DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lazard Wealth Management

Former SEC-registered adviserNew York, New YorkCRD 151032SEC 801-70878IAPD
Legal name Lazard Wealth Management LLC
Latest filing Dec 6, 2012
First filing on the tape Mar 30, 2012 · 4 filings
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$14.9M gross assets
History
4 filings and snapshots on the tape
RAUM$112M as of Dec 6, 2012
Mar 30, 2012$112M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 23
Private funds2 as of Dec 6, 2012
Mar 30, 20122 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 6, 2012; every figure names its basis
RAUM per advisor
$112MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
23.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$88.5M, 30 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
53reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$88.5M for 30 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
2 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Lwm Partners Opportunity Master Fund, LtdHedge Fund$10.1M9Mar 30, 2012
Lwm Growth Opportunities Master Fund, LtdOther Private Fund$4.8M8Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Ashish Bhutani · Directorcontrol
    since 06/2009 · owns less than 5%
  • Eric Collazo · Chief Compliance Officercontrol
    since 03/2010 · owns less than 5%
  • Abraham Nathan Paul · General Counselcontrol
    since 06/2009 · owns less than 5%
  • Rubel Thaddeus Shelly · Ceo & Directorcontrol
    since 06/2009 · owns less than 5%
  • Franz Alexander Stern · Directorcontrol
    since 10/2010 · owns less than 5%
Entity owners
  • Lazard Group LLC · Parent/Sole Member
    direct · owns 75% or more
  • Lazard Ltd · Indirect Member
    indirect · owns 75% or more of Lltd Corp I & Lltd 2 S.A.R.L · public reporting company
  • Lltd 1 S.A.R.L. · Shareholder
    indirect · owns 75% or more of Lltd 2 S.A.R.L.
  • Lltd 2 S.A.R.L. · Managing Member
    indirect · owns 25% to 50% of Lazard Group LLC
  • Lltd Corp I · Shareholder
    indirect · owns 75% or more of Lltd Corp II
  • Lltd Corp. II · Managing Member
    indirect · owns 50% to 75% of Lazard Group LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • New York, NY
What changed
consecutive filings, newest first
  • Advisory employees · unset to 8.0
    Aug 17, 2012 to Dec 6, 2012
  • BD registered reps · unset to 5.0
    Aug 17, 2012 to Dec 6, 2012
  • Employees · unset to 23.0
    Aug 17, 2012 to Dec 6, 2012
  • State-registered IARs · unset to 1.0
    Aug 17, 2012 to Dec 6, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026