DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• F••••• O•••••• L••
Latest filing Jan 28, 2026
First filing on the tape Mar 30, 2012 · 71 filings
SEC status approved since Oct 20, 1999
RAUM
$10.0B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$9.8B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$3.3B
derived; firm RAUM over IAPD count
Employees
130
75 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
26
reported on Schedule D
History
71 filings and snapshots on the tape
RAUM$10.0B as of Jan 28, 2026
Mar 30, 2012$5.9B then
HNW client RAUM$9.8B as of Jan 28, 2026
Jan 29, 2018$14B then
State-registered IARs (5.B.3)3 as of Jan 28, 2026
Apr 1, 201340 then
Employees (5.A)130 as of Jan 28, 2026
Apr 1, 2013150 then
Private funds26 as of Jan 28, 2026
Mar 30, 201228 then
RAUM +23% over the last fiscal year+20% a year over threeIARs 3 to 3offices 8 to 6
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- ria with heavy a•••••••••s · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $3.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $140MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 43.3derivedItem 5.A over advisors
- Advisors per office
- 0.4derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $6.4B, 70 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$9.8B98%
- Pooled investment vehicles$168M1.7%
- Individual clients
- 0reported
- HNW clients
- 70reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5,101reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.4B for 70 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.02 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• K•••••Certified Financial Planner, Chartered Financial Analyst | Chicago, Il | May 25, 2012 | 33 y | 0 |
| T••••• L••••• B•••••Certified Financial Planner | Chicago, Il | Jul 17, 2012 | 21 y | 0 |
| D•••• M• C••• | Newport Beach, Ca | Sep 29, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- P•••••• M••••••• P••••• to E•••••• W••••• L••Jul 13, 2026 · RIA to RIA
- D•••••• L•••• A••••••• to M••••• S••••••Aug 26, 2019 · RIA to wirehouse
- S•••••• K••••• H••••• to H••••• A••••••• L••Jan 2, 2019 · Other
- M••• L••••••• S•••• to C•••••• W••••• M••••••••• L••Feb 6, 2015 · Other
- A•••••• C••••• K••••••••• to W•••••• B•••• • C•••••• L•••••Nov 4, 2014 · Other
- J••••• T••••• V••••••••• to B•• F•••••••• A•••••••Nov 4, 2014 · Other
- J•••• M•••••• H••••• to U•••• S••••• G••••• W••••• M•••••••••Aug 19, 2013 · Other
- C•••••• A••••• S••••• to P•••••• A••••••• L••Jun 4, 2013 · Other
- L••••• M•••• M•••• to M•••••• C•••••• P•••••••Jun 4, 2013 · Other
- V•••••• R••••• G•••••••• to F•••••••• C•••••• M••••••••• L••Apr 3, 2013 · Other
- T••• C•••••• W•••••••• to C••••••• P•••••• W••••• M•••••••••Dec 8, 2010 · Other
- J•••• M•••• B••••••• to P••••••••Jun 4, 2010 · Other
- M•••••• J•••• F••••••• to P••••••••Mar 18, 2010 · Other
- S••••• B•••• B•••••••• to P••••••••Feb 18, 2010 · Other
- A•••• J•• Z•••••••• to P••••••••Feb 18, 2010 · Other
Joined, latest
- A•••••• C••••• K••••••••• from D••••••• I••••••••• A••••••• L••Feb 20, 2013 · Other
- P•••••• M••••••• P••••• from C•• C••••••••• L••Nov 20, 2012 · Other
- S•••••• K••••• H••••• from C•• C••••••••• L••Oct 3, 2012 · Other
- V•••••• R••••• G•••••••• from C•• C••••••••• L••Oct 3, 2012 · Other
