DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Garcia Hamilton & Associates LP
Latest filing Mar 30, 2026
First filing on the tape Mar 22, 2012 · 25 filings
SEC status approved since Dec 31, 1998
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$8.3B
derived; firm RAUM over IAPD count
Employees
41
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$25B as of Mar 30, 2026
Mar 22, 2012$2.7B then
HNW client RAUM$0 as of Mar 30, 2026
Feb 2, 2018$59.0M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 22, 20120 then
Employees (5.A)41 as of Mar 30, 2026
Apr 1, 201317 then
Private funds1 as of Mar 30, 2026
Mar 30, 20201 then
RAUM +9.1% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $8.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 13.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$14B55%
- Pension and profit-sharing plans$5.6B22%
- Charitable organizations$2.4B9.5%
- Corporations and businesses$1.8B7.3%
- Insurance companies$585M2.4%
- Other investment advisers$416M1.7%
- Investment companies$344M1.4%
- Pooled investment vehicles$46.3M0.2%
- Banks and thrifts$7.4M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 28reported
- Charitable clients
- 90reported
- Accounts
- 382reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.03 institutional_share=0.89 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gilbert Andrew GarciaChartered Financial Analyst | Houston, Tx | Apr 4, 2011 | 40 y | 0 |
| Karen Herbst TassChartered Financial Analyst | Houston, Tx | Nov 14, 2017 | 16 y | 0 |
| Jeffrey Dylan DetwilerChartered Financial Analyst | Houston, Tx | Nov 14, 2017 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Daniel Joseph Kallus to Wealthspire Retirement AdvisoryJun 10, 2014 · Other
- James Patton Webb to Perseides Partners, LLCJan 2, 2009 · Other
- Peter Steelman to Wells Fargo AdvisorsJan 2, 2009 · Other
- William Darrell Willerson to Fortress Asset Management LPDec 9, 2005 · Other
Joined, latest
- Jeffrey Dylan Detwiler from Invesco Aim Private Asset Management, Inc.Nov 14, 2017 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Garcia Hamilton Quality Aggregate Bond Fund, L.P. | Other Private Fund | $50.9M | 6 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Gilbert Garcia · Managing Partner, Director Of Fixed Incomecontrolsince 12/2005 · owns 25% to 50%
- Andrew Gilbert Garcia · 100% Stockholder Of Gpcontrolsince 04/2008 · owns 75% or more of New Southwest Gp Holdings, Inc. ("Gp")
- Munoz Ruby Dang · Partner, Director Of Marketing & Client Servicessince 07/2014 · owns 10% to 25%
- Falcon Connie Davis · Partnersince 01/2023 · owns less than 5%
- Richard Mark Delaney · Partner, Fixed Income Portfolio Managersince 12/2021 · owns less than 5%
- Dylan Jeffrey Detwiler · Partner, Fixed Income Portfolio Managersince 01/2017 · owns 5% to 10%
- Meyer Morgan Doyle · Partnersince 01/2020 · owns less than 5%
- Marie Yvette Duenas · Partnersince 01/2021 · owns less than 5%
- Frederick Don Elsenbrock · Partnersince 01/2020 · owns less than 5%
- Penn Justo Gonzalez · Partnersince 01/2024 · owns less than 5%
- Kevin James Lunday · Partner, Chief Operating Officersince 01/2009 · owns less than 5%
- Lee Beth Mcwilliams · Chief Compliance Officersince 10/2007 · owns less than 5%
- D Benjamin Monkiewicz · Partner, Fixed Income Portfolio Managersince 01/2019 · owns less than 5%
- C Gary Montgomery · Partnersince 01/2019 · owns less than 5%
- Joy Stephanie Roberts · Partnersince 07/2014 · owns 5% to 10%
- Nancy Rodriguez · Partner, Fixed Income Portfolio Managersince 07/2014 · owns less than 5%
- Bernard Marcus Smith · Partnersince 12/2021 · owns less than 5%
- Herbst Karen Tass · Partner, Fixed Income Portfolio Managersince 01/2017 · owns 5% to 10%
Entity owners
- New Southwest Gp Holdings, Inc. ("Gp") · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 417 to 382Sep 29, 2025 to Mar 30, 2026
- Advisory employees · 13 to 12Sep 29, 2025 to Mar 30, 2026
- Charity clients · 157 to 90Sep 29, 2025 to Mar 30, 2026
- Corporate clients · 7 to 23Sep 29, 2025 to Mar 30, 2026
- HNW clients · 1 to 0Sep 29, 2025 to Mar 30, 2026
- Pension plan clients · 45 to 28Sep 29, 2025 to Mar 30, 2026
- Employees · 38 to 41Sep 29, 2025 to Mar 30, 2026
- Financial planning clients · to 251-500Sep 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $23B to $25BSep 29, 2025 to Mar 30, 2026
- HNW RAUM · $1.4M to $0Sep 29, 2025 to Mar 30, 2026
- Pension RAUM · $5.0B to $5.6BSep 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $69.0M to $46.3MSep 29, 2025 to Mar 30, 2026
- RAUM · $23B to $25BSep 29, 2025 to Mar 30, 2026
- Accounts · 449 to 417Jan 17, 2025 to Mar 31, 2025
- Charity clients · 164 to 157Jan 17, 2025 to Mar 31, 2025
- Pension plan clients · 48 to 45Jan 17, 2025 to Mar 31, 2025
- Employees · 40 to 38Jan 17, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $20B to $23BJan 17, 2025 to Mar 31, 2025
- HNW RAUM · $1.4M to $1.4MJan 17, 2025 to Mar 31, 2025
- Pension RAUM · $3.5B to $5.0BJan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $67.3M to $69.0MJan 17, 2025 to Mar 31, 2025
- RAUM · $20B to $23BJan 17, 2025 to Mar 31, 2025
- Accounts · 441 to 449Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 12 to 13Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 5 to 7Mar 31, 2023 to Mar 28, 2024
- HNW clients · 5 to 1Mar 31, 2023 to Mar 28, 2024
- Employees · 37 to 40Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $17B to $20BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $14.7M to $1.4MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $2.1B to $3.5BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $54.2M to $67.3MMar 31, 2023 to Mar 28, 2024
- RAUM · $17B to $20BMar 31, 2023 to Mar 28, 2024
- Accounts · 442 to 441Apr 1, 2022 to Mar 31, 2023
- Advisory employees · 11 to 12Apr 1, 2022 to Mar 31, 2023
- Charity clients · 147 to 164Apr 1, 2022 to Mar 31, 2023
- Pension plan clients · 51 to 48Apr 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Apr 1, 2022 to Mar 31, 2023
- Employees · 35 to 37Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $19B to $17BApr 1, 2022 to Mar 31, 2023
Signals
2 dated events
- Garcia Hamilton & Associates Lp reported RAUM $12.6B, up 25% from $10.1B (2018-02-02 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Garcia Hamilton & Associates Lp reported RAUM $10.1B, up 26% from $8.0B (2017-06-14 to 2018-02-02)Feb 2, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Garcia Hamilton & Associates LP · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/garcia-hamilton-&-associates-l.preportedpublic record, Form ADV, Sep 17, 2026
- Website
- garciahamiltonassociates.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-853-2322reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026