DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• C•••••• M••••••••• I••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Jun 5, 1995
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
71%
$710M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 30, 2012$340M then
HNW client RAUM$705M as of Mar 30, 2026
Mar 29, 2018$578M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Mar 30, 2026
Mar 13, 20134 then
Private funds: no history
RAUM -0.7% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.6MderivedHNW RAUM over HNW clients
- Average account
- $9.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $68.6M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$705M71%
- Corporations and businesses$221M22%
- Charitable organizations$58.8M5.9%
- Pension and profit-sharing plans$7.8M0.8%
- Individuals$5.4M0.5%
- Individual clients
- 17reported
- HNW clients
- 40reported
- Pension plan clients
- 1reported
- Charitable clients
- 6reported
- Accounts
- 110reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $68.6M for 19 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.71 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• T•••••• C•••• | Corte Madera, Ca | May 5, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••• T•••••• C•••• from E••• C•••••• G••••• L••May 5, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• J••• A••• · President,Ceo, Ccocontrolsince 05/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 474.0 to 110.0 (-77.0%) between the annual amendments of 2025-03-24 and 2026-03-30; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 0.7% percentile
What changed
consecutive filings, newest first
- Accounts · 474 to 110Mar 24, 2025 to Mar 30, 2026
- Charity clients · 5 to 6Mar 24, 2025 to Mar 30, 2026
- Corporate clients · 17 to 18Mar 24, 2025 to Mar 30, 2026
- HNW clients · 35 to 40Mar 24, 2025 to Mar 30, 2026
- Pension plan clients · unset to 1.0Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.0BMar 24, 2025 to Mar 30, 2026
- HNW RAUM · $731M to $705MMar 24, 2025 to Mar 30, 2026
- Individual RAUM · $20.5M to $5.4MMar 24, 2025 to Mar 30, 2026
- Pension RAUM · unset to 7838230.0Mar 24, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.0BMar 24, 2025 to Mar 30, 2026
- Accounts · 219 to 474Jun 14, 2024 to Mar 24, 2025
- Charity clients · unset to 5.0Jun 14, 2024 to Mar 24, 2025
- Corporate clients · 6 to 17Jun 14, 2024 to Mar 24, 2025
- HNW clients · 38 to 35Jun 14, 2024 to Mar 24, 2025
- Individual clients · 12 to 17Jun 14, 2024 to Mar 24, 2025
- Employees · 6 to 7Jun 14, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 1-10Jun 14, 2024 to Mar 24, 2025
- Discretionary RAUM · $885M to $1.0BJun 14, 2024 to Mar 24, 2025
- HNW RAUM · $712M to $731MJun 14, 2024 to Mar 24, 2025
- Individual RAUM · $13.2M to $20.5MJun 14, 2024 to Mar 24, 2025
- RAUM · $885M to $1.0BJun 14, 2024 to Mar 24, 2025
- Accounts · 175 to 219Apr 1, 2024 to Jun 14, 2024
- Corporate clients · 5 to 6Apr 1, 2024 to Jun 14, 2024
- HNW clients · 32 to 38Apr 1, 2024 to Jun 14, 2024
- Individual clients · 18 to 12Apr 1, 2024 to Jun 14, 2024
- Assets in custody · unset to 68612250.0Apr 1, 2024 to Jun 14, 2024
- Custody of client assets · false to trueApr 1, 2024 to Jun 14, 2024
- Discretionary RAUM · $763M to $885MApr 1, 2024 to Jun 14, 2024
- HNW RAUM · $614M to $712MApr 1, 2024 to Jun 14, 2024
- Individual RAUM · $17.2M to $13.2MApr 1, 2024 to Jun 14, 2024
- RAUM · $763M to $885MApr 1, 2024 to Jun 14, 2024
- Accounts · 170 to 175Feb 16, 2023 to Apr 1, 2024
- Corporate clients · 2 to 5Feb 16, 2023 to Apr 1, 2024
- HNW clients · 30 to 32Feb 16, 2023 to Apr 1, 2024
- Assets in custody · 2485178.0 to unsetFeb 16, 2023 to Apr 1, 2024
- Custody of client assets · true to falseFeb 16, 2023 to Apr 1, 2024
- Employees · 5 to 6Feb 16, 2023 to Apr 1, 2024
- Financial planning clients · 11-25 to 1-10Feb 16, 2023 to Apr 1, 2024
- Discretionary RAUM · $678M to $763MFeb 16, 2023 to Apr 1, 2024
- HNW RAUM · $557M to $614MFeb 16, 2023 to Apr 1, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cohen-capital-management/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 927-8011reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026