- J••••• T••••• V••••••••• from J••• M••••• S••••••••• L••Jun 8, 2011 · Other
- C•••••• A••••• S••••• from L••Mar 12, 2010 · Other
- L••••• M•••• M•••• from B•••••••• R••••• • F•••••••• I•••Dec 22, 2009 · Other
- M•••••• J•••• F••••••• from G•••••• S•••• W••••• S•••••••• L•••Jul 18, 2007 · Other
- T••• C•••••• W•••••••• from W•••• F•••• I••••••••• L••Jan 19, 2007 · Other
- S•••• M•••• T•••••• from R••••• B••• • C••• L••Mar 23, 2004 · Other
Private funds
81 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• I••••••••• L•• | Other Private Fund | $189M | 72 | Dec 18, 2014 |
| F•• S•••• C•• L•• | Other Private Fund | $120M | 56 | Dec 18, 2014 |
| F•• E••••••• M•••••• L•• | Other Private Fund | $98.7M | 48 | Jan 28, 2016 |
| F•• L•••• C•• L•• | Other Private Fund | $83.4M | 50 | Dec 18, 2014 |
| F•• P•••••• E••••• 2••• L•• | Private Equity Fund | $76.6M | 8 | Jan 28, 2021 |
| F•• P•••••• E••••• 2••• L•• | Private Equity Fund | $62.1M | 9 | Jan 18, 2019 |
| F•• F•••• I••••• I• L•• | Other Private Fund | $59.0M | 51 | Dec 18, 2014 |
| F•• F•••• I••••• L•• | Other Private Fund | $52.4M | 49 | Dec 18, 2014 |
| B• H•••• F••• S••••••••• L•• B• H••••• E••••• F•••no longer reported | Hedge Fund | $49.9M | 83 | Apr 1, 2013 |
| B• H•• L••• B• I••••••••• H••••• E••••• F•••no longer reported | Hedge Fund | $34.7M | 66 | Apr 1, 2013 |
| F•• P•••••• E••••• 2••• L•• | Private Equity Fund | $33.3M | 9 | Dec 19, 2016 |
| F•• A••••••••• L•• | Other Private Fund | $29.0M | 33 | Dec 18, 2014 |
| F•• A••••••••• I• L•• | Other Private Fund | $26.4M | 23 | Dec 18, 2014 |
| F•• R••• A••••• 2••• L•• | Other Private Fund | $15.5M | 8 | Jan 28, 2021 |
| F•• P•••••• E••••• 2••• L•• | Private Equity Fund | $12.4M | 9 | Jan 28, 2016 |
| F•• P•••••• E••••• I• L•• | Private Equity Fund | $12.2M | 8 | Dec 18, 2014 |
| F•• R••• E••••• 2••• L•• | Real Estate Fund | $8.6M | 9 | Jan 28, 2016 |
| F•• R••• A••••• 2••• L•• | Other Private Fund | $7.6M | 9 | Jan 24, 2020 |
| F•• P•••••• E••••• 2••• L•• | Private Equity Fund | $6.1M | 6 | Dec 18, 2014 |
| B• H•••• F••• S••••••••• L••• B• G••••• O•••••••••no longer reported | Hedge Fund | $3.8M | 224 | Apr 1, 2013 |
| F•• P•••••• E••••• I•• L•• | Private Equity Fund | $2.7M | 2 | Dec 18, 2014 |
| B• H•••• F••• S••••••••• L••• B• L•• V•••••••••no longer reported | Hedge Fund | $1.5M | 95 | Apr 1, 2013 |
| C••••••••• M••••••••• F••• L•• | Hedge Fund | $1.4M | 12 | Mar 30, 2012 |
| F•• P•••••• E••••• I• L•• | Private Equity Fund | $1.2M | 7 | Dec 18, 2014 |
| B• H•••• F••• S••••••••• L••• B• C••••• O••••••••• H•••• F•••no longer reported | Hedge Fund | $1.1M | 93 | Apr 1, 2013 |
| F•• R••• E••••• 2••• | Real Estate Fund | $835,952 | 5 | Dec 18, 2014 |
| F•• P•••••• E••••• L•• | Private Equity Fund | $819,931 | 4 | Dec 18, 2014 |
| P••• A••• I••••••••• P••••••• I• L••• | Venture Capital Fund | $278,071 | 14 | Mar 30, 2012 |
| F•• R••• E••••• I•• L•• | Real Estate Fund | $196,882 | 6 | Dec 18, 2014 |
| P••• A••• I••••••••• P••••••• I•• L•••no longer reported | Venture Capital Fund | $65,011 | 6 | Mar 30, 2012 |
| F•• R••• E••••• L•• | Real Estate Fund | $63,784 | 8 | Dec 18, 2014 |
| F•• R••• E••••• I• L•• | Real Estate Fund | $39,324 | 6 | Dec 18, 2014 |
| C•• 7•no longer reported | Other Private Fund | $1 | 5 | Jan 29, 2018 |
| C•• 1•no longer reported | Other Private Fund | $0 | 5 | Mar 30, 2012 |
