DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Systematic Financial Management LP
Latest filing Mar 30, 2026
First filing on the tape Dec 8, 2011 · 24 filings
SEC status approved since Apr 10, 1995
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.6%
$66.8M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$841M
derived; firm RAUM over IAPD count
Employees
22
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$4.2B as of Mar 30, 2026
Mar 30, 2012$10B then
HNW client RAUM$33.9M as of Mar 30, 2026
Mar 29, 2018$42.6M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Apr 1, 20134 then
Employees (5.A)22 as of Mar 30, 2026
Apr 1, 201347 then
Private funds: no history
RAUM +7.8% over the last fiscal year+11% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $841MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $23.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 69%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.4derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$2.0B54%
- Pension and profit-sharing plans$837M23%
- Investment companies$565M15%
- Charitable organizations$95.0M2.6%
- Pooled investment vehicles$90.9M2.5%
- Corporations and businesses$63.7M1.7%
- High-net-worth individuals$33.9M0.9%
- Individuals$32.9M0.9%
- Individual clients
- 91reported
- HNW clients
- 14reported
- Pension plan clients
- 11reported
- Charitable clients
- 16reported
- Accounts
- 177reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $65.2M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.16 institutional_share=0.69 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Vincent Wallerius | Amelia Island, Fl | Jun 25, 2002 | 37 y | 0 |
| Kenneth BurgessChartered Financial Analyst | Teaneck, Nj | Dec 18, 2012 | 33 y | 0 |
| Walter Ryan WickChartered Financial Analyst | Teaneck, Nj | Oct 24, 2018 | 26 y | 0 |
| Richard Scott PlummerChartered Financial Analyst | Teaneck, Nj | Jun 12, 2023 | 21 y | 0 |
| Matthew James TangelChartered Financial Analyst | Teaneck, Nj | Sep 8, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kenneth Burgess · Chief Investment Officer/Portfolio Manager & Management Committee Membercontrolsince 03/1997 · owns less than 5%
- Elizabeth Karen Kohler · Chief Operating Officer/Chief Compliance Officer & Management Committee Membercontrolsince 03/2006 · owns less than 5%
Entity owners
- Affiliated Managers Group, Inc. · Series A Memberindirect · owns 75% or more of Titan Nj LP Holdings LLC · public reporting company
- Titan Nj LP Holdings LLC · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Amg Funds LLCinvestment adviserbankpooled vehicle sponsornRAUM $18B
Advisers that list Systematic Financial Management LP as a related person
- 153456 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Teaneck, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 165 to 177Mar 26, 2025 to Mar 30, 2026
- Charity clients · 14 to 16Mar 26, 2025 to Mar 30, 2026
- Corporate clients · 10 to 12Mar 26, 2025 to Mar 30, 2026
- HNW clients · 21 to 14Mar 26, 2025 to Mar 30, 2026
- Individual clients · 73 to 91Mar 26, 2025 to Mar 30, 2026
- Pension plan clients · 13 to 11Mar 26, 2025 to Mar 30, 2026
- Employees · 20 to 22Mar 26, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 5Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.9B to $4.2BMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $48.8M to $33.9MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $27.3M to $32.9MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $669M to $837MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $69.8M to $90.9MMar 26, 2025 to Mar 30, 2026
- RAUM · $3.9B to $4.2BMar 26, 2025 to Mar 30, 2026
- Wrap assets (manager) · $80.1M to $65.2MMar 26, 2025 to Mar 30, 2026
- Accounts · 156 to 165Mar 27, 2024 to Mar 26, 2025
- Advisory employees · 6 to 8Mar 27, 2024 to Mar 26, 2025
- Corporate clients · 11 to 10Mar 27, 2024 to Mar 26, 2025
- HNW clients · 12 to 21Mar 27, 2024 to Mar 26, 2025
- Individual clients · 75 to 73Mar 27, 2024 to Mar 26, 2025
- Pension plan clients · 10 to 13Mar 27, 2024 to Mar 26, 2025
- Pooled vehicle clients · 1 to 2Mar 27, 2024 to Mar 26, 2025
- Employees · 18 to 20Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.4B to $3.9BMar 27, 2024 to Mar 26, 2025
- HNW RAUM · $34.7M to $48.8MMar 27, 2024 to Mar 26, 2025
- Individual RAUM · $27.4M to $27.3MMar 27, 2024 to Mar 26, 2025
- Pension RAUM · $217M to $669MMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $44.4M to $69.8MMar 27, 2024 to Mar 26, 2025
- RAUM · $3.4B to $3.9BMar 27, 2024 to Mar 26, 2025
- Wrap assets (manager) · $89.6M to $80.1MMar 27, 2024 to Mar 26, 2025
- Accounts · 126 to 156Dec 8, 2023 to Mar 27, 2024
- Advisory employees · 5 to 6Dec 8, 2023 to Mar 27, 2024
- HNW clients · 6 to 12Dec 8, 2023 to Mar 27, 2024
- Individual clients · 52 to 75Dec 8, 2023 to Mar 27, 2024
- Employees · 17 to 18Dec 8, 2023 to Mar 27, 2024
- State-registered IARs · 2 to 3Dec 8, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.1B to $3.4BDec 8, 2023 to Mar 27, 2024
- HNW RAUM · $10.9M to $34.7MDec 8, 2023 to Mar 27, 2024
- Individual RAUM · $15.7M to $27.4MDec 8, 2023 to Mar 27, 2024
Signals
5 dated events
- Systematic Financial Management Lp reported RAUM $3.4B, up 49% from $2.3B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Emerson Eoin Middaugh (Portfolio Manager & Management Committee Member) no longer on Schedule A of Systematic Financial Management Lp (listed 2020-06-26, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Kevin Daniel Mccreesh (Chief Investment Officer/Portfolio Manager & Management Committee Member) no longer on Schedule A of Systematic Financial Management Lp (listed 2019-11-21, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
- Systematic Financial Management Lp reported RAUM $2.8B, down 44% from $5.0B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Matthew Ronald Mushock (Managing Partner & Portfolio Manager) no longer on Schedule A of Systematic Financial Management Lp (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/8775999reportedpublic record, Form ADV, Sep 17, 2026
- Website
- SFMLP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 201-928-1982reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $841Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026