DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dewitt Capital Management
Legal name Dewitt Investment Research & Management Inc
Latest filing Apr 14, 2026
First filing on the tape Jun 19, 2015 · 29 filings
SEC status approved since Jul 17, 2025
RAUM
$123M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$123M as of Apr 14, 2026
Mar 24, 2016$95.0M then
HNW client RAUM$109M as of Apr 14, 2026
Mar 23, 2018$85.5M then
State-registered IARs (5.B.3)3 as of Apr 14, 2026
Mar 24, 20163 then
Employees (5.A)4 as of Apr 14, 2026
Mar 24, 20164 then
Private funds: no history
RAUM n/a over the last fiscal year+16% a year over three
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $41.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $635,208derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M88%
- Individuals$14.2M12%
- Individual clients
- 62reported
- HNW clients
- 23reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 194reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Treat DewittCertified Financial Planner | Collegeville, Pa | Jan 27, 1997 | 44 y | 0 |
| David Hunter DewittCertified Financial Planner | Collegeville, Pa | Oct 25, 2017 | 10 y | 0 |
| Scott David Frank | Collegeville, Pa | May 3, 2018 | 21 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert J Milnes to Advisory Services NetworkOct 1, 2019 · RIA to RIA
- Scott David Frank to Etf Model Solutions, LLCFeb 2, 2016 · Other
- Paul Anthony Milnes to Persimmon Capital Management LPApr 25, 2013 · Other
Joined, latest
- Scott David Frank from Etf Model Solutions, LLCMay 3, 2018 · RIA to RIA
- Scott David Frank from Blue Spruce Global Advisors, LLCDec 4, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Treat David Dewitt · President, Secretary, Treasurer, Director/Chief Compliance Officercontrolsince 02/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Collegeville, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 186 to 194Jun 16, 2025 to Mar 9, 2026
- Individual clients · 65 to 62Jun 16, 2025 to Mar 9, 2026
- Discretionary RAUM · $101M to $101MJun 16, 2025 to Mar 9, 2026
- HNW RAUM · $98.0M to $109MJun 16, 2025 to Mar 9, 2026
- Individual RAUM · $13.0M to $14.2MJun 16, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $9.8M to $22.2MJun 16, 2025 to Mar 9, 2026
- RAUM · $111M to $123MJun 16, 2025 to Mar 9, 2026
- Accounts · 185 to 186Sep 28, 2023 to Jun 16, 2025
- HNW clients · 25 to 23Sep 28, 2023 to Jun 16, 2025
- Individual clients · 66 to 65Sep 28, 2023 to Jun 16, 2025
- Assets in custody · 62000000.0 to unsetSep 28, 2023 to Jun 16, 2025
- Custody of client assets · true to falseSep 28, 2023 to Jun 16, 2025
- Financial planning clients · unset to Sep 28, 2023 to Jun 16, 2025
- Discretionary RAUM · $69.1M to $101MSep 28, 2023 to Jun 16, 2025
- HNW RAUM · $66.5M to $98.0MSep 28, 2023 to Jun 16, 2025
- Individual RAUM · $8.7M to $13.0MSep 28, 2023 to Jun 16, 2025
- Non-discretionary RAUM · $9.7M to $9.8MSep 28, 2023 to Jun 16, 2025
- RAUM · $78.8M to $111MSep 28, 2023 to Jun 16, 2025
- Assets in custody · unset to 62000000.0Sep 6, 2023 to Sep 28, 2023
- Custody of client assets · false to trueSep 6, 2023 to Sep 28, 2023
- HQ city · WAYNE to COLLEGEVILLEApr 7, 2023 to May 8, 2023
- Accounts · 125 to 185Jan 26, 2023 to Mar 28, 2023
- HNW clients · 19 to 25Jan 26, 2023 to Mar 28, 2023
- Individual clients · 43 to 66Jan 26, 2023 to Mar 28, 2023
- Discretionary RAUM · $76.6M to $69.1MJan 26, 2023 to Mar 28, 2023
- HNW RAUM · $82.0M to $66.5MJan 26, 2023 to Mar 28, 2023
- Individual RAUM · $11.3M to $8.7MJan 26, 2023 to Mar 28, 2023
- Non-discretionary RAUM · $16.7M to $9.7MJan 26, 2023 to Mar 28, 2023
- RAUM · $93.3M to $78.8MJan 26, 2023 to Mar 28, 2023
- Other offices · 0 to 1Jan 3, 2023 to Jan 26, 2023
- Accounts · 95 to 125Mar 25, 2021 to Mar 15, 2022
- HNW clients · 15 to 19Mar 25, 2021 to Mar 15, 2022
- Individual clients · 39 to 43Mar 25, 2021 to Mar 15, 2022
- Discretionary RAUM · $80.5M to $76.6MMar 25, 2021 to Mar 15, 2022
- HNW RAUM · $83.9M to $82.0MMar 25, 2021 to Mar 15, 2022
- Individual RAUM · $9.0M to $11.3MMar 25, 2021 to Mar 15, 2022
- Non-discretionary RAUM · $12.4M to $16.7MMar 25, 2021 to Mar 15, 2022
- RAUM · $92.9M to $93.3MMar 25, 2021 to Mar 15, 2022
- Accounts · 137 to 95Jun 26, 2020 to Mar 25, 2021
- HNW clients · 19 to 15Jun 26, 2020 to Mar 25, 2021
Signals
1 dated events
- Dewitt Capital Management filed its initial SEC registration (Form ADV)Jun 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dewitt-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- dewittcm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-910-9110reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026