| C•• 6•no longer reported | Other Private Fund | $0 | 3 | Dec 19, 2016 |
| C•• 6•no longer reported | Other Private Fund | $0 | 1 | Jan 28, 2016 |
| C•• 5•no longer reported | Other Private Fund | $0 | 5 | Mar 30, 2012 |
| C•• 2•no longer reported | Other Private Fund | $0 | 4 | Mar 30, 2012 |
| C•• 1•no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2012 |
| C•• 2•no longer reported | Other Private Fund | $0 | 4 | Dec 18, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••• A••••• · D•••••Orcontrolsince 05/2017 · owns less than 5%
- C••••• K•••• R•••••• · D•••••Orcontrolsince 12/2019 · owns less than 5%
- D•••• T•••••••• A••••• · D•••••Orcontrolsince 09/2024 · owns less than 5%
- G•••••• A••• M•••••• · President & Ceocontrolsince 09/2023 · owns less than 5%
- H•••• A••• L••• · Chair, Board Of D•••••Orscontrolsince 02/2025 · owns less than 5%
- H•••• T•••••• P• · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- H••••••••• M••••••• R•••••• · Chief Compliance Officercontrolsince 02/2014 · owns less than 5%
- L•••• G•••••• P•••••• · Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- M••••••• M••••••• A••••• · Presidentcontrolsince 09/2024 · owns less than 5%
- R•••••• S••• · Chief Financial Officercontrolsince 09/2025 · owns less than 5%
- S••••••• J••••• J••••• · Chief Operating Officercontrolsince 09/2025 · owns less than 5%
- V••••••••• K••••• · D•••••Orcontrolsince 09/2024 · owns less than 5%
Entity owners
- B•• F•••••••• C••• · Sole Memberdirect · owns 75% or more
- B••• O• M••••••• · Sole Ownerindirect · owns 75% or more of B•• F•••••••• C•••
Related persons
Schedule D 7.A
- B••• O• M•••••••y
- B•• A•••• M••••••••• C••••investment adviserbanknRAUM $6.2B
- B•• B••• N•••LP sponsorcustodiann
- B•• C•••••• M•••••• C••••broker-dealerinvestment advisernRAUM $1.2B
- B•• D••••••• T•••• C••••••n
- B•• D••••• I••••• I•••investment advisernRAUM $4.7M
- B•• F•••••••• C•••••••••y
- B•• N•••••• B•••• S••••••••• L•••broker-dealern
- B•• P•••••• I••••••••• C•••••• I•••investment advisernRAUM $40B
- S••••• O•••••• A• P••• O• B•• F•••••••• G••••investment advisernRAUM $3.7B
Advisers that list B•• F••••• O•••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 2 | 0 | 0 | ||
| Portsmouth, Nh | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Portland, OR26 employees
- P••• A•••, CA7 employees
- Dallas, TX2 employees
- Portsmouth, NH1 employees
- San Francisco, CA1 employees
- Andover, MA1 employees
- Sarasota, FL1 employees
- Denver, CO1 employees
- Minneapolis, MN1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- unusually l•••• average HNW clientStatic outlier · filing Jan 28, 2026HNW RAUM per HNW client of $140,320,127 against a peer median of $4,554,235 (279 comparable advisers, 99.0th percentile, 41.6 robust deviations)peers: independent wealth managers, $5B to $20B (279) · 99% percentile
- very high RAUM per advisorStatic outlier · filing Jan 28, 2026RAUM per registered advisor of $3,329,984,540 against a peer median of $234,120,923 (250 comparable advisers, 99.0th percentile, 13.8 robust deviations)peers: independent wealth managers, $5B to $20B (250) · 99% percentile
