other
Joined, latest
- C•••••• C••••••• from A•••••• A••••••• S•••••••Nov 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••• K••• L••• from C••• L••Mar 4, 2024 · Other
- J••••• M•••••• A•••• from C••• L••Feb 27, 2024 · Other
- R•••••• D• L•••••• from P•••••••• F•••••••• S•••••••Mar 12, 2012 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• P•••••••• L•• | Real Estate Fund | $2.2M | 18 | May 3, 2024 |
| L••• T•••••• P•••••••• L•no longer reported | Real Estate Fund | $2.0M | 27 | Feb 29, 2012 |
| B••• H•••• P••••••• L•• | Other Private Fund | $1.9M | 18 | May 3, 2024 |
| G••••• P•••••••• L•• | Real Estate Fund | $1.7M | 16 | May 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- L•••• K••••• P•••••• · President/Ceocontrolsince 01/1990 · owns 75% or more
- A••••• J•••••• M•••••• · Shareholdersince 02/2024 · owns 5% to 10%
- K••••• M••••••• J••• · Shareholdersince 07/2011 · owns 5% to 10%
- L•••• M••••• K••• · Cco, Shareholdersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- L••• B••••••• I••••••••• C••••••investment adviserpooled vehicle sponsornRAUM $240M
Advisers that list L••• B••••••• I••••••••• C•••••• as a related person
- 105968 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Prescott, Az · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 27, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-10-15, no on the filing of 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 877 to 979Oct 15, 2025 to Mar 27, 2026
- Corporate clients · 1 to 3Oct 15, 2025 to Mar 27, 2026
- HNW clients · 42 to 43Oct 15, 2025 to Mar 27, 2026
- Individual clients · 268 to 290Oct 15, 2025 to Mar 27, 2026
- Assets in custody · $46.9M to $87.7MOct 15, 2025 to Mar 27, 2026
- Discretionary RAUM · $193M to $240MOct 15, 2025 to Mar 27, 2026
- HNW RAUM · $94.1M to $120MOct 15, 2025 to Mar 27, 2026
- Individual RAUM · $80.5M to $101MOct 15, 2025 to Mar 27, 2026
- Pension RAUM · $1.1M to $1.1MOct 15, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8M to $385,567Oct 15, 2025 to Mar 27, 2026
- RAUM · $193M to $240MOct 15, 2025 to Mar 27, 2026
- Financial planning clients · 11-25 to 11-25Mar 27, 2025 to May 21, 2025
- Accounts · 787 to 877Dec 18, 2024 to Mar 27, 2025
- Advisory employees · 4 to 5Dec 18, 2024 to Mar 27, 2025
- Charity clients · 2 to 4Dec 18, 2024 to Mar 27, 2025
- Individual clients · 231 to 268Dec 18, 2024 to Mar 27, 2025
- Pooled vehicle clients · 3 to 1Dec 18, 2024 to Mar 27, 2025
- Assets in custody · $48.6M to $46.9MDec 18, 2024 to Mar 27, 2025
- Employees · 4 to 6Dec 18, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 11-25Dec 18, 2024 to Mar 27, 2025
- State-registered IARs · 4 to 5Dec 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $156M to $193MDec 18, 2024 to Mar 27, 2025
- HNW RAUM · $81.3M to $94.1MDec 18, 2024 to Mar 27, 2025
- Individual RAUM · $62.4M to $80.5MDec 18, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $5.8M to $0Dec 18, 2024 to Mar 27, 2025
- Pension RAUM · $601,660 to $1.1MDec 18, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $5.8M to $1.8MDec 18, 2024 to Mar 27, 2025
- RAUM · $162M to $193MDec 18, 2024 to Mar 27, 2025
- Private funds · 3 to 1Aug 15, 2024 to Dec 18, 2024
- Accounts · 211 to 787Apr 20, 2012 to May 3, 2024
- Advisory employees · unset to 4.0Apr 20, 2012 to May 3, 2024
- Advisory activities · 3 to 5Apr 20, 2012 to May 3, 2024
- Business name · L••• B••••••• • C• I•• to L••• B••••••• I••••••••• C••••••Apr 20, 2012 to May 3, 2024
- Charity clients · unset to 2.0Apr 20, 2012 to May 3, 2024
- Corporate clients · unset to 1.0Apr 20, 2012 to May 3, 2024
- HNW clients · unset to 42.0Apr 20, 2012 to May 3, 2024
- Individual clients · unset to 231.0Apr 20, 2012 to May 3, 2024
- Pension plan clients · unset to 1.0Apr 20, 2012 to May 3, 2024
- Pooled vehicle clients · unset to 3.0Apr 20, 2012 to May 3, 2024
- Assets in custody · $6.8M to $48.6MApr 20, 2012 to May 3, 2024
Signals
3 dated events
- J••••• M•••••• A•••• left L••• B••••••• I••••••••• C•••••• for A•••• F•••••••• P••••••• (registered 2026-08-06)Jul 31, 2026 · Advisor changed firm · fact
- L••• B••••••• I••••••••• C•••••• filed its initial SEC registration (Form ADV)May 3, 2024 · First SEC registration · fact
- Kyle Andrea Collins (Chief Compliance Officer) no longer on Schedule A of L••• B••••••• I••••••••• C•••••• (listed 2012-04-20, absent 2024-05-03)May 3, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lanebrothers.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-521-4944reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 928-776-8870reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lane-brothers-company-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 928-776-8870reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L••• B••••••• I••••••••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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