RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•• H•••••••
- B•••• A••••••• independent RIA currentsince Apr 21, 2026 · Farmington Hills, Mi
- T•• G••••• A•••• M••••••••• L•• independent RIAApr 10, 2023 to Mar 2, 2026 · Brentwood, Tn
- C•••••• S••••• • C••• I••• national BDApr 12, 2022 to Apr 21, 2023 · Nashville, Tn
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 22, 2021 to Apr 21, 2023 · Nashville, Tn
- T• A••••••••• I••• formerNov 22, 2021 to Oct 14, 2022 · Nashville, Tn
- J••• M••••• S••••••••• L•• wirehouseNov 14, 2019 to Oct 6, 2021 · Nashville, Tn
- M••••• S•••••• wirehouseDec 20, 2018 to Apr 18, 2019 · Ann Arbor, Mi
- T•• G••••• A•••• M••••••••• L•• to B•••• A•••••••left Mar 2, 2026, registered Apr 21, 2026 (50 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Apr 21, 2023, registered Apr 12, 2022 (-374 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to T•• G••••• A•••• M••••••••• L••left Apr 21, 2023, registered Apr 10, 2023 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Nov 22, 2021 (-326 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to T• A••••••••• I•••left Oct 6, 2021, registered Nov 22, 2021 (47 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Apr 18, 2019, registered Nov 14, 2019 (210 days) · Wirehouse to wirehouse
- D••••• L•• H••••••• left T•• G••••• A•••• M••••••••• L•• for B•••• A••••••• (registered 2026-04-21)Mar 2, 2026 · Advisor changed firm · fact
- D••••• L•• H••••••• left C•••••• S••••• • C••• I••• for T•• G••••• A•••• M••••••••• L•• (registered 2023-04-10)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address