DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parsons Capital Management Inc
Latest filing Apr 8, 2026
First filing on the tape Mar 28, 2012 · 49 filings
SEC status approved since Nov 23, 1993
RAUM
$2.4B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$2.2B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$170M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$2.4B as of Apr 8, 2026
Mar 28, 2012$833M then
HNW client RAUM$2.1B as of Apr 8, 2026
Mar 28, 2018$1.0B then
State-registered IARs (5.B.3)14 as of Apr 8, 2026
Mar 28, 20120 then
Employees (5.A)22 as of Apr 8, 2026
Mar 22, 201315 then
Private funds: no history
RAUM +14% over the last fiscal year+12% a year over threeIARs 13 to 14
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
- RAUM per advisor
- $170MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $488M, 98 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B86%
- Individuals$128M5.4%
- Charitable organizations$128M5.4%
- Corporations and businesses$52.4M2.2%
- Pension and profit-sharing plans$16.3M0.7%
- Individual clients
- 314reported
- HNW clients
- 381reported
- Pension plan clients
- 11reported
- Charitable clients
- 26reported
- Accounts
- 1,942reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $488M for 98 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert White Parsons | Fishers Island, Ny | Jan 1, 1994 | 44 y | 0 |
| John Geddes Parsons | Hobe Sound, Fl | Jan 1, 1994 | 45 y | 0 |
| Peter Meehan Hunt | Providence, Ri | Apr 10, 1995 | 33 y | 0 |
| Edwin G Fischer | Providence, Ri | Jul 7, 1999 | 28 y | 0 |
| David Von HemertChartered Financial Analyst | Providence, Ri | Aug 5, 1999 | 34 y | 0 |
| John Henry Mullen | Providence, Ri | Dec 5, 2008 | 19 y | 1 |
| Ruth Killeen Mullen | Hobe Sound, Fl | Dec 5, 2008 | 23 y | 2 |
| John Bond TrevorCertified Financial Planner | Providence, Ri | Jan 26, 2011 | 19 y | 1 |
| Stacey Lea Sternberg | Providence, Ri | Nov 25, 2013 | 28 y | 0 |
| Linda Jane Jamison | Providence, Ri | Nov 25, 2013 | 27 y | 0 |
| Charles Bateman Parsons | Denver, Co | Apr 4, 2016 | 10 y | 0 |
| Joan Marie CaineChartered Financial Analyst | Providence, Ri | Jul 9, 2020 | 16 y | 0 |
| Gregory Joseph LavineCertified Financial Planner, Chartered Financial Analyst | Providence, Ri | Jun 4, 2023 | 23 y | 2 |
| Andrew E. Snape | Providence, Ri | Jan 6, 2026 | 11 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Rana L Choubah to Finivi Inc.Jun 11, 2019 · RIA to RIA
Joined, latest
- Andrew E. Snape from Strategic Advisers LLCJan 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gregory Joseph Lavine from Moors & Cabot, IncJun 4, 2023 · Affiliated broker-dealer or bank to independent RIA
- Rana L Choubah from Hsbc Securities (USA) Inc.Nov 7, 2015 · Other
- John Bond Trevor from Slocum, Gordon & Co. LlpJan 26, 2011 · Other
- Ruth Killeen Mullen from Ocean State Asset Management, LLCDec 5, 2008 · Other
- John Henry Mullen from Ocean State Asset Management, LLCDec 5, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Henry John Mullen · Presidentcontrolsince 07/2021 · owns less than 5%
- Bateman Charles Parsons · Treasurercontrolsince 07/2021 · owns less than 5%
- Lea Stacey Sternberg · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- Bond John Trevor · Secretarycontrolsince 07/2021 · owns less than 5%
Entity owners
- Pcm Holdings Inc · Sole Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Providence, Ri · principal | 14 | 1 | 0 | ||
| Hobe Sound, Fl | 3 | 0 | 0 | ||
| Fishers Island, Ny | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hobe Sound, FL2 employees
- , 2 employees
- Denver, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 1,864 to 1,942Jan 8, 2026 to Mar 24, 2026
- Advisory employees · 11 to 12Jan 8, 2026 to Mar 24, 2026
