DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Doliver Advisors, L.P.
Latest filing Jun 3, 2026
First filing on the tape Apr 11, 2012 · 35 filings
SEC status approved since Aug 11, 1993
RAUM
$718M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
71%
$510M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$718M as of Jun 3, 2026
Apr 11, 2012$158M then
HNW client RAUM$474M as of Jun 3, 2026
Feb 26, 2018$264M then
State-registered IARs (5.B.3)2 as of Jun 3, 2026
Apr 2, 20132 then
Employees (5.A)8 as of Jun 3, 2026
Apr 2, 20139 then
Private funds15 as of Jun 3, 2026
Mar 17, 20225 then
RAUM +20% over the last fiscal year+11% a year over threeIARs 5 to 2
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- -60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -48%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$474M67%
- Pooled investment vehicles$76.7M11%
- Charitable organizations$75.2M11%
- Individuals$35.9M5.1%
- Pension and profit-sharing plans$23.1M3.3%
- Corporations and businesses$20.7M2.9%
- Other investment advisers$2.9M0.4%
- Individual clients
- 104reported
- HNW clients
- 96reported
- Pension plan clients
- 3reported
- Charitable clients
- 7reported
- Accounts
- 237reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.71 fund_share=0.11 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ronald Olin | Sarasota, Fl | Apr 17, 2003 | 39 y | 1 |
| Edward Coe Tredennick | Houston, Tx | Nov 2, 2009 | 17 y | 0 |
| Scott Mitchell Jackson | Houston, Tx | Jun 2, 2017 | 17 y | 3 |
| Christopher J Day | Houston, Tx | Jul 20, 2018 | 10 y | 0 |
| Michael Eugene Rome | Houston, Tx | May 26, 2020 | 39 y | 3 |
| Brett Mitchell Gonzalez | Houston, Tx | Jun 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Charles Keithley Ward to Burke Wealth Management, LLCDec 1, 2020 · RIA to RIA
- Kenneth Michael Burke to Burke Wealth Management, LLCJan 31, 2020 · RIA to RIA
- Carlos Antonio Perez to Camden Wealth Advisors LLCMar 27, 2014 · Other
- Eryn Shealy Myers to Amegy Investments, Inc.Aug 24, 2010 · Other
Joined, latest
- Michael Eugene Rome from Chilton Capital Management LLCMay 26, 2020 · RIA to RIA
- Kenneth Michael Burke from Sarofim International Management CoSep 6, 2018 · Other
- Scott Mitchell Jackson from Legacy Asset Management, Inc.Jun 2, 2017 · Other
- Carlos Antonio Perez from Camden Wealth Advisors LLCFeb 7, 2013 · Other
- Ronald Olin from Olin Ron Investment Management CoApr 17, 2003 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Doliver Income Fund I LLC | Private Equity Fund | $52.0M | 79 | Mar 17, 2022 |
| Doliver Private Opportunity Fund II, LP | Private Equity Fund | $17.0M | 37 | Mar 17, 2022 |
| Doliver Private Opportunity Fund I, LP | Private Equity Fund | $10.5M | 18 | Jun 28, 2021 |
| Doliver Maple Fund LLC | Private Equity Fund | $5.7M | 16 | Mar 17, 2022 |
| Doliver Tempo Fund LLC | Private Equity Fund | $3.4M | 12 | Mar 17, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Denneth Ralph Mcbride · Owner / Limited Partnercontrolsince 03/2005 · owns 75% or more
- Coe Edward Tredennick · Vice President, General Counselcontrolsince 05/2013 · owns less than 5%
- Denneth Ralph Mcbride · Sole Member & Managercontrolsince 03/2005 · owns 75% or more of Doliver LLC
- Zachary Ryan Rourke · Chief Compliance Officersince 10/2023 · owns less than 5%
Entity owners
- Doliver LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- wealth RIA private fund surgeCombination · filing Apr 1, 2026a wealth manager (private-client share at least 50 percent) whose private fund count grew by three or more and 50 percent or more. RAUM $599,460,734 to $718,423,398, advisors 5 to 2, private clients 384 to 200, offices 0 to 0 (2025-03-06 to 2026-04-01)peers: independent wealth managers, $500M to $1B (1,483)
- clients down average size upCombination · filing Apr 1, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $599,460,734 to $718,423,398, advisors 5 to 2, private clients 384 to 200, offices 0 to 0 (2025-03-06 to 2026-04-01)peers: independent wealth managers, $500M to $1B (1,483)
- account count collapseChange between filings · filing Apr 1, 2026accounts (Item 5.F.2.f) moved from 545.0 to 237.0 (-57.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was +6.0% (1256 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 1.7% percentile
- advisor count dropChange between filings · filing Apr 1, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 2.0 (-60.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was 0.0% (795 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 0.6% percentile
