DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Meritage Portfolio Management, Inc.
Latest filing Feb 4, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Jun 28, 1991
RAUM
$2.4B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
79%
$1.9B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.4B as of Feb 4, 2026
Mar 30, 2012$977M then
HNW client RAUM$1.8B as of Feb 4, 2026
Mar 30, 2018$1.1B then
State-registered IARs (5.B.3)1 as of Feb 4, 2026
Apr 1, 20130 then
Employees (5.A)18 as of Feb 4, 2026
Apr 1, 201316 then
Private funds: no history
RAUM +0.0% over the last fiscal year+8.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
- RAUM per advisor
- $2.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 516derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $882M, 209 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B76%
- Charitable organizations$139M5.8%
- Other investment advisers$137M5.7%
- Corporations and businesses$117M4.9%
- Individuals$86.3M3.6%
- Pooled investment vehicles$50.3M2.1%
- State and municipal entities$39.6M1.6%
- Pension and profit-sharing plans$20.4M0.8%
- Individual clients
- 133reported
- HNW clients
- 383reported
- Pension plan clients
- 7reported
- Charitable clients
- 12reported
- Accounts
- 1,480reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $137M managedreported
- Custody of client assets
- $882M for 209 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
- Mark Everett Eveans to CaptrustMar 23, 2026 · Other
- James Milgram Klein to CaptrustMar 23, 2026 · Other
- Melissa Trujillo to CaptrustMar 23, 2026 · Other
- Ryan Anthony Chiaverini to CaptrustMar 23, 2026 · Other
- Philip Martin Cole to CaptrustMar 23, 2026 · Other
Joined, latest
- Philip Martin Cole from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 29, 2022 · Wirehouse to independent RIA
- Melissa Trujillo from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 20, 2021 · Wirehouse to independent RIA
- Ryan Anthony Chiaverini from Creative PlanningJun 27, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kay Deborah Eveans · Vp Of Finance & Chief Compliance Officercontrolsince 09/2004 · owns 50% to 75%
- Everett Mark Eveans · President, Director & Co-Chief Investment Officercontrolsince 07/1991 · owns 50% to 75%
- Milgram James Klein · Director, Principal & Senior Portfolio Managercontrolsince 07/1991 · owns 25% to 50%
- Anthony Bradley Bergman · Ownersince 09/2003 · owns 5% to 10%
- Lee Sharon Divine · Principal & Sr. Portfolio Managersince 01/2008 · owns less than 5%
- Curtis Leonard Mitchell · Principal And Sr. Portfolio Mgrsince 01/2008 · owns 5% to 10%
- Howard Zachary Shafran · Co-Chief Investment Officer & Sr Portfolio Managersince 11/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 0 | 0 | 5 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 26, 2025 to Feb 4, 2026
- Related broker-dealer · false to trueMar 26, 2025 to Feb 4, 2026
- Accounts · 1,493 to 1,480Mar 12, 2024 to Mar 26, 2025
- Charity clients · 17 to 12Mar 12, 2024 to Mar 26, 2025
- Corporate clients · 5 to 3Mar 12, 2024 to Mar 26, 2025
- HNW clients · 390 to 383Mar 12, 2024 to Mar 26, 2025
- Individual clients · 125 to 133Mar 12, 2024 to Mar 26, 2025
- Pension plan clients · 9 to 7Mar 12, 2024 to Mar 26, 2025
- Assets in custody · $851M to $882MMar 12, 2024 to Mar 26, 2025
- Custody of client assets · false to trueMar 12, 2024 to Mar 26, 2025
- Financial planning clients · 51-100 to 101-250Mar 12, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.2B to $2.3BMar 12, 2024 to Mar 26, 2025
- HNW RAUM · $1.7B to $1.8BMar 12, 2024 to Mar 26, 2025
- Individual RAUM · $71.7M to $86.3MMar 12, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $120M to $143MMar 12, 2024 to Mar 26, 2025
- Pension RAUM · $30.2M to $20.4MMar 12, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $59.4M to $50.3MMar 12, 2024 to Mar 26, 2025
- RAUM · $2.4B to $2.4BMar 12, 2024 to Mar 26, 2025
- Wrap assets (manager) · $114M to $137MMar 12, 2024 to Mar 26, 2025
- Advisory employees · 10 to 11Jan 26, 2024 to Mar 12, 2024
- Accounts · 1,415 to 1,493Jan 26, 2024 to Mar 12, 2024
- Charity clients · 18 to 17Jan 26, 2024 to Mar 12, 2024
- Corporate clients · 6 to 5Jan 26, 2024 to Mar 12, 2024
- HNW clients · 384 to 390Jan 26, 2024 to Mar 12, 2024
- Individual clients · 124 to 125Jan 26, 2024 to Mar 12, 2024
- Pension plan clients · 10 to 9Jan 26, 2024 to Mar 12, 2024
- Assets in custody · $595M to $851MJan 26, 2024 to Mar 12, 2024
- Employees · 17 to 18Jan 26, 2024 to Mar 12, 2024
- Discretionary RAUM · $1.8B to $2.2BJan 26, 2024 to Mar 12, 2024
- HNW RAUM · $1.4B to $1.7BJan 26, 2024 to Mar 12, 2024
- Individual RAUM · $47.1M to $71.7MJan 26, 2024 to Mar 12, 2024
- Non-discretionary RAUM · $101M to $120MJan 26, 2024 to Mar 12, 2024
- Pension RAUM · $29.6M to $30.2MJan 26, 2024 to Mar 12, 2024
- Pooled vehicle RAUM · $61.7M to $59.4MJan 26, 2024 to Mar 12, 2024
- RAUM · $1.9B to $2.4BJan 26, 2024 to Mar 12, 2024
- Wrap assets (manager) · $66.7M to $114MJan 26, 2024 to Mar 12, 2024
- Accounts · 1,357 to 1,415May 25, 2022 to Mar 15, 2023
- Advisory employees · 8 to 10May 25, 2022 to Mar 15, 2023
- Charity clients · 17 to 18May 25, 2022 to Mar 15, 2023
- HNW clients · 370 to 384May 25, 2022 to Mar 15, 2023
Signals
7 dated events
- Meritage Portfolio Management, Inc. no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $2.4B)Apr 1, 2026 · Left the SEC roster · derived
- Mark Everett Eveans left Meritage Portfolio Management, Inc. for Captrust (registered 2026-02-24)Mar 23, 2026 · Advisor changed firm · fact
- James Milgram Klein left Meritage Portfolio Management, Inc. for Captrust (registered 2026-02-11)Mar 23, 2026 · Advisor changed firm · fact
- Philip Martin Cole left Meritage Portfolio Management, Inc. for Captrust (registered 2026-02-05)Mar 23, 2026 · Advisor changed firm · fact
- Melissa Trujillo left Meritage Portfolio Management, Inc. for Captrust (registered 2026-02-11)Mar 23, 2026 · Advisor changed firm · fact
- Ryan Anthony Chiaverini left Meritage Portfolio Management, Inc. for Captrust (registered 2026-02-09)Mar 23, 2026 · Advisor changed firm · fact
- Meritage Portfolio Management, Inc.'s advisors moved to Captrust (Overland Park, KS): 5 of 5 registered, on the same dayMar 23, 2026 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
- Meritage Portfolio Management · Family Officesshared cik · office
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026