DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Adrian Day Asset Management
Legal name Global Strategic Management Inc
Latest filing Mar 31, 2026
First filing on the tape Nov 10, 2011 · 42 filings
SEC status approved since Jun 26, 1991
RAUM
$222M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$212M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$222M as of Mar 31, 2026
Mar 30, 2012$144M then
HNW client RAUM$188M as of Mar 31, 2026
Feb 1, 2018$86.5M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)3 as of Mar 31, 2026
Mar 25, 20134 then
Private funds: no history
RAUM +88% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 134derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $947,195derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +88%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.6%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M85%
- Individuals$23.3M11%
- Pension and profit-sharing plans$8.9M4.0%
- Charitable organizations$1.1M0.5%
- Individual clients
- 65reported
- HNW clients
- 69reported
- Pension plan clients
- 12reported
- Charitable clients
- 1reported
- Accounts
- 234reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adrian Vincent Day | Dorado, Pr | May 12, 2006 | 45 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Renee Karen Anderes · Secretarycontrolsince 08/2020 · owns less than 5%
- Vincent Adrian Day · Chairman, President, Treasurercontrolsince 04/1991 · owns 75% or more
- Victoria Emily Day · Assistant Secretarycontrolsince 09/2021 · owns less than 5%
- LLC Acting As Principal In Quain Compliance Consulting Michael Quain · Chief Compliance Officercontrolsince 04/2014 · owns less than 5%
Related persons
Schedule D 7.A
- Euro Pacific Asset Management, LLCinvestment advisernRAUM $2.2B
Advisers that list Adrian Day Asset Management as a related person
- 152922 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $117,586,284 to $221,643,624 (+88.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 232 to 234May 30, 2025 to Mar 31, 2026
- Charity clients · 0 to 1May 30, 2025 to Mar 31, 2026
- HNW clients · 104 to 69May 30, 2025 to Mar 31, 2026
- Individual clients · 38 to 65May 30, 2025 to Mar 31, 2026
- Pension plan clients · 4 to 12May 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $118M to $222MMay 30, 2025 to Mar 31, 2026
- HNW RAUM · $109M to $188MMay 30, 2025 to Mar 31, 2026
- Individual RAUM · $5.2M to $23.3MMay 30, 2025 to Mar 31, 2026
- Pension RAUM · $2.9M to $8.9MMay 30, 2025 to Mar 31, 2026
- RAUM · $118M to $222MMay 30, 2025 to Mar 31, 2026
- Advisory employees · 1 to 2Mar 31, 2025 to May 30, 2025
- Employees · 2 to 3Mar 31, 2025 to May 30, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 30, 2025
- Accounts · 241 to 232Mar 21, 2024 to Mar 31, 2025
- HNW clients · 103 to 104Mar 21, 2024 to Mar 31, 2025
- Individual clients · 34 to 38Mar 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $101M to $118MMar 21, 2024 to Mar 31, 2025
- HNW RAUM · $94.5M to $109MMar 21, 2024 to Mar 31, 2025
- Individual RAUM · $4.4M to $5.2MMar 21, 2024 to Mar 31, 2025
- Pension RAUM · $2.4M to $2.9MMar 21, 2024 to Mar 31, 2025
- RAUM · $101M to $118MMar 21, 2024 to Mar 31, 2025
- Accounts · 244 to 241Mar 27, 2023 to Mar 21, 2024
- Corporate clients · unset to 0.0Mar 27, 2023 to Mar 21, 2024
- HNW clients · 101 to 103Mar 27, 2023 to Mar 21, 2024
- Individual clients · 36 to 34Mar 27, 2023 to Mar 21, 2024
- Pension plan clients · unset to 4.0Mar 27, 2023 to Mar 21, 2024
- Discretionary RAUM · $108M to $101MMar 27, 2023 to Mar 21, 2024
- HNW RAUM · $56.5M to $94.5MMar 27, 2023 to Mar 21, 2024
- Individual RAUM · $44.2M to $4.4MMar 27, 2023 to Mar 21, 2024
- Pension RAUM · $862,964 to $2.4MMar 27, 2023 to Mar 21, 2024
- RAUM · $108M to $101MMar 27, 2023 to Mar 21, 2024
- Accounts · 257 to 244Nov 4, 2022 to Mar 27, 2023
- Corporate clients · 5.0 to unsetNov 4, 2022 to Mar 27, 2023
- HNW clients · 97 to 101Nov 4, 2022 to Mar 27, 2023
- Individual clients · 42 to 36Nov 4, 2022 to Mar 27, 2023
- Pension plan clients · 5.0 to unsetNov 4, 2022 to Mar 27, 2023
- Discretionary RAUM · $125M to $108MNov 4, 2022 to Mar 27, 2023
- HNW RAUM · $104M to $56.5MNov 4, 2022 to Mar 27, 2023
- Individual RAUM · $12.0M to $44.2MNov 4, 2022 to Mar 27, 2023
- Pension RAUM · $4.2M to $862,964Nov 4, 2022 to Mar 27, 2023
Signals
2 dated events
- Adrian Day Asset Management reported RAUM $221.6M, up 88% from $117.6M (2025-05-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Victoria Emily Day (Assistant Secretary) appeared on Schedule A of Adrian Day Asset ManagementMar 28, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ADRIANDAYASSETMANAGEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 410-224-2037reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026