- client count collapseChange between filings · filing Apr 1, 2026individual and HNW clients (Item 5.D) moved from 384.0 to 200.0 (-48.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was +5.0% (1216 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 1.6% percentile
- employee count dropChange between filings · filing Apr 1, 2026employees (Item 5.A) moved from 12.0 to 8.0 (-33.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was 0.0% (596 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (596) · 1.0% percentile
- private fund count surgeChange between filings · filing Apr 1, 2026private funds (Schedule D 7.B.1) moved from 9.0 to 15.0 (+67.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was 0.0% (72 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (72) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 545 to 237Nov 11, 2025 to Apr 1, 2026
- BD registered reps · 1 to 0Nov 11, 2025 to Apr 1, 2026
- Charity clients · 19 to 7Nov 11, 2025 to Apr 1, 2026
- Corporate clients · 30 to 12Nov 11, 2025 to Apr 1, 2026
- HNW clients · 257 to 96Nov 11, 2025 to Apr 1, 2026
- Individual clients · 127 to 104Nov 11, 2025 to Apr 1, 2026
- Pension plan clients · 25 to 3Nov 11, 2025 to Apr 1, 2026
- Pooled vehicle clients · 84 to 12Nov 11, 2025 to Apr 1, 2026
- Assets in custody · 80523000.0 to unsetNov 11, 2025 to Apr 1, 2026
- Custody of client assets · true to falseNov 11, 2025 to Apr 1, 2026
- Employees · 12 to 8Nov 11, 2025 to Apr 1, 2026
- State-registered IARs · 5 to 2Nov 11, 2025 to Apr 1, 2026
- Private funds · 9 to 15Nov 11, 2025 to Apr 1, 2026
- Discretionary RAUM · $599M to $718MNov 11, 2025 to Apr 1, 2026
- HNW RAUM · $348M to $474MNov 11, 2025 to Apr 1, 2026
- Individual RAUM · $21.4M to $35.9MNov 11, 2025 to Apr 1, 2026
- Pension RAUM · $14.4M to $23.1MNov 11, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $80.8M to $76.7MNov 11, 2025 to Apr 1, 2026
- RAUM · $599M to $718MNov 11, 2025 to Apr 1, 2026
- Accounts · 506 to 545Oct 9, 2024 to Mar 6, 2025
- Charity clients · 6 to 19Oct 9, 2024 to Mar 6, 2025
- Corporate clients · 43 to 30Oct 9, 2024 to Mar 6, 2025
- HNW clients · 80 to 257Oct 9, 2024 to Mar 6, 2025
- Individual clients · 290 to 127Oct 9, 2024 to Mar 6, 2025
- Pension plan clients · 19 to 25Oct 9, 2024 to Mar 6, 2025
- Pooled vehicle clients · 63 to 84Oct 9, 2024 to Mar 6, 2025
- Assets in custody · $62.3M to $80.5MOct 9, 2024 to Mar 6, 2025
- Financial planning clients · 0 to Oct 9, 2024 to Mar 6, 2025
- Private funds · 5 to 9Oct 9, 2024 to Mar 6, 2025
- Discretionary RAUM · $565M to $599MOct 9, 2024 to Mar 6, 2025
- HNW RAUM · $267M to $348MOct 9, 2024 to Mar 6, 2025
- Individual RAUM · $72.6M to $21.4MOct 9, 2024 to Mar 6, 2025
- Pension RAUM · $10.4M to $14.4MOct 9, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $66.5M to $80.8MOct 9, 2024 to Mar 6, 2025
- RAUM · $565M to $599MOct 9, 2024 to Mar 6, 2025
- Accounts · 412 to 506Mar 30, 2023 to Mar 25, 2024
- Corporate clients · 39 to 43Mar 30, 2023 to Mar 25, 2024
- HNW clients · 100 to 80Mar 30, 2023 to Mar 25, 2024
- Individual clients · 240 to 290Mar 30, 2023 to Mar 25, 2024
- Pension plan clients · 17 to 19Mar 30, 2023 to Mar 25, 2024
Signals
5 dated events
- James Pryor (Chief Compliance Officer) no longer on Schedule A of Doliver Advisors, L.P. (listed 2023-03-30, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Doliver Advisors, L.P. reported RAUM $543.0M, up 51% from $358.6M (2021-06-28 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- Keithley Charles Ward (Chief Compliance Officer) no longer on Schedule A of Doliver Advisors, L.P. (listed 2020-06-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- James Pryor (Chief Compliance Officer) appeared on Schedule A of Doliver Advisors, L.P.Mar 30, 2021 · Control person joined · fact
- Doliver Advisors, L.P. reported RAUM $433.0M, up 58% from $274.1M (2018-05-30 to 2019-03-04)Mar 4, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Doliver Advisors, L.P. · Independent Sponsorsshared crd · capital_provider
- Doliver Advisors, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cward@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jfaas@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kburke@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rrourke@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rshaik@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- skip@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cvandemark@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- evankeppel@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hzheng@doliveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-917-0022reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/doliver-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026