DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• S••••• A•••• M••••••••• I••
Latest filing Jul 14, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Jan 14, 1993
RAUM
$769M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
87%
$670M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$769M as of Jul 14, 2026
Mar 29, 2012$269M then
HNW client RAUM$588M as of Jul 14, 2026
Mar 16, 2018$347M then
State-registered IARs (5.B.3)6 as of Jul 14, 2026
Feb 25, 20130 then
Employees (5.A)16 as of Jul 14, 2026
Feb 25, 20135 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $592,815derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$588M77%
- Charitable organizations$82.6M11%
- Individuals$81.8M11%
- Pension and profit-sharing plans$15.7M2.0%
- Corporations and businesses$558,1400.1%
- Individual clients
- 257reported
- HNW clients
- 168reported
- Pension plan clients
- 3reported
- Charitable clients
- 16reported
- Accounts
- 1,297reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• M••• E•••• | Canonsburg, Pa | Jan 3, 2003 | 34 y | 0 |
| M•••••• C•••••• L••• | Canonsburg, Pa | Jan 3, 2003 | 28 y | 0 |
| K•••••• E•••• J•••••• | Canonsburg, Pa | Feb 13, 2006 | 21 y | 0 |
| J••• S• F•••••• | Canonsburg, Pa | Jun 2, 2006 | 49 y | 0 |
| P•••••• T• E•••• | Canonsburg, Pa | Oct 28, 2013 | 16 y | 2 |
| L••••• W•••••• B••••••Certified Financial Planner | W••••••Sport, Md | Feb 15, 2023 | 10 y | 1 |
| D•••• A•••• H•••• | Canonsburg, Pa | Sep 14, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- S•••• P••••• D••••• to W•••• F•••• A•••••••Jul 14, 2026 · RIA to wirehouse
Joined, latest
- L••••• W•••••• B•••••• from O••••••• P••••••• P••••••• S••••••••• L••Feb 15, 2023 · RIA to RIA
- S•••• P••••• D••••• from M••••• S••••••Jun 5, 2020 · Wirehouse to independent RIA
- P•••••• T• E•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 28, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• M••••••• M••• · Executive Chairmancontrolsince 03/1993 · owns less than 5%
- J••••••• K••••••• E•••• · President And Ceocontrolsince 03/2006 · owns 25% to 50%
- E••••• P••••••• T• · Senior Wealth Managersince 12/2021 · owns 25% to 50%
- E••••• S••••• M•••••• · Senior Vice-President, Financesince 12/2021 · owns 25% to 50%
- F••••••• J•••• S• · Senior Vice Presidentsince 07/1998 · owns less than 5%
- L•••• M••••••• C•••••• · Vp Chief Compliance Officersince 07/1998 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canonsburg, Pa · principal | 6 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6Apr 14, 2026 to Jul 14, 2026
- Employees · 17 to 16Apr 14, 2026 to Jul 14, 2026
- State-registered IARs · 7 to 6Apr 14, 2026 to Jul 14, 2026
- Accounts · 1,277 to 1,297Oct 14, 2025 to Mar 11, 2026
- Charity clients · 14 to 16Oct 14, 2025 to Mar 11, 2026
- Corporate clients · 2 to 1Oct 14, 2025 to Mar 11, 2026
- HNW clients · 147 to 168Oct 14, 2025 to Mar 11, 2026
- Individual clients · 274 to 257Oct 14, 2025 to Mar 11, 2026
- Financial planning clients · 26-50 to 51-100Oct 14, 2025 to Mar 11, 2026
- Discretionary RAUM · $652M to $741MOct 14, 2025 to Mar 11, 2026
- HNW RAUM · $517M to $588MOct 14, 2025 to Mar 11, 2026
- Individual RAUM · $88.2M to $81.8MOct 14, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $17.0M to $27.6MOct 14, 2025 to Mar 11, 2026
- Pension RAUM · $2.7M to $15.7MOct 14, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · unset to 0.0Oct 14, 2025 to Mar 11, 2026
- RAUM · $669M to $769MOct 14, 2025 to Mar 11, 2026
- Advisory employees · 5 to 7Jun 13, 2025 to Oct 14, 2025
- Employees · 12 to 17Jun 13, 2025 to Oct 14, 2025
- State-registered IARs · 5 to 7Jun 13, 2025 to Oct 14, 2025
- Advisory employees · 6 to 5Mar 14, 2025 to Jun 13, 2025
- Employees · 13 to 12Mar 14, 2025 to Jun 13, 2025
- Financial planning clients · 26-50 to 26-50Mar 14, 2025 to Jun 13, 2025
- State-registered IARs · 6 to 5Mar 14, 2025 to Jun 13, 2025
- Accounts · 1,130 to 1,277Jun 20, 2024 to Mar 14, 2025
- Corporate clients · 1 to 2Jun 20, 2024 to Mar 14, 2025
- HNW clients · 129 to 147Jun 20, 2024 to Mar 14, 2025
- Individual clients · 266 to 274Jun 20, 2024 to Mar 14, 2025
- Pension plan clients · 1 to 3Jun 20, 2024 to Mar 14, 2025
- Discretionary RAUM · $565M to $652MJun 20, 2024 to Mar 14, 2025
- HNW RAUM · $454M to $517MJun 20, 2024 to Mar 14, 2025
- Individual RAUM · $88.4M to $88.2MJun 20, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $13.6M to $17.0MJun 20, 2024 to Mar 14, 2025
- Pension RAUM · $3.6M to $2.7MJun 20, 2024 to Mar 14, 2025
- RAUM · $579M to $669MJun 20, 2024 to Mar 14, 2025
- Accounts · 1,038 to 1,130Mar 27, 2023 to Mar 7, 2024
- Advisory employees · 7 to 6Mar 27, 2023 to Mar 7, 2024
- Corporate clients · 3 to 1Mar 27, 2023 to Mar 7, 2024
- HNW clients · 84 to 129Mar 27, 2023 to Mar 7, 2024
- Individual clients · 303 to 266Mar 27, 2023 to Mar 7, 2024
- Pension plan clients · 2 to 1Mar 27, 2023 to Mar 7, 2024
Signals
2 dated events
- D•••• A•••• H•••• registered as an investment adviser representative at G•••• S••••• A•••• M••••••••• I••Sep 14, 2026 · Advisor registered · fact
- S•••• P••••• D••••• left G•••• S••••• A•••• M••••••••• I•• for W•••• F•••• A••••••• (registered 2026-07-22)Jul 14, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advisors@gsaminc.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 704-719-1060reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 412-257-8435reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 412-257-8060reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- GSAMINC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-257-8060reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026