DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• F••••• W••••• A•••••••
Legal name M•• F•••••••• A••••••• L••
Latest filing Feb 6, 2026
First filing on the tape Feb 27, 2012 · 40 filings
SEC status approved since May 31, 1990
RAUM
$163M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$161M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$163M as of Feb 6, 2026
Feb 27, 2012$154M then
HNW client RAUM$155M as of Feb 6, 2026
Mar 1, 2018$169M then
State-registered IARs (5.B.3)2 as of Feb 6, 2026
Feb 27, 20120 then
Employees (5.A)2 as of Feb 6, 2026
Mar 4, 20133 then
Private funds: no history
RAUM +3.7% over the last fiscal year+1.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $739,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$155M95%
- Individuals$6.4M3.9%
- Pension and profit-sharing plans$1.7M1.0%
- Individual clients
- 10reported
- HNW clients
- 54reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 220reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• C•••••• S••••••Chartered Financial Analyst | Bend, Or | Jun 14, 1999 | 37 y | 0 |
| J•••••• B• Y•••••Certified Financial Planner | Bend, Or | Feb 21, 2024 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••••••• M••• K••••• to J••••••••• F•••••••• A•••••••Aug 23, 2013 · Other
- D••••• J•••• C•••••••• to B••• O••••• S••••••••• L••Apr 4, 2008 · Other
Joined, latest
- K•••••••• M••• K••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 28, 2012 · Other
- D••••• J•••• C•••••••• from A•••••• L••Jul 23, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• M••••••• C•••••• · Presidentcontrolsince 10/1990 · owns less than 5%
- Y•••••• J••••••• B• · Chief Compliance Officercontrolsince 01/2009 · owns less than 5%
Entity owners
- T•• R••••••• S•••••• F••••• T•• M•••••• S•••••• A•• D•••••• S••••••• T••••••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bend, Or | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bend, OR1 employees
- Eugene, OR1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 216 to 220Mar 12, 2025 to Feb 6, 2026
- HNW clients · 52 to 54Mar 12, 2025 to Feb 6, 2026
- Individual clients · 13 to 10Mar 12, 2025 to Feb 6, 2026
- Pension plan clients · 3 to 1Mar 12, 2025 to Feb 6, 2026
- Financial planning clients · 1-10 to 11-25Mar 12, 2025 to Feb 6, 2026
- Discretionary RAUM · $157M to $163MMar 12, 2025 to Feb 6, 2026
- HNW RAUM · $139M to $155MMar 12, 2025 to Feb 6, 2026
- Individual RAUM · $6.5M to $6.4MMar 12, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $67,007 to $0Mar 12, 2025 to Feb 6, 2026
- Pension RAUM · $11.4M to $1.7MMar 12, 2025 to Feb 6, 2026
- RAUM · $157M to $163MMar 12, 2025 to Feb 6, 2026
- Accounts · 213 to 216Sep 25, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Sep 25, 2024 to Mar 12, 2025
- HQ city · unset to Sep 25, 2024 to Mar 12, 2025
- HQ state · unset to Sep 25, 2024 to Mar 12, 2025
- Discretionary RAUM · $157M to $157MSep 25, 2024 to Mar 12, 2025
- HNW RAUM · $139M to $139MSep 25, 2024 to Mar 12, 2025
- Individual RAUM · $7.1M to $6.5MSep 25, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $0 to $67,007Sep 25, 2024 to Mar 12, 2025
- Pension RAUM · $11.8M to $11.4MSep 25, 2024 to Mar 12, 2025
- RAUM · $157M to $157MSep 25, 2024 to Mar 12, 2025
- Accounts · 215 to 213Oct 20, 2023 to Feb 29, 2024
- HNW clients · 53 to 52Oct 20, 2023 to Feb 29, 2024
- Individual clients · 15 to 13Oct 20, 2023 to Feb 29, 2024
- Discretionary RAUM · $157M to $157MOct 20, 2023 to Feb 29, 2024
- HNW RAUM · $143M to $139MOct 20, 2023 to Feb 29, 2024
- Individual RAUM · $6.4M to $7.1MOct 20, 2023 to Feb 29, 2024
- Pension RAUM · $7.8M to $11.8MOct 20, 2023 to Feb 29, 2024
- RAUM · $157M to $157MOct 20, 2023 to Feb 29, 2024
- Accounts · 217 to 215Aug 25, 2022 to Mar 6, 2023
- Individual clients · 10 to 15Aug 25, 2022 to Mar 6, 2023
- Discretionary RAUM · $166M to $157MAug 25, 2022 to Mar 6, 2023
- HNW RAUM · $153M to $143MAug 25, 2022 to Mar 6, 2023
- Individual RAUM · $5.7M to $6.4MAug 25, 2022 to Mar 6, 2023
- Pension RAUM · $7.3M to $7.8MAug 25, 2022 to Mar 6, 2023
- RAUM · $166M to $157MAug 25, 2022 to Mar 6, 2023
- Accounts · 224 to 217Aug 9, 2021 to Feb 16, 2022
- HNW clients · 57 to 53Aug 9, 2021 to Feb 16, 2022
- Individual clients · 11 to 10Aug 9, 2021 to Feb 16, 2022
- Discretionary RAUM · $180M to $166MAug 9, 2021 to Feb 16, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-525-8808reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-345-7023reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/542440reportedpublic record, Form ADV, Sep 18, 2026
- Website
- MCSFA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-345-7023reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- mcsfa.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mcsfa.com/about-mcs/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026