DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• A•••••••
Legal name B•••• A•••••••• I•••
Latest filing Apr 1, 2026
First filing on the tape Feb 29, 2012 · 30 filings
SEC status approved since May 22, 1995
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.6B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.6B as of Apr 1, 2026
Feb 29, 2012$733M then
HNW client RAUM$1.3B as of Apr 1, 2026
Feb 9, 2018$735M then
State-registered IARs (5.B.3)11 as of Apr 1, 2026
Mar 8, 20130 then
Employees (5.A)21 as of Apr 1, 2026
Mar 8, 201317 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 9 to 11offices 0 to 1
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $76.6M, 125 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B79%
- Individuals$346M21%
- Individual clients
- 647reported
- HNW clients
- 519reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,166reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $76.6M for 125 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• M•••• S••••••••Certified Financial Planner | Farmington Hills, Mi | Mar 4, 2010 | 24 y | 0 |
| J••• K•••••• R•••••Certified Financial Planner | Farmington Hills, Mi | Apr 6, 2010 | 39 y | 0 |
| K•••••• J• B•••• | Farmington Hills, Mi | Apr 21, 2010 | 42 y | 0 |
| S•••• W•••• | Farmington Hills, Mi | May 21, 2010 | 37 y | 0 |
| R•••••• J• B•••• | Farmington Hills, Mi | Oct 27, 2010 | 30 y | 0 |
| J••••••• M••• G••••••• | Farmington Hills, Mi | Nov 3, 2010 | 30 y | 0 |
| B•••• W••••••••• | Farmington Hills, Mi | Jul 2, 2013 | 31 y | 1 |
| C•••• M••• W•••••••• | Farmington Hills, Mi | Feb 12, 2015 | 26 y | 2 |
| S•••••••• B•••• L•••••Certified Financial Planner | Farmington Hills, Mi | Sep 10, 2019 | 11 y | 0 |
| C•••• S•••••• F•••••Certified Financial Planner | Farmington Hills, Mi | Dec 10, 2024 | 15 y | 1 |
| J••••••• B•••• K•••••Certified Financial Planner | Farmington Hills, Mi | May 8, 2025 | 16 y | 0 |
| D••••• L•• H•••••••Certified Financial Planner | Farmington Hills, Mi | Apr 21, 2026 | 10 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• D••••• F••••• to C••••••• P•••••••Jun 18, 2013 · Other
Joined, latest
- D••••• L•• H••••••• from T•• G••••• A•••• M••••••••• L••Apr 21, 2026 · RIA to RIA
- C•••• S•••••• F••••• from N••••••• F•••••••• A•••••••• I••Dec 10, 2024 · RIA to RIA
- C•••• M••• W•••••••• from A••••••••• F•••••••• S•••••••• L••Feb 12, 2015 · Other
- B•••• W••••••••• from G••••• A•••• M•••••••• P••Jul 2, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••••• J• · President, Chief Compliance Officercontrolsince 01/2005 · owns 50% to 75%
- B••••• R••••••• J• · Presidentcontrolsince 01/2005 · owns 25% to 50%
- K•••••• J•••••••• B•••• · Partner | Financial Advisorcontrolsince 01/2026 · owns 25% to 50%
- L•••••• S••••••••• B•••• · Partner | Financial Advisorcontrolsince 01/2026 · owns 25% to 50%
Related persons
Schedule D 7.A
- B••••• B•••• • A••••••••• P•y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Farmington Hills, Mi · principal | 12 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 1, 2026L•••••• S••••••••• B•••• (PARTNER | FINANCIAL ADVISOR) appeared on Schedule A between the filings of 2012-02-29 and 2026-04-01peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 1, 2026B••••• K••••••• J• (PRESIDENT, CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2012-02-29 and 2026-04-01peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 1, 2026K•••••• J•••••••• B•••• (PARTNER | FINANCIAL ADVISOR) appeared on Schedule A between the filings of 2012-02-29 and 2026-04-01peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 9, 2026 to Apr 1, 2026
- Accounts · 1,158 to 1,166Jan 28, 2026 to Mar 9, 2026
- Advisory employees · 9 to 11Jan 28, 2026 to Mar 9, 2026
- HNW clients · 462 to 519Jan 28, 2026 to Mar 9, 2026
- Individual clients · 696 to 647Jan 28, 2026 to Mar 9, 2026
- Assets in custody · $64.0M to $76.6MJan 28, 2026 to Mar 9, 2026
- State-registered IARs · 9 to 11Jan 28, 2026 to Mar 9, 2026
- Discretionary RAUM · $1.4B to $1.6BJan 28, 2026 to Mar 9, 2026
- HNW RAUM · $1.0B to $1.3BJan 28, 2026 to Mar 9, 2026
- Individual RAUM · $363M to $346MJan 28, 2026 to Mar 9, 2026
- RAUM · $1.4B to $1.6BJan 28, 2026 to Mar 9, 2026
- Financial planning clients · 0 to 0Aug 8, 2025 to Nov 13, 2025
- Accounts · 1,177 to 1,158Jan 14, 2025 to Mar 24, 2025
- Advisory employees · 10 to 9Jan 14, 2025 to Mar 24, 2025
- HNW clients · 430 to 462Jan 14, 2025 to Mar 24, 2025
- Individual clients · 747 to 696Jan 14, 2025 to Mar 24, 2025
- Assets in custody · $61.6M to $64.0MJan 14, 2025 to Mar 24, 2025
- State-registered IARs · 10 to 9Jan 14, 2025 to Mar 24, 2025
- Discretionary RAUM · $1.3B to $1.4BJan 14, 2025 to Mar 24, 2025
- HNW RAUM · $943M to $1.0BJan 14, 2025 to Mar 24, 2025
- Individual RAUM · $362M to $363MJan 14, 2025 to Mar 24, 2025
- RAUM · $1.3B to $1.4BJan 14, 2025 to Mar 24, 2025
- Legal name · B•••• A••••••• to B•••• A•••••••, INC.Mar 14, 2024 to Jan 14, 2025
- Accounts · 1,199 to 1,177Feb 6, 2023 to Feb 2, 2024
- Advisory employees · 8 to 10Feb 6, 2023 to Feb 2, 2024
- HNW clients · 373 to 430Feb 6, 2023 to Feb 2, 2024
- Individual clients · 826 to 747Feb 6, 2023 to Feb 2, 2024
- Assets in custody · $74.1M to $61.6MFeb 6, 2023 to Feb 2, 2024
- Employees · 19 to 21Feb 6, 2023 to Feb 2, 2024
- State-registered IARs · 8 to 10Feb 6, 2023 to Feb 2, 2024
- Discretionary RAUM · $1.2B to $1.3BFeb 6, 2023 to Feb 2, 2024
- HNW RAUM · $775M to $943MFeb 6, 2023 to Feb 2, 2024
- Individual RAUM · $380M to $362MFeb 6, 2023 to Feb 2, 2024
- RAUM · $1.2B to $1.3BFeb 6, 2023 to Feb 2, 2024
- Accounts · 1,211 to 1,199May 3, 2022 to Feb 6, 2023
- HNW clients · 478 to 373May 3, 2022 to Feb 6, 2023
- Individual clients · 733 to 826May 3, 2022 to Feb 6, 2023
- Discretionary RAUM · $1.4B to $1.2BMay 3, 2022 to Feb 6, 2023
- HNW RAUM · $1.1B to $775MMay 3, 2022 to Feb 6, 2023
- Individual RAUM · $369M to $380MMay 3, 2022 to Feb 6, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-932-5200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-932-5201reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-932-2200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bloomadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-932-5200reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- bloomadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bloomadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026