DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
UBS Hedge Fund Solutions
Legal name UBS Hedge Fund Solutions LLC
Latest filing Apr 4, 2024
First filing on the tape Mar 29, 2012 · 67 filings
RAUM
$39B
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
0.4%
$166M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
81
73 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
28
$13B gross assets
History
67 filings and snapshots on the tape
RAUM$39B as of Mar 27, 2024
Mar 29, 2012$27B then
HNW client RAUM$166M as of Mar 27, 2024
Mar 29, 2018$923M then
State-registered IARs (5.B.3)0 as of Mar 27, 2024
Mar 28, 20130 then
Employees (5.A)81 as of Mar 27, 2024
Mar 28, 2013119 then
Private funds28 as of Mar 27, 2024
Mar 29, 201216 then
RAUM -1.4% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 4, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $166MderivedHNW RAUM over HNW clients
- Average account
- $370MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -50%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $25B, 86 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B30%
- Other investment advisers$10B26%
- Pension and profit-sharing plans$8.4B21%
- Corporations and businesses$5.1B13%
- Sovereign wealth funds$1.8B4.5%
- Investment companies$556M1.4%
- Banks and thrifts$507M1.3%
- Insurance companies$456M1.2%
- State and municipal entities$252M0.6%
- High-net-worth individuals$166M0.4%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 106reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $25B for 86 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| UBS Global Alpha Strategies Limitedno longer reported | Hedge Fund | $801M | 51 | Mar 29, 2012 |
| A&Q Select Spc A&Q Direct Access Mlp II Spno longer reported | Hedge Fund | $478M | 1 | May 10, 2019 |
| A&Q Select Spc - Vol Spno longer reported | Hedge Fund | $274M | 11 | Aug 27, 2019 |
| A&Q Select Spc - A&Q Direct Access Mlp Spno longer reported | Hedge Fund | $242M | 1 | Aug 6, 2018 |
| A&Q Select Spc - A&Q Direct Access P72 Spno longer reported | Hedge Fund | $235M | 2 | Jan 16, 2020 |
| A&Q Select Spc - Sqpno longer reported | Hedge Fund | $212M | 10 | Mar 29, 2018 |
| A&Q Metric Spc - Engadine Equity Long/Short Spno longer reported | Hedge Fund | $168M | 2 | Mar 29, 2018 |
| A&Q Select Spc - Founders Portfolio (2018) Spno longer reported | Hedge Fund | $149M | 27 | Nov 1, 2018 |
| A&Q Metric Spc - Fir Tree Alternative Yield Sp | Hedge Fund | $141M | 2 | Nov 2, 2021 |
| UBS (Cay) A&Q Spc On Behalf Of And For The Account Of Eap II Statistical Arbitrage Ais Segregated Portfoliono longer reported | Hedge Fund | $140M | 1 | Mar 29, 2012 |
| A&Q Metric Spc - Emso Emerging Markets Long/Short Spno longer reported | Hedge Fund | $134M | 2 | Mar 29, 2018 |
| A&Q Metric Spc - Alvento Equity Long/Short Spno longer reported | Hedge Fund | $115M | 1 | Nov 30, 2016 |
| A&Q Select Spc -Linde Spno longer reported | Hedge Fund | $110M | 1 | Mar 1, 2019 |
| A&Q Select Spc - Adf Spno longer reported | Hedge Fund | $102M | 1 | Jan 16, 2020 |
| A&Q Metric Spc - Clinton Opportunistic Spno longer reported | Hedge Fund | $96.4M | 4 | Apr 20, 2017 |
| O'Connor Fund Of Funds Masters LLCno longer reported | Hedge Fund | $88.7M | 63 | Mar 29, 2012 |
| A&Q Metric Spc - Fort Trading Spno longer reported | Hedge Fund | $71.6M | 1 | Nov 30, 2016 |
| A&Q Metric Spc - Quest Aqo Trading Spno longer reported | Hedge Fund | $71.5M | 1 | Nov 30, 2016 |
| A&Q Select Spc - Cgi Hf Spno longer reported | Hedge Fund | $70.1M | 20 | Aug 27, 2019 |
| A&Q Select Spc - Food Delivery Spno longer reported | Hedge Fund | $61.1M | 1 | Nov 2, 2021 |
| A&Q Metric Spc - Tig Arbitrage Enhanced Spno longer reported | Hedge Fund | $57.3M | 10 | Nov 30, 2016 |
| A&Q Metric Spc - Brilliance Long/Short Spno longer reported | Hedge Fund | $54.2M | 1 | Aug 6, 2018 |
| A&Q Metric Spc - Antara Opportunistic Spno longer reported | Hedge Fund | $50.9M | 1 | Jan 16, 2020 |
| A&Q Metric Spc - Marto Global Macro Trading Spno longer reported | Hedge Fund | $50.7M | 1 | Aug 29, 2017 |
