DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Euro Pacific Asset Management, LLC
Latest filing Jul 31, 2026
First filing on the tape Feb 1, 2012 · 32 filings
SEC status approved since Mar 29, 2010
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
45%
$989M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.2B as of Jul 31, 2026
Feb 1, 2012$573M then
HNW client RAUM$304M as of Jul 31, 2026
Mar 29, 2018$41.6M then
State-registered IARs (5.B.3)7 as of Jul 31, 2026
Feb 1, 20120 then
Employees (5.A)14 as of Jul 31, 2026
Jan 16, 201311 then
Private funds: no history
RAUM +60% over the last fiscal year+23% a year over threeIARs 10 to 7
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 359derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $595,638derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- -30%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $192MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.1B52%
- Individuals$686M31%
- High-net-worth individuals$304M14%
- Corporations and businesses$60.5M2.8%
- Individual clients
- 3,463reported
- HNW clients
- 124reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,661reported
- Financial planning clients
- reported
- Wrap fee programs
- $95.8M sponsored, $311M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.45 fund_share=0.52 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick B RienChartered Financial Analyst | Dorado, Pr | Jun 1, 2015 | 15 y | 0 |
| James Ryan NelsonChartered Financial Analyst | Dorado, Pr | Jun 3, 2015 | 18 y | 1 |
| Luke Sweet Allen | Dorado, Pr | Jun 4, 2015 | 16 y | 0 |
| Stephen George Kleckner | Dorado, Pr | Jun 8, 2015 | 19 y | 0 |
| Rafael Luis Santiago Santiago | Dorado, Pr | Mar 2, 2020 | 12 y | 0 |
| Christopher Alfred Pieretti | Dorado, Pr | Jun 16, 2020 | 25 y | 3 |
| Mark Arlen Ishkanian | Dorado, Pr | Dec 3, 2020 | 11 y | 0 |
| Brandon Bierk | Dorado, Pr | Aug 2, 2021 | 10 y | 1 |
| Peter David Schiff | Dorado, Pr | Apr 10, 2024 | 37 y | 1 |
| Brendan Kenneth Temple-Smith | Dorado, Pr | Jul 24, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Peter David Schiff from A.G.P / Alliance Global PartnersApr 10, 2024 · RIA to RIA
- Brandon Bierk from Cetera Investment Advisers LLCAug 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- Christopher Alfred Pieretti from Advice And Planning ServicesJun 16, 2020 · Affiliated broker-dealer or bank to independent RIA
- James Ryan Nelson from A.G.P / Alliance Global PartnersJun 3, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ryan James Nelson · Managing Member Principal In Quain Compliance Consulting, LLCcontrolsince 12/2009 · owns 10% to 25%
- Kevin Michael Quain · Chief Compliance Officer, Acting As Principal In Quain Compliance Consulting, LLCcontrolsince 08/2015 · owns less than 5%
- David Peter Schiff · Membercontrolsince 12/2009 · owns 75% or more
Related persons
Schedule D 7.A
- A.G.P / Alliance Global Partnersbroker-dealerinvestment advisernRAUM $2.3B
- Adrian Day Asset Managementinvestment advisernRAUM $222M
Advisers that list Euro Pacific Asset Management, LLC as a related person
- 105985 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dorado, Pr · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 31, 2026QUAIN, MICHAEL, KEVIN (CHIEF COMPLIANCE OFFICER, ACTING AS PRINCIPAL IN QUAIN COMPLIANCE CONSULTING, LLC) left Schedule A between the filings of 2015-08-18 and 2026-07-31peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up clients flatCombination · filing Apr 13, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $1,360,447,698 to $2,180,629,620, advisors 10 to 7, private clients 3724 to 3587, offices 0 to 0 (2025-03-28 to 2026-04-13)peers: independent wealth managers, $1B to $5B (1,360)
- advisor count dropChange between filings · filing Apr 13, 2026advisory representatives (Item 5.B.3) moved from 10.0 to 7.0 (-30.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was 0.0% (999 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 1.6% percentile
- RAUM up 50 %Change between filings · filing Apr 13, 2026RAUM (Item 5.F) moved from $1,360,447,698 to $2,180,629,620 (+60.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 95% percentile
What changed
consecutive filings, newest first
- Related broker-dealer · true to falseMar 28, 2026 to Apr 13, 2026
- Accounts · 3,790 to 3,661Mar 28, 2025 to Mar 28, 2026
- BD registered reps · 4 to 3Mar 28, 2025 to Mar 28, 2026
- Corporate clients · 61 to 69Mar 28, 2025 to Mar 28, 2026
- HNW clients · 74 to 124Mar 28, 2025 to Mar 28, 2026
- Individual clients · 3,650 to 3,463Mar 28, 2025 to Mar 28, 2026
- Insurance-licensed employees · 0 to 1Mar 28, 2025 to Mar 28, 2026
- State-registered IARs · 10 to 7Mar 28, 2025 to Mar 28, 2026
- Discretionary RAUM · $1.4B to $2.2BMar 28, 2025 to Mar 28, 2026
- HNW RAUM · $167M to $304MMar 28, 2025 to Mar 28, 2026
- Individual RAUM · $528M to $686MMar 28, 2025 to Mar 28, 2026
- RAUM · $1.4B to $2.2BMar 28, 2025 to Mar 28, 2026
- Wrap assets (manager) · $217M to $311MMar 28, 2025 to Mar 28, 2026
- Wrap assets (sponsor) · $61.9M to $95.8MMar 28, 2025 to Mar 28, 2026
- Accounts · 3,343 to 3,790Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 10 to 5Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 60 to 61Mar 28, 2024 to Mar 28, 2025
- HNW clients · 67 to 74Mar 28, 2024 to Mar 28, 2025
- Individual clients · 3,238 to 3,650Mar 28, 2024 to Mar 28, 2025
- Employees · 12 to 14Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 8 to 10Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.4BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $141M to $167MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $488M to $528MMar 28, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.4BMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · $208M to $217MMar 28, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · $49.6M to $61.9MMar 28, 2024 to Mar 28, 2025
- Accounts · 3,562 to 3,343Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 4 to 10Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 3 to 4Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 68 to 60Mar 31, 2023 to Mar 28, 2024
- HNW clients · 41 to 67Mar 31, 2023 to Mar 28, 2024
- Individual clients · 3,448 to 3,238Mar 31, 2023 to Mar 28, 2024
- Employees · 13 to 12Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.2BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $83.5M to $141MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $507M to $488MMar 31, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.2BMar 31, 2023 to Mar 28, 2024
- Wrap assets (manager) · $218M to $208MMar 31, 2023 to Mar 28, 2024
Signals
3 dated events
- Euro Pacific Asset Management, Llc reported RAUM $2.2B, up 60% from $1.4B (2025-03-28 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- Euro Pacific Asset Management, Llc reported RAUM $1.2B, up 52% from $783.8M (2020-06-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Euro Pacific Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 13, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-878-2881reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/epamfundsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- europac.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-866-878-2881reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- europac.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026