DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• A•• A••••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Mar 30, 2012 · 4 filings
SEC status approved since Aug 13, 2026
RAUM
$139M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$136M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$34.7M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$139M as of Aug 11, 2026
Mar 30, 2012$44.7M then
HNW client RAUM: $132M
State-registered IARs (5.B.3)4 as of Aug 11, 2026
Mar 30, 20120 then
Employees (5.A): 5
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $34.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$132M95%
- Individuals$3.9M2.8%
- Corporations and businesses$3.0M2.2%
- Individual clients
- 21reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 67reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• M•••••• T••••• | Saint Petersburg, Fl | May 18, 2021 | 16 y | 0 |
| R••••• C•••••• H••••••Certified Financial Planner | St Petersburg, Fl | Dec 22, 2021 | 19 y | 0 |
| A••• L• T•••••• | St Petersburg, Fl | Aug 7, 2024 | 19 y | 0 |
| D•••• S••••••• H••••••Chartered Financial Analyst | St Petersburg, Fl | Jun 18, 2026 | 33 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- D•••• S••••••• H•••••• to H•••••• P•••••••• L••Dec 31, 2025 · Other
- C•••• M•••• H••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 3, 2024 · Other
- J••••• J••••• F••••• to T•••••••Sep 23, 2009 · Other
Joined, latest
- D•••• S••••••• H•••••• from H•••••• P•••••••• L••Jun 18, 2026 · Other
- C•••• M•••• H••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Apr 14, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• D••••• S••••••• · President & Chief Compliance Officercontrolsince 01/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Petersburg, Fl · principal | 3 | 1 | 0 | ||
| Palmetto, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 92 to 67Sep 28, 2012 to Aug 11, 2026
- Advisory employees · unset to 4.0Sep 28, 2012 to Aug 11, 2026
- Corporate clients · unset to 4.0Sep 28, 2012 to Aug 11, 2026
- HNW clients · unset to 42.0Sep 28, 2012 to Aug 11, 2026
- Individual clients · unset to 21.0Sep 28, 2012 to Aug 11, 2026
- Employees · unset to 5.0Sep 28, 2012 to Aug 11, 2026
- Financial planning clients · unset to Sep 28, 2012 to Aug 11, 2026
- HQ city · unset to ST PETERSBURGSep 28, 2012 to Aug 11, 2026
- HQ state · unset to FLSep 28, 2012 to Aug 11, 2026
- State-registered IARs · 0 to 4Sep 28, 2012 to Aug 11, 2026
- Other offices · unset to 0.0Sep 28, 2012 to Aug 11, 2026
- Discretionary RAUM · $44.7M to $139MSep 28, 2012 to Aug 11, 2026
- HNW RAUM · unset to 131777032.0Sep 28, 2012 to Aug 11, 2026
- Individual RAUM · unset to 3923410.0Sep 28, 2012 to Aug 11, 2026
- RAUM · $44.7M to $139MSep 28, 2012 to Aug 11, 2026
Signals
2 dated events
- D•••• S••••••• H•••••• left H•••••• A•• A••••••••• L•• for H•••••• P•••••••• L•• (registered 2002-09-30)Dec 31, 2025 · Advisor changed firm · fact
- C•••• M•••• H••• left H•••••• A•• A••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-09-06)Sep 3, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 727-491-7777reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 813-333-2900reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••••INVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-333-2900reportedpublic record, Form ADV, Aug 11, 2026
- Team page
- investhowland.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026