| A&Q Select Spc - Cgi Hf Sp | Hedge Fund | $50.2M | 4 | Mar 30, 2023 |
| Ais Select - Commodities Master Limitedno longer reported | Hedge Fund | $48.9M | 2 | Mar 29, 2012 |
| A&Q Metric Spc - Fir Tree Opportunistic Sp | Hedge Fund | $48.6M | 4 | Jun 7, 2021 |
| UBS Distressed Partners LLCno longer reported | Hedge Fund | $36.2M | 98 | Mar 29, 2012 |
| A&Q Metric Spc - One Tusk Opportunistic Spno longer reported | Hedge Fund | $35.2M | 3 | Jan 16, 2020 |
| A&Q Metric Spc - Emso Concentrated Spno longer reported | Hedge Fund | $33.5M | 1 | Mar 30, 2020 |
| A&Q Select Spc - Homestay Spno longer reported | Hedge Fund | $20.9M | 1 | Oct 17, 2019 |
| Pw Technology Fund, Ltd.no longer reported | Hedge Fund | $15.4M | 37 | Mar 29, 2012 |
| A&Q Metric Spc - Tig Opportunistic Spno longer reported | Hedge Fund | $11.2M | 4 | Aug 29, 2017 |
| UBS Pw Equity Opportunity Fund Ltdno longer reported | Hedge Fund | $10.6M | 25 | Mar 29, 2012 |
| A&Q Metric Trading Portfolio Ltdno longer reported | Hedge Fund | $8.8M | 3 | Nov 30, 2016 |
| A&Q Carmen Diversified Alpha Strategy Fund (Delaware) LLCno longer reported | Hedge Fund | $8.4M | 12 | Jun 7, 2021 |
| A&Q Activist LLCno longer reported | Hedge Fund | $6.8M | 106 | Mar 29, 2012 |
| Ais Highbury Fund, L.P.no longer reported | Hedge Fund | $5.3M | 1 | Mar 29, 2012 |
| A&Q Metric Spc - Black Diamond Arbitrage Spno longer reported | Hedge Fund | $3.1M | 4 | Dec 18, 2017 |
| A&Q Metric Spc - Millburn Trading Spno longer reported | Hedge Fund | $2.8M | 4 | Feb 21, 2017 |
Owners and control persons
Schedule A and B, latest filing
- John Barry Gill · UBS Asset Management _ Head Of Investmentscontrolsince 04/2021 · owns less than 5%
- Edoardo Rulli · Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- Nicole Tortarolo · Deputy Head Of Hfscontrolsince 03/2023 · owns less than 5%
- Aily Andrews · Chief Compliance Officersince 06/2022 · owns less than 5%
- M Edward Burman · General Counselsince 10/2019 · owns less than 5%
Entity owners
- UBS Asset Management (Americas) LLC · Ownerdirect · owns 75% or more
- UBS Ag (Zurich) · Memberindirect · owns 75% or more of UBS Americas Holdlings LLC · public reporting company
- UBS Americas Holding LLC · Shareholderindirect · owns 75% or more of UBS Americas Inc
- UBS Americas Inc · Shareholderindirect · owns F of UBS Asset Management (Americas) LLC
- UBS Group Ag · Parent Companyindirect · owns 75% or more of UBS Ag · public reporting company
Related persons
Schedule D 7.A
- UBS Asset Management Credit Investments Group (Uk) Ltdinvestment adviserpooled vehicle sponsornRAUM $11B
- Credit Suisse Asset Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $60B
- Credit Suisse Securities (USA) LLCbroker-dealerinvestment advisertrust companypooled vehicle sponsornRAUM $805M
- Lantern Structured Asset Management Limitedpooled vehicle sponsorn
- UBS (Luxembourg) S.A.pooled vehicle sponsorn
- UBS Agbroker-dealerinvestment adviserpooled vehicle sponsorCPO or CTAy
- UBS Asset Management (Americas) LLCinvestment adviserbanknRAUM $588B
- UBS Asset Management (Australia) Ltdinvestment adviserpooled vehicle sponsorn
- UBS Asset Management (Canada) Coinvestment adviserpooled vehicle sponsorn
- UBS Asset Management (Deutschland) Gmbhinvestment advisern
- UBS Asset Management (Hong Kong) Ltdinvestment advisern
- UBS Asset Management (Italia) Sgr S.P.A.investment advisern
- UBS Asset Management (Japan) Ltdinvestment adviserpooled vehicle sponsorn
- UBS Asset Management (Shanghai) Limitedinvestment advisern
- UBS Asset Management (Singapore) Ltdinvestment advisern
- UBS Asset Management (Taiwan) Ltdinvestment advisern
- UBS Asset Management (Uk) Limitedinvestment advisern
- UBS Asset Management (US) Inc.broker-dealern
- UBS Asset Management Switzerland Aginvestment advisern
- UBS Asset Management Trust Companyn
- UBS Farmland Investors LLCinvestment advisern
- UBS Financial Services Inc.broker-dealerinvestment advisertrust companynRAUM $916B
- UBS Financial Services Incorporated Of Puerto Ricobroker-dealerinvestment advisern
