DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tilden Loucks & Woodnorth LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 27, 2012 · 48 filings
SEC status approved since Aug 15, 1994
RAUM
$173M
reported, Item 5.F
Discretionary
9.4%
of RAUM
Private clients
54%
$93.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$86.6M
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$173M as of Mar 30, 2026
Feb 27, 2012$107M then
HNW client RAUM$85.0M as of Mar 30, 2026
Mar 29, 2018$69.5M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Feb 27, 20120 then
Employees (5.A)4 as of Mar 30, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +7.1% over the last fiscal year+7.8% a year over threeIARs 1 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $86.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.4%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +300%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $173M, 47 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.0M49%
- Charitable organizations$64.1M37%
- Corporations and businesses$16.2M9.4%
- Individuals$8.0M4.6%
- Individual clients
- 26reported
- HNW clients
- 19reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 47reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $173M for 47 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.37 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel John Schlesser | Elmhurst, Il | Jun 7, 2006 | 39 y | 0 |
| Vincent Edward Incerto | Elmhurst, Il | Apr 25, 2019 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mitchell Michael Drozd · Chief Investment Officercontrolsince 07/2024 · owns less than 5%
- Edward Vincent Incerto · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- John Daniel Schlesser · C.F.O./Treasurercontrolsince 11/1990 · owns 50% to 75%
Entity owners
- Lasalle St. Holdings, LLC ("Lsh") Formerly Known As Mcdermott Holdings 1, LP. · Sole Owner/Managerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Lasalle St Securities, L.L.C.broker-dealern
- Lasalle St. Insurance Services, Increal estaten
- Lasalle St. Investment Advisors, L.L.C.investment advisernRAUM $5.7B
Advisers that list Tilden Loucks & Woodnorth LLC as a related person
- 109701 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Elmhurst, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Deerfield, IL4 employees
- Elmhurst, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 49 to 47Dec 3, 2025 to Mar 30, 2026
- BD registered reps · 2 to 4Dec 3, 2025 to Mar 30, 2026
- Individual clients · 28 to 26Dec 3, 2025 to Mar 30, 2026
- Assets in custody · $162M to $173MDec 3, 2025 to Mar 30, 2026
- Employees · 2 to 4Dec 3, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 4Dec 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $15.2M to $16.2MDec 3, 2025 to Mar 30, 2026
- HNW RAUM · $78.5M to $85.0MDec 3, 2025 to Mar 30, 2026
- Individual RAUM · $7.6M to $8.0MDec 3, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $147M to $157MDec 3, 2025 to Mar 30, 2026
- RAUM · $162M to $173MDec 3, 2025 to Mar 30, 2026
- Accounts · 51 to 49Jul 30, 2024 to Mar 28, 2025
- Individual clients · 30 to 28Jul 30, 2024 to Mar 28, 2025
- Assets in custody · $150M to $162MJul 30, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jul 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $14.3M to $15.2MJul 30, 2024 to Mar 28, 2025
- HNW RAUM · $71.7M to $78.5MJul 30, 2024 to Mar 28, 2025
- Individual RAUM · $7.8M to $7.6MJul 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $136M to $147MJul 30, 2024 to Mar 28, 2025
- RAUM · $150M to $162MJul 30, 2024 to Mar 28, 2025
- Accounts · 56 to 51Mar 29, 2023 to Mar 27, 2024
- HNW clients · 18 to 19Mar 29, 2023 to Mar 27, 2024
- Individual clients · 35 to 30Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 1 to 0Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $138M to $150MMar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $13.2M to $14.3MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $66.0M to $71.7MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $10.3M to $7.8MMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $125M to $136MMar 29, 2023 to Mar 27, 2024
- Pension RAUM · 313277.0 to unsetMar 29, 2023 to Mar 27, 2024
- RAUM · $138M to $150MMar 29, 2023 to Mar 27, 2024
- Accounts · 64 to 56Nov 4, 2022 to Mar 29, 2023
- HNW clients · 22 to 18Nov 4, 2022 to Mar 29, 2023
- Individual clients · 38 to 35Nov 4, 2022 to Mar 29, 2023
- Pension plan clients · 2 to 1Nov 4, 2022 to Mar 29, 2023
- Assets in custody · $182M to $138MNov 4, 2022 to Mar 29, 2023
- Discretionary RAUM · $15.3M to $13.2MNov 4, 2022 to Mar 29, 2023
- HNW RAUM · $92.9M to $66.0MNov 4, 2022 to Mar 29, 2023
- Individual RAUM · $12.3M to $10.3MNov 4, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $166M to $125MNov 4, 2022 to Mar 29, 2023
Signals
2 dated events
- Mitchell Michael Drozd (Chief Investment Officer) appeared on Schedule A of Tilden Loucks & Woodnorth LlcJul 30, 2024 · Control person joined · fact
- William John Mcdermott (President) no longer on Schedule A of Tilden Loucks & Woodnorth Llc (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-777-7865reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/91907reportedpublic record, Form ADV, Sep 17, 2026
- Website
- LASALLEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-475-1400reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- lasallest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lasallest.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026