- Charity clients · 23 to 26Jan 8, 2026 to Mar 24, 2026
- Corporate clients · 13 to 14Jan 8, 2026 to Mar 24, 2026
- HNW clients · 352 to 381Jan 8, 2026 to Mar 24, 2026
- Individual clients · 340 to 314Jan 8, 2026 to Mar 24, 2026
- Pension plan clients · 12 to 11Jan 8, 2026 to Mar 24, 2026
- Assets in custody · $463M to $488MJan 8, 2026 to Mar 24, 2026
- Employees · 21 to 22Jan 8, 2026 to Mar 24, 2026
- Financial planning clients · 11-25 to 26-50Jan 8, 2026 to Mar 24, 2026
- State-registered IARs · 13 to 14Jan 8, 2026 to Mar 24, 2026
- Discretionary RAUM · $2.1B to $2.4BJan 8, 2026 to Mar 24, 2026
- HNW RAUM · $1.8B to $2.1BJan 8, 2026 to Mar 24, 2026
- Individual RAUM · $128M to $128MJan 8, 2026 to Mar 24, 2026
- Non-discretionary RAUM · $17.9M to $29.4MJan 8, 2026 to Mar 24, 2026
- Pension RAUM · $22.0M to $16.3MJan 8, 2026 to Mar 24, 2026
- RAUM · $2.1B to $2.4BJan 8, 2026 to Mar 24, 2026
- Accounts · 1,833 to 1,864Aug 14, 2024 to Mar 31, 2025
- Charity clients · 22 to 23Aug 14, 2024 to Mar 31, 2025
- Corporate clients · 12 to 13Aug 14, 2024 to Mar 31, 2025
- HNW clients · 333 to 352Aug 14, 2024 to Mar 31, 2025
- Individual clients · 358 to 340Aug 14, 2024 to Mar 31, 2025
- Assets in custody · $452M to $463MAug 14, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Aug 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.9B to $2.1BAug 14, 2024 to Mar 31, 2025
- HNW RAUM · $1.6B to $1.8BAug 14, 2024 to Mar 31, 2025
- Individual RAUM · $126M to $128MAug 14, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $16.4M to $17.9MAug 14, 2024 to Mar 31, 2025
- Pension RAUM · $19.0M to $22.0MAug 14, 2024 to Mar 31, 2025
- RAUM · $1.9B to $2.1BAug 14, 2024 to Mar 31, 2025
- Accounts · 1,734 to 1,833Nov 24, 2023 to Mar 27, 2024
- Charity clients · 21 to 22Nov 24, 2023 to Mar 27, 2024
- Corporate clients · 13 to 12Nov 24, 2023 to Mar 27, 2024
- HNW clients · 317 to 333Nov 24, 2023 to Mar 27, 2024
- Individual clients · 350 to 358Nov 24, 2023 to Mar 27, 2024
- Assets in custody · $334M to $452MNov 24, 2023 to Mar 27, 2024
- Employees · 19 to 21Nov 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.7B to $1.9BNov 24, 2023 to Mar 27, 2024
- HNW RAUM · $1.4B to $1.6BNov 24, 2023 to Mar 27, 2024
- Individual RAUM · $124M to $126MNov 24, 2023 to Mar 27, 2024
Signals
6 dated events
- White Robert Parsons (Vice President) no longer on Schedule A of Parsons Capital Management Inc (listed 2022-04-18, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- Geddes John Parsons (Treasurer) no longer on Schedule A of Parsons Capital Management Inc (listed 2021-06-18, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
- Meehan Peter Hunt (President) no longer on Schedule A of Parsons Capital Management Inc (listed 2021-06-18, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
- Henry John Mullen (President) appeared on Schedule A of Parsons Capital Management IncJul 27, 2021 · Control person joined · fact
- Bond John Trevor (Secretary) appeared on Schedule A of Parsons Capital Management IncJul 27, 2021 · Control person joined · fact
- Bateman Charles Parsons (Treasurer) appeared on Schedule A of Parsons Capital Management IncJul 27, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 401-521-2440reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-521-4870reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-868-2440reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/parsons-capital-management-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- parsonscapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 401-521-2440reportedpublic record, Form ADV, Apr 8, 2026
- Contact form
- parsonscapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- parsonscapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $170Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026