- UBS Fund Management (Ireland) Ltd.investment advisern
- UBS Fund Management (Luxembourg) S.A.pooled vehicle sponsorn
- UBS Fund Management (Switzerland) Agpooled vehicle sponsorn
- UBS Fund Services (Luxembourg) S.A.n
- UBS Fund Services (USA) LLCbroker-dealern
- UBS Group Agy
- UBS Oconnor LLCinvestment adviserbankpooled vehicle sponsornRAUM $14B
Advisers that list UBS Hedge Fund Solutions as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY32 employees
- London, United Kingdom11 employees
- Hong Kong, Hong Kong4 employees
- Tokyo, Japan2 employees
- Krakow, Poland1 employees
- Shanghai, China1 employees
- Zurich, Switzerland1 employees
What changed
consecutive filings, newest first
- Accounts · 108 to 106Feb 29, 2024 to Mar 27, 2024
- Advisory employees · 71 to 73Feb 29, 2024 to Mar 27, 2024
- Corporate clients · 34 to 35Feb 29, 2024 to Mar 27, 2024
- HNW clients · 2 to 1Feb 29, 2024 to Mar 27, 2024
- Pension plan clients · 12 to 10Feb 29, 2024 to Mar 27, 2024
- Pooled vehicle clients · 46 to 45Feb 29, 2024 to Mar 27, 2024
- Assets in custody · $26B to $25BFeb 29, 2024 to Mar 27, 2024
- Employees · 82 to 81Feb 29, 2024 to Mar 27, 2024
- Private funds · 29 to 28Feb 29, 2024 to Mar 27, 2024
- Discretionary RAUM · $24B to $25BFeb 29, 2024 to Mar 27, 2024
- HNW RAUM · $158M to $166MFeb 29, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $16B to $15BFeb 29, 2024 to Mar 27, 2024
- Pension RAUM · $9.0B to $8.4BFeb 29, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $11B to $12BFeb 29, 2024 to Mar 27, 2024
- RAUM · $40B to $39BFeb 29, 2024 to Mar 27, 2024
- Private funds · 28 to 29Aug 18, 2023 to Feb 29, 2024
- Private funds · 29 to 28Jul 11, 2023 to Aug 18, 2023
- Accounts · 112 to 108Mar 1, 2023 to Mar 30, 2023
- Advisory employees · 69 to 71Mar 1, 2023 to Mar 30, 2023
- BD registered reps · 9 to 8Mar 1, 2023 to Mar 30, 2023
- Charity clients · unset to 0.0Mar 1, 2023 to Mar 30, 2023
- Corporate clients · 27 to 34Mar 1, 2023 to Mar 30, 2023
- Individual clients · unset to 0.0Mar 1, 2023 to Mar 30, 2023
- Pooled vehicle clients · 57 to 46Mar 1, 2023 to Mar 30, 2023
- Employees · 79 to 82Mar 1, 2023 to Mar 30, 2023
- Private funds · 28 to 29Mar 1, 2023 to Mar 30, 2023
- Discretionary RAUM · $26B to $24BMar 1, 2023 to Mar 30, 2023
- HNW RAUM · $159M to $158MMar 1, 2023 to Mar 30, 2023
- Individual RAUM · unset to 0.0Mar 1, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $17B to $16BMar 1, 2023 to Mar 30, 2023
- Pension RAUM · $8.8B to $9.0BMar 1, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $8.4B to $11BMar 1, 2023 to Mar 30, 2023
- RAUM · $43B to $40BMar 1, 2023 to Mar 30, 2023
- Private funds · 30 to 28Nov 3, 2022 to Jan 11, 2023
- Private funds · 31 to 30Jun 29, 2022 to Aug 31, 2022
- Private funds · 32 to 31Jun 1, 2022 to Jun 29, 2022
- Other offices · 8 to 7Mar 31, 2022 to May 31, 2022
- Accounts · 114 to 112Dec 10, 2021 to Mar 31, 2022
- Advisory employees · 67 to 69Dec 10, 2021 to Mar 31, 2022
- BD registered reps · 11 to 9Dec 10, 2021 to Mar 31, 2022
Signals
6 dated events
- Nicole Tortarolo (Deputy Head Of Hfs) appeared on Schedule A of Ubs Hedge Fund SolutionsMar 1, 2023 · Control person joined · fact
- Huddleston Bruce Amlicke (Chief Investment Officer) no longer on Schedule A of Ubs Hedge Fund Solutions (listed 2023-01-11, absent 2023-03-01)Mar 1, 2023 · Control person left · inference
- Dylan Germishuys (Chief Operating Officer) no longer on Schedule A of Ubs Hedge Fund Solutions (listed 2023-01-11, absent 2023-03-01)Mar 1, 2023 · Control person left · inference
- Edoardo Rulli (Deputy Chief Investment Officer) appeared on Schedule A of Ubs Hedge Fund SolutionsMar 31, 2022 · Control person joined · fact
- Joseph William Ferri (Global Head Of Ubs Hedge Fund Solutions) no longer on Schedule A of Ubs Hedge Fund Solutions (listed 2021-02-03, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- John Barry Gill (Ubs Asset Management _ Head Of Investments) appeared on Schedule A of Ubs Hedge Fund SolutionsMar 31, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026