DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Parsons Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew E. Snape | Strategic Advisers LLC national BD | Parsons Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Jan 6, 2026 (33 d) |
| Gregory Joseph Lavine | Moors & Cabot, Inc BD affiliated | Parsons Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 | Jun 4, 2023 |
| Rana L Choubah | Hsbc Securities (USA) Inc. other | Parsons Capital Management Inc other | Other | Oct 15, 2015 | Nov 7, 2015 |
| John Bond Trevor | Slocum, Gordon & Co. Llp other | Parsons Capital Management Inc other | Other | Nov 1, 2012 | Jan 26, 2011 |
| Ruth Killeen Mullen | Ocean State Asset Management, LLC other | Parsons Capital Management Inc other | Other | Sep 4, 2008 | Dec 5, 2008 (92 d) |
| John Henry Mullen | Ocean State Asset Management, LLC other | Parsons Capital Management Inc other | Other | Sep 4, 2008 | Dec 5, 2008 (92 d) |
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6 moves match.