DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

UBS Farmland Investors LLC

No RAUM reportedHartford, ConnecticutCRD 107754SEC 801-53770websiteIAPD
Latest filing Jul 12, 2026
First filing on the tape Mar 30, 2012 · 42 filings
SEC status approved since Feb 5, 1997
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$0 as of Jul 12, 2026
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 12, 2026
Mar 28, 20130 then
Employees (5.A)10 as of Jul 12, 2026
Mar 28, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Mark Steven Kapiloff · General Counsel/ Secretarycontrol
        since 06/2014 · owns less than 5%
      • Bruce James Mccandless · President, Ceocontrol
        since 02/1997 · owns less than 5%
      • Simon Nicholas Pile · Chief Compliance Officercontrol
        since 09/2014 · owns less than 5%
      • Todd Darren Rabenou · Head Of Repm Food And Agriculture & On The Investment Committeecontrol
        since 04/2023 · owns less than 5%
      • Eugene Daniel Murray · Finance And Control
        since 06/2019 · owns less than 5%
      Entity owners
      • UBS Realty Investors LLC · Managing Member
        direct · owns 75% or more
      • UBS Ag, Zurich, Switzerland · Member
        indirect · owns 75% or more of UBS Americas Holding LLC
      • UBS Americas Holding LLC · Shareholder
        indirect · owns 75% or more of UBS Realty Investors LLC
      • UBS Americas Inc. · Shareholder
        indirect · owns 75% or more of UBS Realty Investors LLC
      • UBS Group Ag · Shareholder
        indirect · owns 75% or more of UBS Ag, Zurich, Switzerland · public reporting company
      Related persons
      Schedule D 7.A
      • UBS Asset Management Credit Investments Group (Uk) Ltd
        investment adviserpooled vehicle sponsornRAUM $11B
      • Credit Suisse Securities (USA) LLC
        broker-dealerinvestment advisertrust companypooled vehicle sponsornRAUM $805M
      • UBS (Luxembourg) S.A.
        broker-dealerpooled vehicle sponsorn
      • UBS Ag
        broker-dealerinvestment adviserpooled vehicle sponsorCPO or CTAy
      • UBS Asset Management ( Deutschland) Gmbh
        investment advisern
      • UBS Asset Management (Americas) LLC
        investment adviserbanknRAUM $588B
      • UBS Asset Management (Australia) Ltd
        investment advisern
      • UBS Asset Management (Canada) Co
        investment adviserpooled vehicle sponsorn
      • UBS Asset Management (Hong Kong) Limited
        investment advisern
      • UBS Asset Management (Italia) Sgr S.P.A
        investment advisern
      • UBS Asset Management (Japan) Ltd
        investment advisern
      • UBS Asset Management (Singapore) Ltd.
        investment advisern
      • UBS Asset Management (Uk) Ltd
        investment advisern
      • UBS Asset Management (US) Inc.
        broker-dealern
      • UBS Asset Management Switzerland Ag
        investment advisern
      • UBS Asset Management Trust Company
        n
      • UBS Financial Services Inc.
        broker-dealerinvestment advisertrust companynRAUM $916B
      • UBS Fund Management (Ireland) Ltd
        investment advisern
      • UBS Fund Management (Luxembourg) S.A.
        investment advisern
      • UBS Fund Management (Switzerland) Ag
        pooled vehicle sponsorn
      • UBS Fund Services (Luxembourg) S.A.
        pooled vehicle sponsorn
      • UBS Fund Services (USA) LLC
        broker-dealern
      • UBS Group Ag
        y
      • UBS Real Estate Gmbh
        investment advisern
      • UBS Realty Investors LLC
        investment adviseryRAUM $2.3B
      • UBS Securities LLC
        broker-dealerbanktrust companyCPO or CTAn
      Advisers that list UBS Farmland Investors LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 6
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 12 to 10
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · unset to 0.0
        Jul 25, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Jul 25, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        Jul 25, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Jul 25, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        Jul 25, 2024 to Mar 28, 2025
      • Advisory employees · 6 to 7
        Jul 11, 2023 to Mar 29, 2024
      • Employees · 11 to 12
        Jul 11, 2023 to Mar 29, 2024
      • Advisory employees · 7 to 6
        Sep 9, 2021 to Mar 31, 2022
      • Employees · 8 to 11
        Sep 9, 2021 to Mar 31, 2022
      • Employees · 9 to 8
        Jun 1, 2020 to Mar 31, 2021
      • Advisory employees · 8 to 7
        Feb 6, 2020 to Mar 30, 2020
      • Employees · 10 to 9
        Feb 6, 2020 to Mar 30, 2020
      • Advisory employees · 7 to 8
        Mar 31, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 29, 2018
      • Employees · 9 to 10
        Oct 25, 2016 to Mar 31, 2017
      • Business name · UBS AGRIVEST LLC to UBS FARMLAND INVESTORS LLC
        Mar 30, 2016 to Jun 21, 2016
      • Legal name · UBS AGRIVEST LLC to UBS FARMLAND INVESTORS LLC
        Mar 30, 2016 to Jun 21, 2016
      • Advisory employees · 5 to 7
        Dec 19, 2014 to Mar 31, 2015
      • Employees · 8 to 9
        Dec 19, 2014 to Mar 31, 2015
      • Advisory employees · 6 to 5
        Nov 27, 2013 to Mar 31, 2014
      • Assets in custody · 0.0 to unset
        Nov 27, 2013 to Mar 31, 2014
      • Employees · 7 to 8
        Jan 28, 2013 to Mar 28, 2013
      • Advisory employees · unset to 6.0
        Oct 10, 2012 to Jan 28, 2013
      • Employees · unset to 7.0
        Oct 10, 2012 to Jan 28, 2013
      • State-registered IARs · unset to 0.0
        Oct 10, 2012 to Jan 28, 2013
      Signals
      1 dated events
      • Todd Darren Rabenou (Head Of Repm Food And Agriculture & On The Investment Committee) appeared on Schedule A of Ubs Farmland Investors Llc
        Mar 29, 2024 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      860-616-9200reportedpublic record, Form ADV, Jul 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026