- control person c•••gedChange between filings · filing Jan 28, 2026S••••••• J••••• J••••• (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026H•••• A••• L••• (CHAIR, BOARD OF D•••••ORS) appeared on Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026R•••••• S••• (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026G•••••• A••• M•••••• (PRESIDENT & CEO) left Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026H•••• T•••••• P• (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026V••••••••• K••••• (D•••••OR) left Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026B••••• C••••••• A••••• (D•••••OR) left Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Jan 28, 2026L•••• G•••••• P•••••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-10-07 and 2026-01-28peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 5,520 to 5,101Sep 22, 2025 to Jan 28, 2026
- Advisory employees · 65 to 75Sep 22, 2025 to Jan 28, 2026
- HNW clients · 64 to 70Sep 22, 2025 to Jan 28, 2026
- Assets in custody · $6.4B to $6.4BSep 22, 2025 to Jan 28, 2026
- Employees · 120 to 130Sep 22, 2025 to Jan 28, 2026
- Other offices · 8 to 6Sep 22, 2025 to Jan 28, 2026
- Discretionary RAUM · $8.0B to $9.8BSep 22, 2025 to Jan 28, 2026
- HNW RAUM · $8.0B to $9.8BSep 22, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $157M to $166MSep 22, 2025 to Jan 28, 2026
- Pooled vehicle RAUM · $158M to $168MSep 22, 2025 to Jan 28, 2026
- RAUM · $8.1B to $10.0BSep 22, 2025 to Jan 28, 2026
- Financial planning clients · 51-100 to 51-100Jan 27, 2025 to Apr 25, 2025
- Accounts · 8,375 to 5,520Nov 18, 2024 to Jan 27, 2025
- Advisory employees · 75 to 65Nov 18, 2024 to Jan 27, 2025
- HNW clients · 59 to 64Nov 18, 2024 to Jan 27, 2025
- Assets in custody · $4.6B to $6.4BNov 18, 2024 to Jan 27, 2025
- Employees · 135 to 120Nov 18, 2024 to Jan 27, 2025
- State-registered IARs · 12 to 3Nov 18, 2024 to Jan 27, 2025
- Other offices · 9 to 8Nov 18, 2024 to Jan 27, 2025
- Discretionary RAUM · $6.0B to $8.0BNov 18, 2024 to Jan 27, 2025
- HNW RAUM · $6.0B to $8.0BNov 18, 2024 to Jan 27, 2025
- Non-discretionary RAUM · $135M to $157MNov 18, 2024 to Jan 27, 2025
- Pooled vehicle RAUM · $137M to $158MNov 18, 2024 to Jan 27, 2025
- RAUM · $6.1B to $8.1BNov 18, 2024 to Jan 27, 2025
- Accounts · 7,552 to 8,375Oct 18, 2023 to Jan 29, 2024
- HNW clients · 43 to 59Oct 18, 2023 to Jan 29, 2024
- Assets in custody · $4.5B to $4.6BOct 18, 2023 to Jan 29, 2024
- State-registered IARs · 14 to 12Oct 18, 2023 to Jan 29, 2024
- Discretionary RAUM · $5.6B to $6.0BOct 18, 2023 to Jan 29, 2024
- HNW RAUM · $5.6B to $6.0BOct 18, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $146M to $135MOct 18, 2023 to Jan 29, 2024
- Pooled vehicle RAUM · $151M to $137MOct 18, 2023 to Jan 29, 2024
- RAUM · $5.8B to $6.1BOct 18, 2023 to Jan 29, 2024
- Discretionary RAUM · $7.1B to $5.6BOct 27, 2022 to Jan 25, 2023
- HNW RAUM · $7.1B to $5.6BOct 27, 2022 to Jan 25, 2023
- Non-discretionary RAUM · $202M to $146MOct 27, 2022 to Jan 25, 2023
- Pooled vehicle RAUM · $221M to $151MOct 27, 2022 to Jan 25, 2023
- RAUM · $7.3B to $5.8BOct 27, 2022 to Jan 25, 2023
- Accounts · 4,649 to 7,552Oct 27, 2022 to Jan 25, 2023
- Advisory employees · 60 to 75Oct 27, 2022 to Jan 25, 2023
Signals
21 dated events
- P•••••• M••••••• P••••• left B•• F••••• O•••••• L•• for E•••••• W••••• L•• (registered 2026-02-16)Jul 13, 2026 · advisor firm c•••ge · fact
- B•• F••••• O•••••• L•• reported RAUM $8.1B, up 33% from $6.1B (2024-11-18 to 2025-01-27)Jan 27, 2025 · ria raum c•••ge · derived
