DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••
Legal name C••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 2, 2012 · 37 filings
SEC status approved since Apr 16, 1973
RAUM
$42B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
202
164 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$42B as of Mar 24, 2026
Apr 2, 2012$3.5B then
HNW client RAUM$0 as of Mar 24, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Apr 2, 20120 then
Employees (5.A)202 as of Mar 24, 2026
Apr 1, 2013168 then
Private funds1 as of Mar 22, 2022
Apr 1, 20131 then
RAUM +11% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$32B77%
- Pooled investment vehicles$8.7B21%
- Charitable organizations$464M1.1%
- Corporations and businesses$346M0.8%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 250reported
- Charitable clients
- 51reported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.21 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••••• A•••• G•••• T••••no longer reported | Other Private Fund | $369M | 2 | Feb 5, 2013 |
| M•••• C•• V•••• F•••no longer reported | Other Private Fund | $152M | 1 | Mar 27, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A••••• G••••••• C• · Ceo & Chief Research Officer, & Director (Elected Manager)controlsince 04/2018 · owns less than 5%
- C•••••••• J••••• A••••• · President & Director (Elected Manager)controlsince 04/2018 · owns less than 5%
- G••••• J••••••• · General Counsel And Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- K••••••• S•••••• · Svp & Chief Financial Officercontrolsince 09/2020 · owns less than 5%
- P•••••• R•••••• D•••••• · Executive Chairman & Director (Elected Manager)controlsince 09/2017 · owns less than 5%
- S••••• I•••• B• · Evp, Coo & Director (Elected Manager)controlsince 01/2017 · owns less than 5%
Entity owners
- C••••• H••••••• I••• · Memberdirect · owns 75% or more
- C••••• H••••••• I••• · Memberindirect · owns 75% or more of C••••• H••••••• I•••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL21 employees
- Summit, NJ15 employees
- Portland, OR14 employees
- Denver, CO13 employees
- Atlanta, GA12 employees
What changed
consecutive filings, newest first
- Charity clients · 58 to 51Mar 24, 2025 to Mar 24, 2026
- Corporate clients · 241 to 248Mar 24, 2025 to Mar 24, 2026
- Pension plan clients · 246 to 250Mar 24, 2025 to Mar 24, 2026
- Assets in custody · $430M to $0Mar 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $38B to $42BMar 24, 2025 to Mar 24, 2026
- Pension RAUM · $29B to $32BMar 24, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $8.1B to $8.7BMar 24, 2025 to Mar 24, 2026
- RAUM · $38B to $42BMar 24, 2025 to Mar 24, 2026
- Accounts · 26 to 25Apr 18, 2024 to Mar 24, 2025
- Advisory employees · 163 to 164Apr 18, 2024 to Mar 24, 2025
- Charity clients · 62 to 58Apr 18, 2024 to Mar 24, 2025
- Corporate clients · 231 to 241Apr 18, 2024 to Mar 24, 2025
- Pension plan clients · 258 to 246Apr 18, 2024 to Mar 24, 2025
- Assets in custody · $814M to $430MApr 18, 2024 to Mar 24, 2025
- Employees · 201 to 202Apr 18, 2024 to Mar 24, 2025
- Financial planning clients · unset to Apr 18, 2024 to Mar 24, 2025
- Discretionary RAUM · $34B to $38BApr 18, 2024 to Mar 24, 2025
- Pension RAUM · $25B to $29BApr 18, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $7.7B to $8.1BApr 18, 2024 to Mar 24, 2025
- RAUM · $34B to $38BApr 18, 2024 to Mar 24, 2025
- Accounts · 22 to 26Jan 19, 2024 to Mar 28, 2024
- Advisory employees · 152 to 163Jan 19, 2024 to Mar 28, 2024
- Charity clients · 61 to 62Jan 19, 2024 to Mar 28, 2024
- Corporate clients · 227 to 231Jan 19, 2024 to Mar 28, 2024
- Pension plan clients · 237 to 258Jan 19, 2024 to Mar 28, 2024
- Pooled vehicle clients · 6 to 4Jan 19, 2024 to Mar 28, 2024
- Assets in custody · $682M to $814MJan 19, 2024 to Mar 28, 2024
- Employees · 192 to 201Jan 19, 2024 to Mar 28, 2024
- Discretionary RAUM · $15B to $34BJan 19, 2024 to Mar 28, 2024
- Pension RAUM · $5.2B to $25BJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $9.1B to $7.7BJan 19, 2024 to Mar 28, 2024
- RAUM · $15B to $34BJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $832M to $9.1BAug 16, 2023 to Jan 19, 2024
- Accounts · 13 to 22Mar 22, 2022 to Mar 28, 2023
- Charity clients · 51 to 61Mar 22, 2022 to Mar 28, 2023
- Corporate clients · 201 to 227Mar 22, 2022 to Mar 28, 2023
- Pension plan clients · 188 to 237Mar 22, 2022 to Mar 28, 2023
- Pooled vehicle clients · 5 to 6Mar 22, 2022 to Mar 28, 2023
- Assets in custody · $538M to $682MMar 22, 2022 to Mar 28, 2023
- Employees · 189 to 192Mar 22, 2022 to Mar 28, 2023
Signals
9 dated events
- Callan reported RAUM $34.2B, up 122% from $15.4B (2024-01-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C Ann De Luce (Evp & Chief Compliance Officer) no longer on Schedule A of Callan (listed 2021-03-22, absent 2022-01-07)Jan 7, 2022 · Control person left · inference
- Callan reported RAUM $15.2B, down 45% from $27.4B (2020-11-05 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- S•••••• K•••••• (Svp & Chief Financial Officer) appeared on Schedule A of CallanMar 22, 2021 · Control person joined · fact
- J••••••• G•••• (Svp & General Counsel) appeared on Schedule A of CallanMar 22, 2021 · Control person joined · fact
- Callan reported RAUM $27.4B, up 37% from $19.9B (2019-04-15 to 2020-03-05)Mar 5, 2020 · RAUM change · derived
- Francis David Bonnette (Director (Elected Manager)) no longer on Schedule A of Callan (listed 2018-09-26, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- Andrew James Callahan (President & Director (Elected Manager)) appeared on Schedule A of CallanMar 25, 2019 · Control person joined · fact
- Callan reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 12, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Callan · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/callanreportedpublic record, Form ADV, Sep 18, 2026
- Website
- callan.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-974-5060reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026