DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sawgrass Asset Management LLC
Latest filing Jul 17, 2026
First filing on the tape Mar 29, 2012 · 30 filings
SEC status approved since Feb 13, 1998
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
8.7%
$178M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.0B as of Jul 17, 2026
Mar 29, 2012$2.8B then
HNW client RAUM$48.1M as of Jul 17, 2026
Mar 29, 2018$127M then
State-registered IARs (5.B.3)11 as of Jul 17, 2026
Apr 1, 201316 then
Employees (5.A)15 as of Jul 17, 2026
Apr 1, 201322 then
Private funds1 as of Jul 17, 2026
Mar 29, 20121 then
RAUM -9.4% over the last fiscal year-0.9% a year over threeIARs 12 to 11
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $9.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.1B63%
- Charitable organizations$376M21%
- Individuals$130M7.3%
- High-net-worth individuals$48.1M2.7%
- Insurance companies$40.0M2.2%
- Corporations and businesses$39.7M2.2%
- Pooled investment vehicles$19.4M1.1%
- Pension and profit-sharing plans$4.2M0.2%
- Individual clients
- 25reported
- HNW clients
- 15reported
- Pension plan clients
- 1reported
- Charitable clients
- 14reported
- Accounts
- 223reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.4M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.01 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dean Edward McquiddyChartered Financial Analyst | Ponte Vedra Beach, Fl | Apr 11, 2016 | 28 y | 0 |
| David Andrew FurfineChartered Financial Analyst | Ponte Vedra Beach, Fl | Feb 10, 2025 | 30 y | 0 |
| David Adam SiegelChartered Financial Analyst | Ponte Vedra Beach, Fl | May 10, 2025 | 23 y | 0 |
| Gale Russell CreightonChartered Financial Analyst | Ponte Vedra Beach, Fl | Jun 26, 2025 | 24 y | 1 |
| Brian Kent Monroe | Ponte Vedra Beach, Fl | Nov 10, 2025 | 32 y | 0 |
| Liridon GilaChartered Financial Analyst | Ponte Vedra Beach, Fl | Nov 17, 2025 | 18 y | 0 |
| Patrick Alan RileyChartered Financial Analyst | Ponte Vedra Beach, Fl | Dec 8, 2025 | 28 y | 0 |
| William Marc DavisChartered Financial Analyst | Ponte Vedra Beach, Fl | Dec 10, 2025 | 28 y | 0 |
| Lori Denise Bayler | Ponte Vedra Beach, Fl | Dec 16, 2025 | 23 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- Brian Steven Engel to Kayne Anderson Rudnick Investment Management, LLCApr 8, 2026 · Other
- Gregory Scott Gosch to Nuveen Asset Management, LLCMar 2, 2022 · Other
- Nicholas Charles Petriello to Morgan StanleyDec 21, 2021 · Other
Joined, latest
- Gale Russell Creighton from St Johns Wealth ManagementJun 26, 2025 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sawgrass Diversified Income Fund, LLC | Other Private Fund | $11.9M | 12 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Edward Dean Mcquiddy · Shareholder Of Sawgrass Asset Management, Inc.controlsince 01/1998 · owns 25% to 50%
- Kent Brian Monroe · Shareholder Of Sawgrass Asset Management, Inc.controlsince 01/1998 · owns 25% to 50%
- Alicia Dator · President/Chief Compliance Officersince 06/2022 · owns less than 5%
- Andrew David Furfine · Shareholder Of Sawgrass Asset Management, Inc.since 01/2005 · owns 10% to 25%
- Edward Martin Laprade · Shareholder Of Sawgrass Asset Management, Inc.since 01/2005 · owns 10% to 25%
- Alan Patrick Riley · Shareholder Of Sawgrass Asset Management, Inc.since 01/2005 · owns 10% to 25%
Entity owners
- Sawgrass Asset Management, Inc. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ponte Vedra Beach, Fl · principal | 9 | 5 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 214 to 223Jul 11, 2025 to Mar 31, 2026
- Advisory employees · 12 to 11Jul 11, 2025 to Mar 31, 2026
- Charity clients · 16 to 14Jul 11, 2025 to Mar 31, 2026
- Individual clients · 18 to 25Jul 11, 2025 to Mar 31, 2026
- Assets in custody · $8.2M to $8.4MJul 11, 2025 to Mar 31, 2026
- Employees · 18 to 15Jul 11, 2025 to Mar 31, 2026
- State-registered IARs · 12 to 11Jul 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.3B to $2.0BJul 11, 2025 to Mar 31, 2026
- HNW RAUM · $45.1M to $48.1MJul 11, 2025 to Mar 31, 2026
- Individual RAUM · $118M to $130MJul 11, 2025 to Mar 31, 2026
- Pension RAUM · $5.8M to $4.2MJul 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17.9M to $19.4MJul 11, 2025 to Mar 31, 2026
- RAUM · $2.3B to $2.0BJul 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 11, 2025
- Accounts · 227 to 214Apr 11, 2024 to Mar 31, 2025
- Charity clients · 15 to 16Apr 11, 2024 to Mar 31, 2025
- Corporate clients · 10 to 5Apr 11, 2024 to Mar 31, 2025
- HNW clients · 27 to 15Apr 11, 2024 to Mar 31, 2025
- Individual clients · 9 to 18Apr 11, 2024 to Mar 31, 2025
- Assets in custody · $11.9M to $8.2MApr 11, 2024 to Mar 31, 2025
- Employees · 16 to 18Apr 11, 2024 to Mar 31, 2025
- State-registered IARs · 11 to 12Apr 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $2.3BApr 11, 2024 to Mar 31, 2025
- HNW RAUM · $98.7M to $45.1MApr 11, 2024 to Mar 31, 2025
- Individual RAUM · $63.6M to $118MApr 11, 2024 to Mar 31, 2025
- Pension RAUM · $4.8M to $5.8MApr 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $20.3M to $17.9MApr 11, 2024 to Mar 31, 2025
- RAUM · $2.3B to $2.3BApr 11, 2024 to Mar 31, 2025
- Charity clients · 16 to 15Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 13 to 10Mar 31, 2023 to Mar 29, 2024
- HNW clients · 29 to 27Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 1 to 2Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $11.4M to $11.9MMar 31, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.1B to $2.3BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $80.5M to $98.7MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $58.1M to $63.6MMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $0 to $4.8MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $7.2M to $20.3MMar 31, 2023 to Mar 29, 2024
Signals
4 dated events
- Brian Steven Engel left Sawgrass Asset Management Llc for Kayne Anderson Rudnick Investment Management, Llc (registered 2026-04-09)Apr 8, 2026 · Advisor changed firm · fact
- Sawgrass Asset Management Llc reported RAUM $2.1B, down 28% from $2.9B (2022-08-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Gregory Scott Gosch left Sawgrass Asset Management Llc for Nuveen Asset Management, Llc (registered 2022-03-08)Mar 2, 2022 · Advisor changed firm · fact
- Martin Andrew Cantor (Shareholder Of Sawgrass Asset Management, Inc.) no longer on Schedule A of Sawgrass Asset Management Llc (listed 2018-03-29, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Sawgrass Asset Management LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SAWGRASS-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SAW-GRASS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (904) 493-5500reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026