- Maureen Shannon Kennedy (Director) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2024-10-07, absent 2024-11-18)Nov 18, 2024 · Control person left · inference
- M•••••• J••••• S••••• (Chairman) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2024-01-29, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Kamiar Vossoughi (Director) appeared on Schedule A of B•• F••••• O•••••• L••Oct 7, 2024 · Control person joined · fact
- Andrew Theodore Dunn (Director) appeared on Schedule A of B•• F••••• O•••••• L••Oct 7, 2024 · Control person joined · fact
- Moulden Amy Griman (President & Ceo) appeared on Schedule A of B•• F••••• O•••••• L••Oct 18, 2023 · Control person joined · fact
- Paul Steven Matteucci (Chairman) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2023-09-05, absent 2023-10-18)Oct 18, 2023 · Control person left · inference
- Harris Darrel Hackett (Director) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2023-05-30, absent 2023-08-14)Aug 14, 2023 · Control person left · inference
- Gage Robert Gray (Chief Operating Officer) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2022-07-26, absent 2022-10-27)Oct 27, 2022 · Control person left · inference
- M•••••• J••••• S••••• (Director) appeared on Schedule A of B•• F••••• O•••••• L••Oct 27, 2022 · Control person joined · fact
- P T••••• Howe (Chief Operating Officer) appeared on Schedule A of B•• F••••• O•••••• L••Oct 27, 2022 · Control person joined · fact
- Arthur M•••••• Miranda (Director) appeared on Schedule A of B•• F••••• O•••••• L••Jun 27, 2022 · Control person joined · fact
- P•••••• M•••••• Stritch (Director) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2022-04-27, absent 2022-06-27)Jun 27, 2022 · Control person left · inference
- P•••••• G••••• L••• (Chief Financial Officer) appeared on Schedule A of B•• F••••• O•••••• L••Apr 27, 2022 · Control person joined · fact
- Ann Stephanie Lake (Chief Financial Officer) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2022-02-22, absent 2022-04-27)Apr 27, 2022 · Control person left · inference
- B•• F••••• O•••••• L•• reported RAUM $7.3B, up 35% from $5.4B (2021-01-28 to 2022-01-25)Jan 25, 2022 · ria raum c•••ge · derived
- B•• F••••• O•••••• L•• reported RAUM $4.4B, down 65% from $12.8B (2019-08-29 to 2020-01-24)Jan 24, 2020 · ria raum c•••ge · derived
- Richard Kyle Crowe (Director) appeared on Schedule A of B•• F••••• O•••••• L••Jan 24, 2020 · Control person joined · fact
- Nebojsa Paldrmic (Ceo; President; Director) no longer on Schedule A of B•• F••••• O•••••• L•• (listed 2019-01-18, absent 2019-08-29)Aug 29, 2019 · Control person left · inference
- Maureen Shannon Kennedy (Global Head) appeared on Schedule A of B•• F••••• O•••••• L••Aug 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- B•• F••••• O•••••• L•• · Family Officesshared crd · office
- B•• F••••• O•••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•• M••••• L•• · Private Equityshared crd · organization
- B•• F••••• O•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- BMOFAMILYOFFICE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (650) 210-5042reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•• F••••• O•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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